Purchases and Sales Made in Q4 2021 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Del Sette Capital Management, LLC
|
BUY
|
- |
391KNew |
$19.6M - $21M
|
391K
$22.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
24.6K+ 5.29% |
$1.23M - $1.32M
|
490K
$27.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
23.3K+ 1.92% |
$1.16M - $1.25M
|
1.23M
$70.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
23.1K+ 31.97% |
$1.15M - $1.24M
|
95.3K
$5.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.5K+ 0.93% |
$626K - $672K
|
1.35M
$76.9M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10.8K+ 3.5% |
$538K - $578K
|
318K
$18.1M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.53K+ 5.5% |
$427K - $458K
|
164K
$9.32M
|
|
|
Oct 23, 2024
Q4 2021
|
Convergence Financial, LLC
Columbia, MO |
BUY
|
- |
5.54KNew |
$277K - $298K
|
5.54K
$316K
|
|
|
Jan 19, 2022
Q4 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
4.31K+ 36.93% |
$216K - $232K
|
16K
$911K
|
|
|
Feb 01, 2022
Q4 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
3.88KNew |
$194K - $208K
|
3.88K
$221K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.85K+ 0.45% |
$193K - $207K
|
859K
$49M
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
3.26K+ 11.27% |
$163K - $175K
|
32.2K
$1.83M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.52K+ 2.91% |
$126K - $136K
|
89.1K
$5.08M
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
2.52KNew |
$126K - $135K
|
2.52K
$143K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.23KNew |
$111K - $120K
|
2.23K
$127K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
2.12KNew |
$106K - $114K
|
2.12K
$121K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1.85K+ 28.33% |
$92.7K - $99.6K
|
8.39K
$478K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.64K+ 8.6% |
$82.2K - $88.3K
|
20.8K
$1.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.62K+ 8.65% |
$81.1K - $87.2K
|
20.4K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.51K+ 14.41% |
$75.7K - $81.3K
|
12K
$685K
|
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.32K+ 7.65% |
$66.1K - $71K
|
18.6K
$1.06M
|
|
|
Jan 12, 2022
Q4 2021
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
1.1K+ 10.93% |
$55K - $59K
|
11.2K
$635K
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
1.03KNew |
$51.4K - $55.2K
|
1.03K
$58.5K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
959New |
$48K - $51.5K
|
959
$54.6K
|
|
|
Jan 14, 2022
Q4 2021
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
951+ 4.14% |
$47.6K - $51.1K
|
23.9K
$1.36M
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
909+ 13.35% |
$45.5K - $48.8K
|
7.72K
$440K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
902+ 60.13% |
$45.1K - $48.5K
|
2.4K
$137K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
795+ 9.1% |
$39.8K - $42.7K
|
9.53K
$543K
|
|
|
Feb 09, 2022
Q4 2021
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
716New |
$35.8K - $38.5K
|
716
$40.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
538New |
$26.9K - $28.9K
|
538
$30.7K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
508+ 2.64% |
$25.4K - $27.3K
|
19.8K
$1.13M
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
505New |
$25.3K - $27.1K
|
505
$28.8K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
500+ 1.81% |
$25K - $26.9K
|
28.1K
$1.6M
|
|
|
Feb 17, 2022
Q4 2021
|
Iron Bridge Private Wealth, LLC
|
BUY
|
- |
467New |
$23.4K - $25.1K
|
467
$26.6K
|
|
|
Aug 05, 2022
Q4 2021
|
Tevis Investment Management
|
BUY
|
- |
450New |
$22.5K - $24.2K
|
450
$25.6K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
371+ 1.07% |
$18.6K - $19.9K
|
35K
$1.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
362+ 0.76% |
$18.1K - $19.5K
|
48.2K
$2.75M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
310+ 1.58% |
$15.5K - $16.7K
|
19.9K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
305+ 4.25% |
$15.3K - $16.4K
|
7.49K
$426K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
300+ 6.85% |
$15K - $16.1K
|
4.68K
$267K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
239+ 0.13% |
$12K - $12.8K
|
184K
$10.5M
|
|
|
Jan 19, 2023
Q4 2021
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
190New |
$9.5K - $10.2K
|
190
$10.8K
|
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
BUY
|
- |
32+ 0.5% |
$1.6K - $1.72K
|
6.48K
$369K
|
|
|
Mar 11, 2022
Q4 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
27New |
$1.35K - $1.45K
|
27
$1.54K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
23+ 0.45% |
$1.15K - $1.24K
|
5.19K
$296K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
18+ 0.4% |
$900 - $967
|
4.47K
$255K
|
|
|
Feb 14, 2022
Q4 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
15+ 0.24% |
$750 - $806
|
6.17K
$352K
|
|
|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
BUY
|
- |
15+ 1.99% |
$750 - $806
|
767
$43.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
BUY
|
- |
11+ 0.11% |
$550 - $591
|
9.86K
$562K
|
|
|
Feb 14, 2022
Q4 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
7+ 0.87% |
$350 - $376
|
816
$46.5K
|