Purchases and Sales Made in Q1 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q1 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2020
Q1 2020
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
28+ 3.15% |
$1.23K - $1.39K
|
918
$43.6K
|
|
|
Apr 16, 2020
Q1 2020
|
Brio Consultants, LLC
|
BUY
|
- |
10+ 0.23% |
$439 - $497
|
4.39K
$209K
|
|
|
May 11, 2020
Q1 2020
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
1+ 0.02% |
$43.9 - $49.7
|
5.03K
$239K
|
|
|
May 06, 2020
Q1 2020
|
Private Ocean, LLC
|
BUY
|
- |
1+ 0.11% |
$43.9 - $49.7
|
902
$42.8K
|
|
|
Apr 27, 2020
Q1 2020
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
1+ 1.02% |
$43.9 - $49.7
|
99
$4.7K
|
|
|
May 05, 2020
Q1 2020
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1+ 0.02% |
$43.9 - $49.7
|
5.31K
$252K
|
|
|
May 04, 2020
Q1 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1- 0.02% |
$43.9 - $49.7
|
4.37K
$207K
|
|
|
May 18, 2020
Q1 2020
|
Westover Capital Advisors, LLC
Wilmington, DE |
SELL
|
- |
-12- 0.06% |
$527 - $596
|
18.9K
$897K
|
|
|
May 13, 2020
Q1 2020
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-51Closed |
$2.24K - $2.53K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
SELL
|
- |
-75- 9.09% |
$3.29K - $3.73K
|
750
$35.6K
|
|
|
Apr 21, 2020
Q1 2020
|
Webster Bank, N. A.
|
SELL
|
- |
-78Closed |
$3.43K - $3.88K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Lincoln National Corp
|
SELL
|
- |
-84- 0.18% |
$3.69K - $4.17K
|
45.7K
$2.17M
|
|
|
Apr 17, 2020
Q1 2020
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-120- 1.0% |
$5.27K - $5.96K
|
11.8K
$562K
|
|
|
May 14, 2020
Q1 2020
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-123- 0.4% |
$5.4K - $6.11K
|
30.6K
$1.45M
|
|
|
Apr 09, 2020
Q1 2020
|
Time Scale Financial, Inc.
|
SELL
|
- |
-130- 40.0% |
$5.71K - $6.46K
|
195
$9.26K
|
|
|
May 15, 2020
Q1 2020
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-142- 0.75% |
$6.24K - $7.06K
|
18.8K
$891K
|
|
|
Apr 28, 2020
Q1 2020
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-150- 1.06% |
$6.59K - $7.45K
|
14K
$667K
|
|
|
May 07, 2020
Q1 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-166- 2.89% |
$7.29K - $8.25K
|
5.59K
$265K
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-170Closed |
$7.47K - $8.45K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-172Closed |
$7.55K - $8.55K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-175- 12.28% |
$7.69K - $8.7K
|
1.25K
$59.3K
|
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
SELL
|
- |
-178- 2.8% |
$7.82K - $8.84K
|
6.18K
$293K
|
|
|
Apr 23, 2020
Q1 2020
|
Occidental Asset Management, LLC
|
SELL
|
- |
-200- 1.28% |
$8.78K - $9.94K
|
15.4K
$731K
|
|
|
May 15, 2020
Q1 2020
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-235- 3.88% |
$10.3K - $11.7K
|
5.82K
$277K
|
|
|
Apr 17, 2020
Q1 2020
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-272- 2.54% |
$11.9K - $13.5K
|
10.4K
$495K
|
|
|
May 15, 2020
Q1 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-290Closed |
$12.7K - $14.4K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Savior LLC
|
SELL
|
- |
-308Closed |
$13.5K - $15.3K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-341- 1.33% |
$15K - $16.9K
|
25.4K
$1.2M
|
|
|
Apr 17, 2020
Q1 2020
|
Country Trust Bank
|
SELL
|
- |
-357- 1.79% |
$15.7K - $17.7K
|
19.6K
$932K
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-360Closed |
$15.8K - $17.9K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Rock Point Advisors, LLC
Burlington, VT |
SELL
|
- |
-400- 3.65% |
$17.6K - $19.9K
|
10.6K
$501K
|
|
|
May 04, 2020
Q1 2020
|
Columbus Macro, LLC
|
SELL
|
- |
-402- 2.76% |
$17.7K - $20K
|
14.1K
$671K
|
|
|
Apr 23, 2020
Q1 2020
|
Cabot Wealth Management Inc
|
SELL
|
- |
-470- 9.82% |
$20.6K - $23.4K
|
4.32K
$205K
|
|
|
Sep 07, 2021
Q1 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-493Closed |
$21.7K - $24.5K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
First United Bank & Trust
|
SELL
|
- |
-500- 3.3% |
$22K - $24.8K
|
14.6K
$695K
|
|
|
Apr 17, 2020
Q1 2020
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-502- 32.96% |
$22K - $24.9K
|
1.02K
$48.5K
|
|
|
Apr 29, 2020
Q1 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-564- 9.14% |
$24.8K - $28K
|
5.6K
$266K
|
|
|
May 26, 2020
Q1 2020
|
Signature Wealth Management Group
|
SELL
|
- |
-588- 3.88% |
$25.8K - $29.2K
|
14.6K
$691K
|
|
|
Apr 27, 2020
Q1 2020
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-597- 10.82% |
$26.2K - $29.7K
|
4.92K
$234K
|
|
|
Jul 01, 2020
Q1 2020
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-612- 2.41% |
$26.9K - $30.4K
|
24.8K
$1.18M
|
|
|
May 14, 2020
Q1 2020
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-679- 5.33% |
$29.8K - $33.7K
|
12.1K
$573K
|
|
|
May 13, 2020
Q1 2020
|
Mattern Wealth Management LLC
|
SELL
|
- |
-697- 5.33% |
$30.6K - $34.6K
|
12.4K
$588K
|
|
|
Apr 29, 2020
Q1 2020
|
Diligent Investors, LLC
|
SELL
|
- |
-721- 9.05% |
$31.7K - $35.8K
|
7.24K
$344K
|
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-754- 3.69% |
$33.1K - $37.5K
|
19.7K
$934K
|
|
|
May 01, 2020
Q1 2020
|
Valmark Advisers, Inc.
|
SELL
|
- |
-770- 12.42% |
$33.8K - $38.3K
|
5.43K
$258K
|
|
|
May 05, 2020
Q1 2020
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-782- 17.1% |
$34.3K - $38.9K
|
3.79K
$180K
|
|
|
May 06, 2020
Q1 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-806- 5.68% |
$35.4K - $40.1K
|
13.4K
$635K
|
|
|
Apr 20, 2020
Q1 2020
|
Curbstone Financial Management Corp
|
SELL
|
- |
-850- 1.24% |
$37.3K - $42.2K
|
68K
$3.23M
|
|
|
Apr 24, 2020
Q1 2020
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-923- 8.09% |
$40.5K - $45.9K
|
10.5K
$498K
|
|
|
May 12, 2020
Q1 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-926- 19.29% |
$40.7K - $46K
|
3.88K
$184K
|