Purchases and Sales Made in Q1 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q1 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2020
Q1 2020
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-4.5K- 51.14% |
$198K - $224K
|
4.3K
$204K
|
|
Apr 27, 2020
Q1 2020
|
Meritage Portfolio Management
|
SELL
|
- |
-4.99K- 8.56% |
$219K - $248K
|
53.3K
$2.53M
|
|
Apr 22, 2020
Q1 2020
|
James Investment Research Inc
|
SELL
|
- |
-5K- 4.05% |
$219K - $248K
|
118K
$5.62M
|
|
May 14, 2020
Q1 2020
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-5.15K- 50.48% |
$226K - $256K
|
5.05K
$240K
|
|
Apr 22, 2020
Q1 2020
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-5.37KClosed |
$236K - $267K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-5.43K- 44.0% |
$238K - $270K
|
6.91K
$328K
|
|
Apr 22, 2020
Q1 2020
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-5.49KClosed |
$241K - $273K
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Compass Financial Group, Inc.
|
SELL
|
- |
-5.58KClosed |
$245K - $277K
|
0
$0
|
|
Apr 20, 2020
Q1 2020
|
Bay Rivers Group
|
SELL
|
- |
-5.75KClosed |
$253K - $286K
|
0
$0
|
|
Apr 30, 2020
Q1 2020
|
Stone X Group Inc.
|
SELL
|
- |
-5.77K- 56.77% |
$253K - $287K
|
4.39K
$209K
|
|
Apr 30, 2020
Q1 2020
|
Janney Capital Management LLC
|
SELL
|
- |
-5.85K- 5.96% |
$257K - $291K
|
92.4K
$4.39M
|
|
May 08, 2020
Q1 2020
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-6K- 31.54% |
$264K - $298K
|
13K
$618K
|
|
May 05, 2020
Q1 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-6.38K- 36.58% |
$280K - $317K
|
11.1K
$525K
|
|
Apr 29, 2020
Q1 2020
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-6.64K- 26.27% |
$292K - $330K
|
18.6K
$885K
|
|
May 15, 2020
Q1 2020
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-6.76K- 2.92% |
$297K - $336K
|
225K
$10.7M
|
|
Apr 16, 2020
Q1 2020
|
Arden Trust CO
|
SELL
|
- |
-7.95K- 24.98% |
$349K - $395K
|
23.9K
$1.13M
|
|
May 06, 2020
Q1 2020
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-8.08KClosed |
$355K - $401K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-8.9K- 63.98% |
$391K - $442K
|
5.01K
$238K
|
|
May 06, 2020
Q1 2020
|
Buckingham Capital Management, Inc.
|
SELL
|
- |
-9.4K- 47.07% |
$413K - $467K
|
10.6K
$502K
|
|
May 15, 2020
Q1 2020
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-9.44KClosed |
$415K - $469K
|
0
$0
|
|
Sep 07, 2021
Q1 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-9.84K- 81.82% |
$432K - $489K
|
2.19K
$104K
|
|
May 14, 2020
Q1 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-10.2K- 20.47% |
$446K - $505K
|
39.5K
$1.87M
|
|
Apr 29, 2020
Q1 2020
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-10.2K- 91.09% |
$449K - $508K
|
1K
$47.5K
|
|
May 04, 2020
Q1 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.5K- 6.14% |
$461K - $522K
|
161K
$7.63M
|
|
Apr 29, 2020
Q1 2020
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-11.1KClosed |
$488K - $552K
|
0
$0
|
|
May 06, 2020
Q1 2020
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-11.3K- 16.02% |
$497K - $562K
|
59.3K
$2.82M
|
|
May 05, 2020
Q1 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-12KClosed |
$525K - $594K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-12.5K- 63.9% |
$549K - $621K
|
7.06K
$335K
|
|
May 13, 2020
Q1 2020
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-13K- 72.09% |
$572K - $647K
|
5.04K
$239K
|
|
May 14, 2020
Q1 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-13.4KClosed |
$590K - $668K
|
0
$0
|
|
Apr 17, 2020
Q1 2020
|
Allworth Financial LP
|
SELL
|
- |
-14.7K- 13.28% |
$646K - $730K
|
96K
$4.56M
|
|
May 08, 2020
Q1 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-16KClosed |
$703K - $795K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-16.5K- 65.69% |
$725K - $821K
|
8.63K
$410K
|
|
May 12, 2020
Q1 2020
|
Assetmark, Inc
|
SELL
|
- |
-18.2K- 10.67% |
$799K - $903K
|
152K
$7.23M
|
|
May 01, 2020
Q1 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-18.7K- 22.44% |
$822K - $930K
|
64.7K
$3.07M
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-19.1KClosed |
$839K - $949K
|
0
$0
|
|
Apr 22, 2020
Q1 2020
|
Hengehold Capital Management LLC
|
SELL
|
- |
-19.9K- 63.06% |
$876K - $991K
|
11.7K
$555K
|
|
May 01, 2020
Q1 2020
|
Chatham Capital Group, Inc.
|
SELL
|
- |
-20.4K- 6.06% |
$896K - $1.01M
|
316K
$15M
|
|
May 14, 2020
Q1 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-20.8K- 17.49% |
$912K - $1.03M
|
97.9K
$4.65M
|
|
May 13, 2020
Q1 2020
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-25.3KClosed |
$1.11M - $1.26M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-27KClosed |
$1.18M - $1.34M
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-27.7K- 18.96% |
$1.22M - $1.38M
|
119K
$5.63M
|
|
May 14, 2020
Q1 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-28K- 45.3% |
$1.23M - $1.39M
|
33.8K
$1.61M
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-28.1K- 24.24% |
$1.23M - $1.39M
|
87.7K
$4.16M
|
|
May 15, 2020
Q1 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-28.3K- 10.56% |
$1.24M - $1.41M
|
240K
$11.4M
|
|
May 14, 2020
Q1 2020
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-29.5K- 5.51% |
$1.3M - $1.47M
|
506K
$24M
|
|
Apr 16, 2020
Q1 2020
|
Cmh Wealth Management LLC
|
SELL
|
- |
-30K- 74.26% |
$1.32M - $1.49M
|
10.4K
$494K
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-30.3K- 27.58% |
$1.33M - $1.51M
|
79.6K
$3.78M
|
|
May 07, 2020
Q1 2020
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-31.3K- 21.14% |
$1.38M - $1.56M
|
117K
$5.55M
|
|
Apr 07, 2020
Q1 2020
|
Parkside Advisors LLC
|
SELL
|
- |
-31.6K- 78.59% |
$1.39M - $1.57M
|
8.62K
$409K
|