Purchases and Sales Made in Q3 2021 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2021. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3+ 0.07% |
$152 - $160
|
4.29K
$256K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8- 0.04% |
$405 - $426
|
19.1K
$1.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-21- 0.12% |
$1.06K - $1.12K
|
17.3K
$1.03M
|
|
|
Oct 27, 2021
Q3 2021
|
Investors Research Corp
|
SELL
|
- |
-95- 0.32% |
$4.8K - $5.06K
|
29.5K
$1.76M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-100- 1.52% |
$5.06K - $5.33K
|
6.5K
$388K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-118- 0.39% |
$5.97K - $6.29K
|
30.2K
$1.8M
|
|
|
Nov 12, 2021
Q3 2021
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-120- 2.67% |
$6.07K - $6.4K
|
4.37K
$261K
|
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-128Closed |
$6.47K - $6.82K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-140- 2.04% |
$7.08K - $7.46K
|
6.74K
$402K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-196- 39.52% |
$9.91K - $10.4K
|
300
$17.9K
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-208- 20.45% |
$10.5K - $11.1K
|
809
$48.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-240- 1.89% |
$12.1K - $12.8K
|
12.4K
$743K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-323- 2.15% |
$16.3K - $17.2K
|
14.7K
$876K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-331- 1.13% |
$16.7K - $17.6K
|
28.9K
$1.73M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-396Closed |
$20K - $21.1K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-408- 1.26% |
$20.6K - $21.7K
|
32.1K
$1.91M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-568- 2.86% |
$28.7K - $30.3K
|
19.3K
$1.15M
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-596- 94.9% |
$30.1K - $31.8K
|
32
$1.91K
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-606- 7.07% |
$30.6K - $32.3K
|
7.97K
$476K
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Insights, Inc.
|
SELL
|
- |
-750Closed |
$37.9K - $40K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-882- 37.03% |
$44.6K - $47K
|
1.5K
$89.6K
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-898- 14.31% |
$45.4K - $47.9K
|
5.38K
$321K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-930- 2.88% |
$47K - $49.6K
|
31.4K
$1.87M
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-947Closed |
$47.9K - $50.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-970- 5.27% |
$49.1K - $51.7K
|
17.4K
$1.04M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-1.01KClosed |
$51K - $53.7K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Simmons Bank
|
SELL
|
- |
-1.1K- 8.21% |
$55.6K - $58.6K
|
12.3K
$734K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.14K- 6.02% |
$57.7K - $60.8K
|
17.8K
$1.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.29K- 0.28% |
$65.2K - $68.7K
|
465K
$27.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.31K- 3.64% |
$66.1K - $69.7K
|
34.6K
$2.07M
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-1.33K- 3.62% |
$67.3K - $70.9K
|
35.4K
$2.11M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.59K- 22.56% |
$80.3K - $84.6K
|
5.45K
$325K
|
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-1.63K- 21.59% |
$82.4K - $86.9K
|
5.92K
$353K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.06K- 13.78% |
$104K - $110K
|
12.9K
$771K
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-2.18K- 89.07% |
$110K - $116K
|
267
$15.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-2.21K- 11.96% |
$112K - $118K
|
16.3K
$971K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.42K- 21.25% |
$122K - $129K
|
8.97K
$535K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.62KClosed |
$132K - $140K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-2.68K- 7.33% |
$136K - $143K
|
33.9K
$2.03M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.95K- 12.59% |
$149K - $157K
|
20.5K
$1.22M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-3.23K- 10.47% |
$163K - $172K
|
27.6K
$1.65M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-3.39K- 50.48% |
$171K - $180K
|
3.32K
$198K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.66K- 7.11% |
$185K - $195K
|
47.9K
$2.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-3.94KClosed |
$199K - $210K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-3.96KClosed |
$200K - $211K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.39K- 45.2% |
$273K - $288K
|
6.54K
$390K
|
|
|
Sep 10, 2024
Q3 2021
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-5.76KClosed |
$291K - $307K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.75K- 10.43% |
$392K - $413K
|
66.5K
$3.97M
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-13KClosed |
$658K - $693K
|
0
$0
|