Purchases and Sales Made in Q4 2022 in Pimco ETF Tr Sht Term Mun Bd A (SMMU)
This table provides information about the institutional ownership of Pimco ETF Tr Sht Term Mun Bd A (SMMU) during Q4 2022. The information is specifically focused on institutions that hold shares of PIMCO ETF TR SHT TERM MUN BD A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2023
Q4 2022
|
Madison Wealth Partners, Inc
|
BUY
|
- |
1.69K+ 11.9% |
$82K - $83.5K
|
15.9K
$793K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
1.18KNew |
$57.1K - $58.2K
|
1.18K
$58.8K
|
|
|
Jan 13, 2023
Q4 2022
|
First Heartland Consultants, Inc.
|
BUY
|
- |
1.1K+ 13.14% |
$53.3K - $54.4K
|
9.45K
$473K
|
|
|
Feb 07, 2023
Q4 2022
|
Bcgm Wealth Management, LLC
|
BUY
|
- |
899+ 2.4% |
$43.7K - $44.5K
|
38.3K
$1.92M
|
|
|
Jan 20, 2023
Q4 2022
|
Avestar Capital, LLC
|
BUY
|
- |
849+ 6.62% |
$41.2K - $42K
|
13.7K
$684K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
750+ 19.32% |
$36.4K - $37.1K
|
4.63K
$232K
|
|
|
Nov 03, 2023
Q4 2022
|
Kooman & Associates
Altoona, PA |
BUY
|
- |
570+ 3.48% |
$27.7K - $28.2K
|
16.9K
$847K
|
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
505+ 1.22% |
$24.5K - $25K
|
41.9K
$2.09M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
446+ 441.58% |
$21.7K - $22.1K
|
547
$27.4K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
250New |
$12.1K - $12.4K
|
250
$12.5K
|
|
|
Feb 10, 2023
Q4 2022
|
Assetmark, Inc
|
BUY
|
- |
241New |
$11.7K - $11.9K
|
241
$12.1K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
100New |
$4.86K - $4.95K
|
100
$5K
|
|
|
Feb 14, 2023
Q4 2022
|
Davis R M Inc
Portland, ME |
BUY
|
- |
100+ 0.08% |
$4.86K - $4.95K
|
118K
$5.92M
|
|
|
Feb 08, 2023
Q4 2022
|
Levy Wealth Management Group, LLC
|
BUY
|
- |
32+ 0.07% |
$1.55K - $1.58K
|
44.1K
$2.2M
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-15- 7.01% |
$729 - $743
|
199
$9.95K
|
|
|
Jan 13, 2023
Q4 2022
|
Wealth Cmt
|
SELL
|
- |
-24- 0.05% |
$1.17K - $1.19K
|
47.4K
$2.37M
|
|
|
Jan 31, 2023
Q4 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-60- 12.0% |
$2.91K - $2.97K
|
440
$22K
|
|
|
Feb 09, 2023
Q4 2022
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-150- 1.84% |
$7.29K - $7.43K
|
8K
$400K
|
|
|
Jan 17, 2023
Q4 2022
|
Capital Market Strategies LLC
|
SELL
|
- |
-194- 1.65% |
$9.42K - $9.6K
|
11.6K
$579K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-212- 0.43% |
$10.3K - $10.5K
|
49.6K
$2.48M
|
|
|
Feb 08, 2023
Q4 2022
|
St. James Investment Advisors, LLC
Port Jefferson, NY |
SELL
|
- |
-375- 88.24% |
$18.2K - $18.6K
|
50
$2.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-488- 9.76% |
$23.7K - $24.2K
|
4.51K
$226K
|
|
|
Jan 31, 2023
Q4 2022
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-544- 6.62% |
$26.4K - $26.9K
|
7.67K
$383K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-559- 70.76% |
$27.2K - $27.7K
|
231
$11.6K
|
|
|
Feb 01, 2023
Q4 2022
|
Hallmark Capital Management Inc
|
SELL
|
- |
-789- 20.33% |
$38.3K - $39.1K
|
3.09K
$155K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
SELL
|
- |
-1.2K- 29.32% |
$58.4K - $59.5K
|
2.9K
$145K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.31K- 6.85% |
$63.7K - $64.9K
|
17.8K
$892K
|
|
|
Jan 24, 2023
Q4 2022
|
Kathmere Capital Management, LLC
Wayne, PA |
SELL
|
- |
-1.38K- 0.94% |
$66.8K - $68.1K
|
145K
$7.25M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-2.52K- 19.0% |
$123K - $125K
|
10.8K
$538K
|
|
|
Jan 19, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-2.99K- 25.37% |
$145K - $148K
|
8.8K
$440K
|
|
|
Jan 10, 2023
Q4 2022
|
Coldstream Capital Management Inc
|
SELL
|
- |
-3.05K- 27.64% |
$148K - $151K
|
7.97K
$399K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.94K- 20.48% |
$192K - $195K
|
15.3K
$766K
|
|
|
Jan 17, 2023
Q4 2022
|
Bond & Devick Financial Network, Inc.
|
SELL
|
- |
-4.47K- 39.58% |
$217K - $221K
|
6.82K
$341K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-4.52K- 13.89% |
$220K - $224K
|
28K
$1.4M
|
|
|
Feb 06, 2023
Q4 2022
|
Websterrogers Financial Advisors, LLC
|
SELL
|
- |
-6.06K- 4.65% |
$294K - $300K
|
124K
$6.22M
|
|
|
Jan 12, 2023
Q4 2022
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-6.82K- 27.12% |
$331K - $337K
|
18.3K
$916K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.68K- 7.0% |
$373K - $380K
|
102K
$5.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.71K- 53.52% |
$374K - $381K
|
6.69K
$335K
|
|
|
Feb 01, 2023
Q4 2022
|
Sittner & Nelson, LLC
Eugene, OR |
SELL
|
- |
-8.87K- 20.8% |
$431K - $439K
|
33.8K
$1.69M
|
|
|
Feb 15, 2023
Q4 2022
|
Td Capital Management LLC
Memphis, TN |
SELL
|
- |
-10.3K- 8.08% |
$500K - $510K
|
117K
$5.85M
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-11.9K- 44.06% |
$579K - $590K
|
15.1K
$757K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.2K- 8.87% |
$980K - $998K
|
207K
$10.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-26.8K- 10.33% |
$1.3M - $1.33M
|
232K
$11.6M
|
|
|
Feb 06, 2023
Q4 2022
|
Carson Allaria Wealth Management, Ltd.
|
SELL
|
- |
-35.1K- 21.66% |
$1.7M - $1.74M
|
127K
$6.34M
|
|
|
Feb 07, 2023
Q4 2022
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-36.8K- 12.2% |
$1.79M - $1.82M
|
265K
$13.2M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-57.6K- 91.32% |
$2.8M - $2.85M
|
5.48K
$274K
|
|
|
Feb 13, 2023
Q4 2022
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-84.4K- 95.4% |
$4.1M - $4.18M
|
4.07K
$203K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-97.4K- 4.55% |
$4.73M - $4.82M
|
2.04M
$102M
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-103K- 90.43% |
$5M - $5.09M
|
10.9K
$544K
|