Purchases and Sales Made in Q3 2021 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-4.87K- 36.38% |
$240K - $242K
|
8.51K
$404K
|
|
|
Nov 04, 2021
Q3 2021
|
Modera Wealth Management, LLC
|
SELL
|
- |
-5K- 10.29% |
$247K - $248K
|
43.6K
$2.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-5.1KClosed |
$252K - $253K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Aua Capital Management, LLC
Camp Hill, PA |
SELL
|
- |
-5.29K- 4.35% |
$261K - $263K
|
116K
$5.52M
|
|
|
Oct 15, 2021
Q3 2021
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-5.3KClosed |
$262K - $263K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-5.31K- 29.92% |
$262K - $264K
|
12.4K
$590K
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-5.35KClosed |
$264K - $266K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-5.36K- 15.56% |
$265K - $266K
|
29.1K
$1.38M
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-5.36K- 9.37% |
$265K - $267K
|
51.9K
$2.46M
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-5.65K- 43.66% |
$279K - $281K
|
7.29K
$346K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.11K- 12.13% |
$302K - $303K
|
44.2K
$2.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-6.17K- 67.75% |
$305K - $306K
|
2.94K
$139K
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-6.38K- 4.78% |
$315K - $317K
|
127K
$6.02M
|
|
|
Oct 14, 2021
Q3 2021
|
Schneider Downs Wealth Management Advisors, LP
|
SELL
|
- |
-7KClosed |
$346K - $348K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-7.64K- 61.26% |
$378K - $380K
|
4.83K
$229K
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-7.78K- 22.34% |
$384K - $386K
|
27K
$1.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-7.94K- 66.48% |
$392K - $394K
|
4K
$190K
|
|
|
Jan 18, 2022
Q3 2021
|
Apella Capital, LLC
|
SELL
|
- |
-8.12K- 10.36% |
$401K - $403K
|
70.2K
$3.33M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-9.06KClosed |
$447K - $450K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-9.48KClosed |
$469K - $471K
|
0
$0
|
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-9.68K- 1.58% |
$478K - $481K
|
601K
$28.5M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-10.1K- 36.43% |
$500K - $503K
|
17.7K
$838K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-10.5K- 6.96% |
$519K - $522K
|
140K
$6.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-12.6K- 15.08% |
$623K - $626K
|
71K
$3.37M
|
|
|
Oct 21, 2021
Q3 2021
|
Alaska Permanent Capital Management
|
SELL
|
- |
-12.9K- 20.26% |
$639K - $643K
|
51K
$2.42M
|
|
|
Oct 26, 2021
Q3 2021
|
Country Trust Bank
|
SELL
|
- |
-13.6K- 37.72% |
$672K - $676K
|
22.5K
$1.07M
|
|
|
Oct 28, 2021
Q3 2021
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-16.2K- 58.33% |
$798K - $802K
|
11.5K
$548K
|
|
|
Oct 26, 2021
Q3 2021
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-17.3K- 56.52% |
$852K - $857K
|
13.3K
$630K
|
|
|
Nov 01, 2021
Q3 2021
|
Proffitt & Goodson Inc
|
SELL
|
- |
-17.8K- 15.72% |
$879K - $884K
|
95.4K
$4.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-18.5K- 8.84% |
$914K - $919K
|
191K
$9.06M
|
|
|
Dec 15, 2021
Q3 2021
|
Caprin Asset Management LLC
Henrico, VA |
SELL
|
- |
-22.8K- 2.66% |
$1.13M - $1.13M
|
836K
$39.7M
|
|
|
Oct 29, 2021
Q3 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-23.6K- 34.62% |
$1.16M - $1.17M
|
44.5K
$2.11M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-23.8K- 13.95% |
$1.18M - $1.18M
|
147K
$6.97M
|
|
|
Nov 15, 2021
Q3 2021
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-25.3K- 22.37% |
$1.25M - $1.25M
|
87.7K
$4.16M
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-25.7K- 16.57% |
$1.27M - $1.28M
|
129K
$6.14M
|
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-27.8K- 21.48% |
$1.37M - $1.38M
|
102K
$4.83M
|
|
|
Oct 29, 2021
Q3 2021
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
SELL
|
- |
-29.3K- 47.57% |
$1.45M - $1.46M
|
32.3K
$1.53M
|
|
|
Oct 22, 2021
Q3 2021
|
James Investment Research Inc
|
SELL
|
- |
-29.5K- 28.84% |
$1.46M - $1.47M
|
72.8K
$3.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-30.5K- 29.08% |
$1.51M - $1.52M
|
74.4K
$3.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-36.8KClosed |
$1.82M - $1.83M
|
0
$0
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-37.1K- 41.32% |
$1.83M - $1.84M
|
52.7K
$2.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
SELL
|
- |
-39.7K- 46.49% |
$1.96M - $1.97M
|
45.7K
$2.17M
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-40.5K- 17.77% |
$2M - $2.01M
|
187K
$8.89M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-50.4K- 71.87% |
$2.49M - $2.51M
|
19.7K
$937K
|
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-56.4KClosed |
$2.79M - $2.8M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-67.8K- 15.17% |
$3.35M - $3.37M
|
379K
$18M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-78.7K- 88.87% |
$3.89M - $3.91M
|
9.86K
$468K
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-80.3KClosed |
$3.97M - $3.99M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-96.2K- 81.38% |
$4.75M - $4.78M
|
22K
$1.05M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-145K- 82.19% |
$7.18M - $7.22M
|
31.5K
$1.49M
|