Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
61+ 1.17% |
$2.85K - $3.16K
|
5.28K
$323K
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
100New |
$4.67K - $5.18K
|
100
$6.11K
|
|
|
Nov 03, 2023
Q3 2023
|
Briaud Financial Planning, Inc
College Station, TX |
BUY
|
- |
1KNew |
$46.7K - $51.8K
|
1K
$61.1K
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
947New |
$44.3K - $49.1K
|
947
$57.8K
|
|
|
Oct 30, 2023
Q3 2023
|
Thompson Investment Management, Inc.
|
SELL
|
- |
-156- 13.49% |
$7.29K - $8.08K
|
1K
$61.1K
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.19K- 61.76% |
$55.5K - $61.5K
|
735
$44.9K
|
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
100New |
$4.67K - $5.18K
|
100
$6.11K
|
|
|
Oct 16, 2023
Q3 2023
|
Clarus Group, Inc.
|
SELL
|
- |
-62- 1.0% |
$2.9K - $3.21K
|
6.15K
$375K
|
|
|
Oct 10, 2023
Q3 2023
|
Bts Asset Management, Inc.
|
SELL
|
- |
-353- 6.37% |
$16.5K - $18.3K
|
5.19K
$317K
|
|
| Q2 2023 | |||||||
|
Aug 23, 2023
Q2 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-209- 67.2% |
$9.88K - $10.9K
|
102
$6.23K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.5KNew |
$70.9K - $77.9K
|
1.5K
$91.6K
|
|
|
Aug 09, 2023
Q2 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
12.6KNew |
$595K - $654K
|
12.6K
$769K
|
|
|
Aug 03, 2023
Q2 2023
|
Triumph Capital Management
|
BUY
|
- |
5.16KNew |
$244K - $268K
|
5.16K
$315K
|
|
|
Aug 03, 2023
Q2 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-123- 2.17% |
$5.81K - $6.39K
|
5.54K
$338K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.2K- 70.19% |
$483K - $531K
|
4.34K
$265K
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-6.09K- 4.31% |
$288K - $316K
|
135K
$8.25M
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-35- 0.75% |
$1.65K - $1.82K
|
4.64K
$283K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
4.9KNew |
$231K - $254K
|
4.9K
$299K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.4K+ 65.37% |
$116K - $135K
|
6.07K
$371K
|
|
|
May 15, 2023
Q1 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
2.91K+ 71.61% |
$140K - $164K
|
6.98K
$426K
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
254+ 5.72% |
$12.3K - $14.3K
|
4.7K
$287K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
33New |
$1.59K - $1.86K
|
33
$2.02K
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-158- 0.66% |
$7.62K - $8.91K
|
23.9K
$1.46M
|
|
|
May 05, 2023
Q1 2023
|
Sandy Spring Bank
|
BUY
|
- |
2.06KNew |
$99.5K - $116K
|
2.06K
$126K
|
|
|
May 05, 2023
Q1 2023
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
1.22KNew |
$58.9K - $68.9K
|
1.22K
$74.6K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
4.11KNew |
$198K - $232K
|
4.11K
$251K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.31KNew |
$63.2K - $73.9K
|
1.31K
$80.1K
|
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
3+ 1.07% |
$145 - $169
|
283
$17.3K
|
|
|
Apr 24, 2023
Q1 2023
|
Mc Adam, LLC
|
BUY
|
- |
3.92KNew |
$189K - $221K
|
3.92K
$239K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-687- 57.88% |
$33.1K - $38.7K
|
500
$30.5K
|
|
| Q4 2022 | |||||||
|
Oct 23, 2024
Q4 2022
|
Convergence Financial, LLC
Columbia, MO |
SELL
|
- |
-279- 5.4% |
$12.8K - $15K
|
4.89K
$299K
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-13.8KClosed |
$631K - $741K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.05KNew |
$48K - $56.4K
|
1.05K
$64.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
67+ 0.18% |
$3.07K - $3.6K
|
36.4K
$2.22M
|
|
|
Feb 14, 2023
Q4 2022
|
Pacific Sun Financial Corp
|
SELL
|
- |
-40- 0.89% |
$1.83K - $2.15K
|
4.46K
$272K
|
|
|
Feb 13, 2023
Q4 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
716New |
$32.8K - $38.5K
|
716
$43.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
2.67KNew |
$122K - $143K
|
2.67K
$163K
|
|
|
Feb 13, 2023
Q4 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
8+ 0.95% |
$366 - $430
|
849
$51.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
3.94KNew |
$180K - $212K
|
3.94K
$241K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
475New |
$21.7K - $25.5K
|
475
$29K
|
|
|
Feb 07, 2023
Q4 2022
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
3.95KNew |
$180K - $212K
|
3.95K
$241K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
21New |
$961 - $1.13K
|
21
$1.28K
|
|
|
Jan 31, 2023
Q4 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
133+ 0.95% |
$6.08K - $7.14K
|
14.1K
$862K
|
|
|
Jan 31, 2023
Q4 2022
|
Clean Yield Group
|
BUY
|
- |
130New |
$5.95K - $6.98K
|
130
$7.94K
|
|
|
Jan 20, 2023
Q4 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-6.48K- 48.63% |
$296K - $348K
|
6.84K
$418K
|
|
|
Jan 19, 2023
Q4 2022
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-919- 17.22% |
$42K - $49.4K
|
4.42K
$270K
|
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
1.51K+ 33.97% |
$69.2K - $81.2K
|
5.96K
$364K
|
|
|
Jan 12, 2023
Q4 2022
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
4.27KNew |
$195K - $229K
|
4.27K
$261K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
46New |
$2.1K - $2.47K
|
46
$2.81K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-162Closed |
$7.32K - $8.82K
|
0
$0
|
|