Sigma Planning Corp Spdr Nuveen Bloomberg Short Te Transaction History

Sigma Planning Corp

$3.22 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Oct 28, 2021	SELL	$49.4 - $49.69 $468,509 - $471,259	-9,484 Closed	0 $0
Q2 2021 Aug 13, 2021	BUY	$49.5 - $49.73 $188,446 - $189,322	3,807 Added 67.06%	9,484 $470,000
Q1 2021 May 06, 2021	BUY	$49.43 - $49.87 $49 - $49	1 Added 0.02%	5,677 $281,000
Q4 2020 Feb 09, 2021	BUY	$49.66 - $49.86 $10,974 - $11,019	221 Added 4.05%	5,676 $283,000
Q3 2020 Nov 03, 2020	BUY	$49.76 - $50.06 $11,693 - $11,764	235 Added 4.5%	5,455 $272,000
Q2 2020 Jul 31, 2020	SELL	$48.24 - $49.96 $171,493 - $177,607	-3,555 Reduced 40.51%	5,220 $260,000
Q1 2020 May 01, 2020	BUY	$43.92 - $49.69 $186,660 - $211,182	4,250 Added 93.92%	8,775 $429,000
Q4 2019 Feb 03, 2020	BUY	$48.87 - $49.12 $221,136 - $222,268	4,525 New	4,525 $222,000
Q1 2019 May 01, 2019	SELL	N/A	-4,839 Closed	0 $0
Q4 2018 Jan 31, 2019	SELL	N/A	-2,076 Reduced 30.02%	4,839 $233,000
Q3 2018 Nov 07, 2018	BUY	N/A	1,922 Added 38.49%	6,915 $330,000
Q2 2018 Aug 02, 2018	BUY	N/A	4,993 New	4,993 $240,000

Others Institutions Holding SHM

# of Institutions

442

Shares Held

72.8M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

16.2M
Shares

$768 Million
0.07% of portfolio
Envestnet Asset Management Inc

5.88M
Shares

$279 Million
0.09% of portfolio
Morgan Stanley New York, NY

5.62M
Shares

$267 Million
0.02% of portfolio
Goldman Sachs Group Inc New York, NY

4.85M
Shares

$230 Million
0.04% of portfolio
Wells Fargo & Company San Francisco, CA

4.74M
Shares

$225 Million
0.05% of portfolio

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