Purchases and Sales Made in Q3 2023 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2023. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Hudock, Inc.
|
BUY
|
- |
2+ 0.04% |
$93.5 - $104
|
4.46K
$254K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8- 0.02% |
$374 - $415
|
32.2K
$1.84M
|
|
|
Oct 16, 2023
Q3 2023
|
Clarus Group, Inc.
|
SELL
|
- |
-62- 1.0% |
$2.9K - $3.21K
|
6.15K
$350K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-75- 7.14% |
$3.5K - $3.89K
|
975
$55.6K
|
|
|
Nov 09, 2023
Q3 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-75- 0.71% |
$3.5K - $3.89K
|
10.4K
$595K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-139- 0.55% |
$6.5K - $7.2K
|
25K
$1.42M
|
|
|
Oct 30, 2023
Q3 2023
|
Thompson Investment Management, Inc.
|
SELL
|
- |
-156- 13.49% |
$7.29K - $8.08K
|
1K
$57K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-215- 2.52% |
$10K - $11.1K
|
8.32K
$474K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-281- 1.22% |
$13.1K - $14.6K
|
22.8K
$1.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-299- 3.81% |
$14K - $15.5K
|
7.56K
$431K
|
|
|
Oct 19, 2023
Q3 2023
|
Great Diamond Partners, LLC
|
SELL
|
- |
-331- 1.79% |
$15.5K - $17.2K
|
18.2K
$1.04M
|
|
|
Oct 10, 2023
Q3 2023
|
Bts Asset Management, Inc.
|
SELL
|
- |
-353- 6.37% |
$16.5K - $18.3K
|
5.19K
$295K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-489- 1.75% |
$22.9K - $25.3K
|
27.4K
$1.56M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-530- 15.52% |
$24.8K - $27.5K
|
2.89K
$164K
|
|
|
Oct 30, 2023
Q3 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-887- 1.92% |
$41.4K - $46K
|
45.3K
$2.58M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-920- 3.06% |
$43K - $47.7K
|
29.1K
$1.66M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-965- 3.74% |
$45.1K - $50K
|
24.8K
$1.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.01K- 14.46% |
$47.3K - $52.4K
|
5.99K
$341K
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.19K- 61.76% |
$55.5K - $61.5K
|
735
$41.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.26K- 11.28% |
$58.8K - $65.2K
|
9.9K
$564K
|
|
|
Nov 15, 2023
Q3 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-1.43K- 23.29% |
$67K - $74.3K
|
4.72K
$269K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.46K- 15.85% |
$68.2K - $75.6K
|
7.74K
$441K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.94K- 0.5% |
$90.8K - $101K
|
386K
$22M
|
|
|
Oct 17, 2023
Q3 2023
|
Heartwood Wealth Advisors LLC
|
SELL
|
- |
-1.98K- 7.49% |
$92.6K - $103K
|
24.5K
$1.4M
|
|
|
Oct 30, 2023
Q3 2023
|
Del Sette Capital Management, LLC
|
SELL
|
- |
-2.14K- 0.7% |
$99.9K - $111K
|
305K
$17.4M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.33K- 13.15% |
$109K - $121K
|
15.4K
$876K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.57K- 7.72% |
$120K - $133K
|
30.7K
$1.75M
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-3K- 38.83% |
$140K - $155K
|
4.73K
$269K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.06K- 1.6% |
$143K - $158K
|
188K
$10.7M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-3.16K- 12.43% |
$148K - $164K
|
22.3K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.8K- 29.05% |
$177K - $197K
|
9.27K
$528K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-3.95K- 98.7% |
$185K - $205K
|
52
$2.96K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-7.33K- 28.81% |
$342K - $380K
|
18.1K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.93K- 3.52% |
$464K - $514K
|
272K
$15.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-11.6K- 66.8% |
$542K - $601K
|
5.76K
$328K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-11.9K- 2.59% |
$557K - $617K
|
449K
$25.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.9K- 17.64% |
$601K - $666K
|
60K
$3.42M
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-16.7K- 58.47% |
$781K - $866K
|
11.9K
$676K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-20.7K- 16.73% |
$968K - $1.07M
|
103K
$5.87M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-48.8K- 3.69% |
$2.28M - $2.53M
|
1.27M
$72.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-53.5K- 5.83% |
$2.5M - $2.77M
|
864K
$49.2M
|