Purchases and Sales Made in Q3 2022 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2022. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
                  Nov 10, 2022
                  Q3 2022
                 | 
      Pnc Financial Services Group, Inc.
       Pittsburgh, PA | BUY | - | 100+ 10.53% |                   
                  $4.52K - $5.45K
                 |                   
                1.05K
                $62.7K
               | |
| 
                  Oct 17, 2022
                  Q3 2022
                 | 
      Transcend Capital Advisors, LLC
      
   | BUY | - | 79+ 0.6% |                   
                  $3.57K - $4.3K
                 |                   
                13.3K
                $795K
               | |
| 
                  Nov 09, 2022
                  Q3 2022
                 | 
      High Tower Advisors, LLC
       Chicago, IL | BUY | - | 62+ 0.57% |                   
                  $2.8K - $3.38K
                 |                   
                10.9K
                $653K
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Wealthsource Partners, LLC
      
   | BUY | - | 48+ 0.96% |                   
                  $2.17K - $2.61K
                 |                   
                5.06K
                $302K
               | |
| 
                  Nov 04, 2022
                  Q3 2022
                 | 
      Sierra Capital LLC
      
   | BUY | - | 35+ 87.5% |                   
                  $1.58K - $1.91K
                 |                   
                75
                $4.48K
               | |
| 
                  Nov 02, 2022
                  Q3 2022
                 | 
      Hudock, Inc.
      
   | BUY | - | 31+ 0.54% |                   
                  $1.4K - $1.69K
                 |                   
                5.76K
                $344K
               | |
| 
                  Oct 27, 2022
                  Q3 2022
                 | 
      Albion Financial Group 
      
   | BUY | - | 16+ 2.07% |                   
                  $723 - $871
                 |                   
                790
                $47.2K
               | |
| 
                  Oct 20, 2022
                  Q3 2022
                 | 
      Mkt Advisors LLC
       Escondido, CA | BUY | - | 8+ 0.15% |                   
                  $361 - $436
                 |                   
                5.34K
                $319K
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Truvestments Capital LLC
       Sarasota, FL | BUY | - | 8+ 0.96% |                   
                  $361 - $436
                 |                   
                841
                $50.2K
               | |
| 
                  Oct 21, 2022
                  Q3 2022
                 | 
      Hengehold Capital Management LLC
      
   | BUY | - | 6+ 0.11% |                   
                  $271 - $327
                 |                   
                5.32K
                $317K
               | |
| 
                  Oct 14, 2022
                  Q3 2022
                 | 
      Well Done, LLC
      
   | BUY | - | 4+ 0.09% |                   
                  $181 - $218
                 |                   
                4.66K
                $278K
               | |
| 
                  Nov 09, 2022
                  Q3 2022
                 | 
      Madden Advisory Services, Inc.
      
   | BUY | - | 4+ 0.03% |                   
                  $181 - $218
                 |                   
                15.6K
                $929K
               | |
| 
                  Nov 10, 2022
                  Q3 2022
                 | 
      Baystate Wealth Management LLC
      
   | BUY | - | 3+ 1.09% |                   
                  $135 - $163
                 |                   
                278
                $16.6K
               | |
| 
                  Oct 19, 2022
                  Q3 2022
                 | 
      Gill Capital Partners, LLC
       Denver, CO | SELL | - | -1- 0.02% |                   
                  $45.2 - $54.5
                 |                   
                4.81K
                $287K
               | |
| 
                  Oct 12, 2022
                  Q3 2022
                 | 
      Kozak & Associates, Inc.
       Highlands Ranch, CO | SELL | - | -27Closed |                   
                  $1.22K - $1.47K
                 |                   
                0
                $0
               | |
| 
                  Oct 27, 2022
                  Q3 2022
                 | 
      Simmons Bank
      
   | SELL | - | -50- 0.51% |                   
                  $2.26K - $2.72K
                 |                   
                9.75K
                $582K
               | |
| 
                  Oct 31, 2022
                  Q3 2022
                 | 
      Calton & Associates, Inc.
      
   | SELL | - | -60- 1.33% |                   
                  $2.71K - $3.27K
                 |                   
                4.45K
                $266K
               | |
| 
                  Nov 16, 2022
                  Q3 2022
                 | 
      Captrust Financial Advisors
       Raleigh, NC | SELL | - | -75- 1.12% |                   
                  $3.39K - $4.08K
                 |                   
                6.65K
                $397K
               | |
| 
                  Oct 25, 2022
                  Q3 2022
                 | 
      Janney Montgomery Scott LLC
      
   | SELL | - | -96- 0.06% |                   
                  $4.34K - $5.23K
                 |                   
                170K
                $10.2M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Jpmorgan Chase & CO
       New York, NY | SELL | - | -100- 4.8% |                   
                  $4.52K - $5.45K
                 |                   
                1.98K
                $118K
               | |
| 
                  Oct 24, 2022
                  Q3 2022
                 | 
      Stratos Wealth Partners, Ltd.
      
   | SELL | - | -103- 0.55% |                   
                  $4.65K - $5.61K
                 |                   
                18.8K
                $1.12M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Wealthcare Advisory Partners LLC
       West Chester, PA | SELL | - | -103- 0.6% |                   
                  $4.65K - $5.61K
                 |                   
                17.2K
                $1.03M
               | |
| 
                  Nov 15, 2022
                  Q3 2022
                 | 
      Concourse Financial Group Securities, Inc.
       Birmingham, AL | SELL | - | -108Closed |                   
                  $4.88K - $5.88K
                 |                   
                0
                $0
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Atria Wealth Solutions, Inc.
       New York, NY | SELL | - | -161- 0.99% |                   
                  $7.27K - $8.77K
                 |                   
                16.2K
                $966K
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      New Millennium Group LLC
       Sandy, UT | SELL | - | -162Closed |                   
                  $7.32K - $8.82K
                 |                   
                0
                $0
               | |
| 
                  Nov 09, 2022
                  Q3 2022
                 | 
      Db Wealth Management Group, LLC
       San Diego, CA | SELL | - | -167- 0.47% |                   
                  $7.54K - $9.09K
                 |                   
                35.6K
                $2.13M
               | |
| 
                  Nov 10, 2022
                  Q3 2022
                 | 
      Keystone Financial Group
      
   | SELL | - | -192- 2.1% |                   
                  $8.67K - $10.5K
                 |                   
                8.93K
                $533K
               | |
| 
                  Nov 10, 2022
                  Q3 2022
                 | 
      Investors Research Corp
      
   | SELL | - | -199- 0.69% |                   
                  $8.99K - $10.8K
                 |                   
                28.6K
                $1.71M
               | |
| 
                  Oct 17, 2022
                  Q3 2022
                 | 
      Cambridge Investment Research Advisors, Inc.
      
   | SELL | - | -207- 0.39% |                   
                  $9.35K - $11.3K
                 |                   
                53.5K
                $3.19M
               | |
| 
                  Nov 15, 2022
                  Q3 2022
                 | 
      Dana Investment Advisors, Inc.
       Brookfield, WI | SELL | - | -225- 3.53% |                   
                  $10.2K - $12.3K
                 |                   
                6.15K
                $367K
               | |
| 
                  Oct 27, 2022
                  Q3 2022
                 | 
      Us Bancorp \De\
      
   | SELL | - | -255- 63.75% |                   
                  $11.5K - $13.9K
                 |                   
                145
                $8.66K
               | |
| 
                  Oct 24, 2022
                  Q3 2022
                 | 
      Great Diamond Partners, LLC
      
   | SELL | - | -264- 1.36% |                   
                  $11.9K - $14.4K
                 |                   
                19.1K
                $1.14M
               | |
| 
                  Oct 26, 2022
                  Q3 2022
                 | 
      Truist Financial Corp
      
   | SELL | - | -281- 1.29% |                   
                  $12.7K - $15.3K
                 |                   
                21.6K
                $1.29M
               | |
| 
                  Aug 14, 2024
                  Q3 2022
                 | 
      Federation Des Caisses Desjardins Du Quebec
       Levis, A8 | SELL | - | -545- 1.81% |                   
                  $24.6K - $29.7K
                 |                   
                29.6K
                $1.76M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Cahill Financial Advisors Inc
       Edina, MN | SELL | - | -568- 1.69% |                   
                  $25.7K - $30.9K
                 |                   
                33K
                $1.97M
               | |
| 
                  Oct 14, 2022
                  Q3 2022
                 | 
      Private Advisor Group, LLC
      
   | SELL | - | -760- 1.7% |                   
                  $34.3K - $41.4K
                 |                   
                44K
                $2.63M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Baird Financial Group, Inc.
       Milwaukee, WI | SELL | - | -1.01K- 5.97% |                   
                  $45.8K - $55.2K
                 |                   
                16K
                $953K
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Integrated Wealth Concepts LLC
      
   | SELL | - | -1.43K- 18.11% |                   
                  $64.6K - $77.9K
                 |                   
                6.47K
                $386K
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Tradition Wealth Management, LLC
      
   | SELL | - | -2.06K- 20.42% |                   
                  $93.2K - $112K
                 |                   
                8.05K
                $480K
               | |
| 
                  Oct 13, 2022
                  Q3 2022
                 | 
      Pfg Advisors
      
   | SELL | - | -6.78K- 17.22% |                   
                  $306K - $369K
                 |                   
                32.6K
                $1.95M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Lpl Financial LLC
       Fort Mill, SC | SELL | - | -10.5K- 4.06% |                   
                  $474K - $572K
                 |                   
                248K
                $14.8M
               | |
| 
                  Nov 10, 2022
                  Q3 2022
                 | 
      Ubs Group Ag
      
   | SELL | - | -11.7K- 2.43% |                   
                  $530K - $639K
                 |                   
                470K
                $28.1M
               | |
| 
                  Oct 25, 2022
                  Q3 2022
                 | 
      Raymond James Financial Services Advisors, Inc.
       St. Petersburg, FL | SELL | - | -12.6K- 6.61% |                   
                  $570K - $687K
                 |                   
                178K
                $10.6M
               | |
| 
                  Oct 24, 2022
                  Q3 2022
                 | 
      Del Sette Capital Management, LLC
      
   | SELL | - | -24.6K- 6.51% |                   
                  $1.11M - $1.34M
                 |                   
                354K
                $21.1M
               | |
| 
                  Nov 14, 2022
                  Q3 2022
                 | 
      Morgan Stanley
       New York, NY | SELL | - | -150K- 8.56% |                   
                  $6.79M - $8.19M
                 |                   
                1.61M
                $96M
               |