Purchases and Sales Made in Q4 2022 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q4 2022. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
150K+ 9.35% |
$6.88M - $8.08M
|
1.76M
$107M
|
|
|
Jan 31, 2023
Q4 2022
|
Del Sette Capital Management, LLC
|
BUY
|
- |
140K+ 35.87% |
$6.42M - $7.53M
|
531K
$32.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
71.5K+ 65.91% |
$3.27M - $3.84M
|
180K
$11M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
64.9K+ 13.79% |
$2.97M - $3.48M
|
535K
$32.7M
|
|
|
Jan 24, 2023
Q4 2022
|
Del Sette Capital Management, LLC
|
BUY
|
- |
36.7K+ 10.37% |
$1.68M - $1.97M
|
391K
$23.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
27.8K+ 77.03% |
$1.27M - $1.49M
|
63.9K
$3.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.4K+ 2.13% |
$1.02M - $1.2M
|
1.07M
$65.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
20.4KNew |
$933K - $1.1M
|
20.4K
$1.25M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9KNew |
$682K - $800K
|
14.9K
$910K
|
|
|
Jan 31, 2023
Q4 2022
|
Triumph Capital Management
|
BUY
|
- |
12.5KNew |
$573K - $673K
|
12.5K
$765K
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
8.28K+ 2.54% |
$379K - $445K
|
334K
$20.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.41K+ 2.14% |
$293K - $344K
|
306K
$18.7M
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
5.5KNew |
$252K - $295K
|
5.5K
$336K
|
|
|
Feb 10, 2023
Q4 2022
|
Essex Financial Services, Inc.
|
BUY
|
- |
4.44KNew |
$203K - $239K
|
4.44K
$271K
|
|
|
Jan 12, 2023
Q4 2022
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
4.27KNew |
$195K - $229K
|
4.27K
$261K
|
|
|
Feb 14, 2023
Q4 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.25KNew |
$194K - $228K
|
4.25K
$260K
|
|
|
Feb 14, 2023
Q4 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
4.07KNew |
$186K - $218K
|
4.07K
$248K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
3.99KNew |
$183K - $214K
|
3.99K
$244K
|
|
|
Feb 07, 2023
Q4 2022
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
3.95KNew |
$180K - $212K
|
3.95K
$241K
|
|
|
Feb 10, 2023
Q4 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
3.94KNew |
$180K - $212K
|
3.94K
$241K
|
|
|
Feb 13, 2023
Q4 2022
|
Second Half Financial Partners, LLC
Sebring, FL |
BUY
|
- |
3.69KNew |
$169K - $198K
|
3.69K
$225K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3.26K+ 28.61% |
$149K - $175K
|
14.7K
$895K
|
|
|
Feb 13, 2023
Q4 2022
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
3.12K+ 9.07% |
$143K - $168K
|
37.5K
$2.29M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.68K+ 40.32% |
$123K - $144K
|
9.33K
$570K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
2.67KNew |
$122K - $143K
|
2.67K
$163K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
2.01K+ 22.53% |
$91.7K - $108K
|
10.9K
$666K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.99KNew |
$91K - $107K
|
1.99K
$121K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.53K+ 15.6% |
$69.9K - $82.1K
|
11.3K
$691K
|
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
1.51K+ 33.97% |
$69.2K - $81.2K
|
5.96K
$364K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
1.08K+ 3.51% |
$49.2K - $57.7K
|
31.7K
$1.94M
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.05KNew |
$48K - $56.4K
|
1.05K
$64.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.04K+ 6.02% |
$47.4K - $55.7K
|
18.3K
$1.11M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
965+ 2.66% |
$44.1K - $51.8K
|
37.2K
$2.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
841+ 2.55% |
$38.5K - $45.2K
|
33.9K
$2.07M
|
|
|
Jan 12, 2023
Q4 2022
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
819+ 4.21% |
$37.5K - $44K
|
20.3K
$1.24M
|
|
|
Feb 13, 2023
Q4 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
716New |
$32.8K - $38.5K
|
716
$43.7K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
697+ 35.17% |
$31.9K - $37.4K
|
2.68K
$164K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
652+ 66.4% |
$29.8K - $35K
|
1.63K
$99.8K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
558New |
$25.5K - $30K
|
558
$34.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
539+ 83.18% |
$24.7K - $28.9K
|
1.19K
$72.5K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
504+ 2.16% |
$23.1K - $27.1K
|
23.9K
$1.46M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
475New |
$21.7K - $25.5K
|
475
$29K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
395+ 6.31% |
$18.1K - $21.2K
|
6.65K
$406K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
325New |
$14.9K - $17.5K
|
325
$19.8K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
242+ 3.35% |
$11.1K - $13K
|
7.48K
$456K
|
|
|
Feb 09, 2023
Q4 2022
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
235+ 2.51% |
$10.8K - $12.6K
|
9.59K
$585K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
227+ 3.48% |
$10.4K - $12.2K
|
6.75K
$412K
|
|
|
Jan 18, 2023
Q4 2022
|
Cypress Wealth Services, LLC
|
BUY
|
- |
149+ 0.71% |
$6.82K - $8K
|
21K
$1.28M
|
|
|
Jan 31, 2023
Q4 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
133+ 0.95% |
$6.08K - $7.14K
|
14.1K
$862K
|
|
|
Jan 31, 2023
Q4 2022
|
Clean Yield Group
|
BUY
|
- |
130New |
$5.95K - $6.98K
|
130
$7.94K
|