Purchases and Sales Made in Q3 2021 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.1K+ 2.23% |
$596K - $599K
|
552K
$26.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
12KNew |
$593K - $596K
|
12K
$570K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
11.1K+ 2.55% |
$549K - $552K
|
448K
$21.2M
|
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
BUY
|
- |
11KNew |
$546K - $549K
|
11K
$524K
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
10.7KNew |
$527K - $530K
|
10.7K
$506K
|
|
|
Oct 22, 2021
Q3 2021
|
Paulson Wealth Management Inc.
|
BUY
|
- |
10.5KNew |
$519K - $522K
|
10.5K
$499K
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
10.1K+ 57.3% |
$500K - $503K
|
27.8K
$1.32M
|
|
|
Oct 21, 2021
Q3 2021
|
Apcm Wealth Management For Individuals
|
BUY
|
- |
10.1K+ 3.21% |
$497K - $500K
|
324K
$15.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Eagle Ridge Investment Management
|
BUY
|
- |
9.78K+ 5.8% |
$483K - $486K
|
178K
$8.47M
|
|
|
Nov 15, 2021
Q3 2021
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
9.7KNew |
$479K - $482K
|
9.7K
$461K
|
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
9.68K+ 6.8% |
$478K - $481K
|
152K
$7.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
9.57KNew |
$473K - $475K
|
9.57K
$454K
|
|
|
Oct 28, 2021
Q3 2021
|
Amg National Trust Bank
|
BUY
|
- |
9.44K+ 25.21% |
$466K - $469K
|
46.9K
$2.23M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.15K+ 5.87% |
$452K - $455K
|
165K
$7.83M
|
|
|
Nov 19, 2021
Q3 2021
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
BUY
|
- |
9.04KNew |
$447K - $449K
|
9.04K
$429K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.89K+ 10.79% |
$439K - $442K
|
91.2K
$4.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.79K+ 12.69% |
$434K - $437K
|
78.1K
$3.71M
|
|
|
Oct 12, 2021
Q3 2021
|
Apella Capital, LLC
|
BUY
|
- |
8.76K+ 12.58% |
$432K - $435K
|
78.3K
$3.72M
|
|
|
Nov 03, 2021
Q3 2021
|
Bfsg, LLC
|
BUY
|
- |
8.35KNew |
$412K - $415K
|
8.35K
$396K
|
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
BUY
|
- |
8.07KNew |
$399K - $401K
|
8.07K
$383K
|
|
|
Nov 03, 2021
Q3 2021
|
Hengehold Capital Management LLC
|
BUY
|
- |
8.01K+ 3.21% |
$396K - $398K
|
258K
$12.2M
|
|
|
Oct 12, 2021
Q3 2021
|
Moneywise, Inc.
|
BUY
|
- |
8.01K+ 11.9% |
$395K - $398K
|
75.3K
$3.57M
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
7.66K+ 152.11% |
$379K - $381K
|
12.7K
$603K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
7.21KNew |
$356K - $358K
|
7.21K
$342K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
7.01K+ 52.53% |
$346K - $348K
|
20.4K
$966K
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.62K+ 165.49% |
$327K - $329K
|
10.6K
$504K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
6.62K+ 18.57% |
$327K - $329K
|
42.2K
$2.01M
|
|
|
Nov 15, 2021
Q3 2021
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
6.43KNew |
$318K - $319K
|
6.43K
$305K
|
|
|
Nov 04, 2021
Q3 2021
|
Monarch Capital Management Inc
|
BUY
|
- |
6.28KNew |
$310K - $312K
|
6.28K
$298K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
6.04K+ 47.78% |
$298K - $300K
|
18.7K
$886K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
5.75KNew |
$284K - $286K
|
5.75K
$273K
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.53KNew |
$273K - $275K
|
5.53K
$263K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
5.4KNew |
$267K - $269K
|
5.4K
$257K
|
|
|
Oct 27, 2021
Q3 2021
|
Moseley Investment Management Inc
|
BUY
|
- |
5.37K+ 10.98% |
$265K - $267K
|
54.3K
$2.58M
|
|
|
Nov 15, 2021
Q3 2021
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
5.28KNew |
$261K - $262K
|
5.28K
$250K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
5.08KNew |
$251K - $252K
|
5.08K
$241K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
4.9KNew |
$242K - $244K
|
4.9K
$233K
|
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
BUY
|
- |
4.78K+ 5.95% |
$236K - $237K
|
85.1K
$4.04M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.67K+ 24.16% |
$231K - $232K
|
24K
$1.14M
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
4.61K+ 24.73% |
$227K - $229K
|
23.2K
$1.1M
|
|
|
Oct 18, 2021
Q3 2021
|
Altus Wealth Management, LLC
|
BUY
|
- |
4.6K+ 9.71% |
$227K - $229K
|
52K
$2.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Hamilton Capital, LLC
Columbus, OH |
BUY
|
- |
4.44KNew |
$219K - $221K
|
4.44K
$211K
|
|
|
Nov 03, 2021
Q3 2021
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
4.31K+ 5.4% |
$213K - $214K
|
84.1K
$3.99M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
4.19KNew |
$207K - $208K
|
4.19K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
4.17KNew |
$206K - $207K
|
4.17K
$198K
|
|
|
Nov 05, 2021
Q3 2021
|
Tru Independence Asset Management 2, LLC
|
BUY
|
- |
4.15K+ 46.39% |
$205K - $206K
|
13.1K
$622K
|
|
|
Feb 10, 2022
Q3 2021
|
Cypress Capital, LLC
|
BUY
|
- |
4.09KNew |
$202K - $203K
|
4.09K
$194K
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
4K+ 5.52% |
$198K - $199K
|
76.5K
$3.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
3.86K+ 30.86% |
$191K - $192K
|
16.4K
$778K
|
|
|
Nov 12, 2021
Q3 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
3.63K+ 4.2% |
$179K - $180K
|
90.1K
$4.28M
|