Purchases and Sales Made in Q1 2021 in Vaneck ETF Tr Low Carbon Energ (SMOG)
This table provides information about the institutional ownership of Vaneck ETF Tr Low Carbon Energ (SMOG) during Q1 2021. The information is specifically focused on institutions that hold shares of VANECK ETF TR LOW CARBON ENERG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History | 
|---|---|---|---|---|---|---|---|
| 
               
                  May 10, 2021
                  Q1 2021
                 
               |   
            
              
   
      High Tower Advisors, LLC
       
           
            Chicago, IL  | 
            
               BUY                   
             | 
            - | 
              91.6KNew | 
            
                                   
                  $13.1M - $17.5M
                 
             |    
            
                                 
                91.6K
                $12.1M
                
             |               
            |
| 
               
                  May 12, 2021
                  Q1 2021
                 
               |   
            
              
   
      Ubs Group Ag
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              16K+ 105.62% | 
            
                                   
                  $2.29M - $3.06M
                 
             |    
            
                                 
                31.1K
                $4.12M
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Ken Griffin                        
      Citadel Advisors LLC | Chicago, Il
   
           
             | 
            
               BUY                   
             | 
            - | 
              10.8K+ 117.01% | 
            
                                   
                  $1.55M - $2.07M
                 
             |    
            
                                 
                20.1K
                $2.65M
                
             |               
            |
| 
               
                  Aug 09, 2021
                  Q1 2021
                 
               |   
            
              
   
      Osborne Partners Capital Management, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              7.35KNew | 
            
                                   
                  $1.05M - $1.41M
                 
             |    
            
                                 
                7.35K
                $971K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Bienville Capital Management, LLC
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              5.31KNew | 
            
                                   
                  $759K - $1.02M
                 
             |    
            
                                 
                5.31K
                $702K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Lpl Financial LLC
       
           
            Fort Mill, SC  | 
            
               BUY                   
             | 
            - | 
              3.22K+ 15.19% | 
            
                                   
                  $460K - $616K
                 
             |    
            
                                 
                24.4K
                $3.23M
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Veritable, L.P.
       
           
            Newtown Square, PA  | 
            
               BUY                   
             | 
            - | 
              2.46K+ 36.81% | 
            
                                   
                  $351K - $470K
                 
             |    
            
                                 
                9.12K
                $1.21M
                
             |               
            |
| 
               
                  May 04, 2021
                  Q1 2021
                 
               |   
            
              
   
      Commonwealth Equity Services, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              2.23K+ 85.92% | 
            
                                   
                  $319K - $428K
                 
             |    
            
                                 
                4.83K
                $639K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Mml Investors Services, LLC
       
           
            Springfield, MA  | 
            
               BUY                   
             | 
            - | 
              2.2KNew | 
            
                                   
                  $314K - $420K
                 
             |    
            
                                 
                2.2K
                $290K
                
             |               
            |
| 
               
                  May 03, 2021
                  Q1 2021
                 
               |   
            
              
   
      Flagship Harbor Advisors, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              2.13K+ 6.85% | 
            
                                   
                  $305K - $408K
                 
             |    
            
                                 
                33.3K
                $4.4M
                
             |               
            |
| 
               
                  Apr 27, 2021
                  Q1 2021
                 
               |   
            
              
   
      Elk River Wealth Management, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              1.87KNew | 
            
                                   
                  $267K - $357K
                 
             |    
            
                                 
                1.87K
                $247K
                
             |               
            |
| 
               
                  May 13, 2021
                  Q1 2021
                 
               |   
            
              
   
      Advisor Group Holdings, Inc.
       
           
            Phoenix, AZ  | 
            
               BUY                   
             | 
            - | 
              1.39K+ 11.39% | 
            
                                   
                  $199K - $266K
                 
             |    
            
                                 
                13.6K
                $1.8M
                
             |               
            |
| 
               
                  May 04, 2021
                  Q1 2021
                 
               |   
            
              
   
      Envestnet Asset Management Inc
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              1.3KNew | 
            
                                   
                  $186K - $248K
                 
             |    
            
                                 
                1.3K
                $172K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Raymond James Financial Services Advisors, Inc.
       
           
            St. Petersburg, FL  | 
            
               BUY                   
             | 
            - | 
              785+ 6.06% | 
            
                                   
                  $112K - $150K
                 
             |    
            
                                 
                13.7K
                $1.82M
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Flputnam Investment Management CO
       
           
            Portland, ME  | 
            
               BUY                   
             | 
            - | 
              496+ 18.04% | 
            
                                   
                  $70.9K - $94.9K
                 
             |    
            
                                 
                3.25K
                $429K
                
             |               
            |
| 
               
                  May 11, 2021
                  Q1 2021
                 
               |   
            
              
   
      Banque Cantonale Vaudoise
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              387New | 
            
                                   
                  $55.3K - $74.1K
                 
             |    
            
                                 
                387
                $51.2K
                
             |               
            |
| 
               
                  Apr 27, 2021
                  Q1 2021
                 
               |   
            
              
   
      Avondale Wealth Management
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              382New | 
            
                                   
                  $54.6K - $73.1K
                 
             |    
            
                                 
                382
                $50.5K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Cetera Advisor Networks LLC
       
           
            El Segundo, CA  | 
            
               BUY                   
             | 
            - | 
              347+ 8.69% | 
            
                                   
                  $49.6K - $66.4K
                 
             |    
            
                                 
                4.34K
                $574K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Optiver Holding B.V.
       
           
            Amsterdam, P7  | 
            
               BUY                   
             | 
            - | 
              321New | 
            
                                   
                  $45.9K - $61.4K
                 
             |    
            
                                 
                321
                $42.4K
                
             |               
            |
| 
               
                  May 11, 2021
                  Q1 2021
                 
               |   
            
              
   
      Rockefeller Capital Management L.P.
       
           
            New York, NY  | 
            
               BUY                   
             | 
            - | 
              303+ 7.36% | 
            
                                   
                  $43.3K - $58K
                 
             |    
            
                                 
                4.42K
                $585K
                
             |               
            |
| 
               
                  May 07, 2021
                  Q1 2021
                 
               |   
            
              
   
      Sowell Financial Services LLC
       
           
            North Little Rock, AR  | 
            
               BUY                   
             | 
            - | 
              149+ 16.84% | 
            
                                   
                  $21.3K - $28.5K
                 
             |    
            
                                 
                1.03K
                $137K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Captrust Financial Advisors
       
           
            Raleigh, NC  | 
            
               BUY                   
             | 
            - | 
              135New | 
            
                                   
                  $19.3K - $25.8K
                 
             |    
            
                                 
                135
                $17.8K
                
             |               
            |
| 
               
                  Apr 12, 2021
                  Q1 2021
                 
               |   
            
              
   
      Private Capital Group, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              130New | 
            
                                   
                  $18.6K - $24.9K
                 
             |    
            
                                 
                130
                $17.2K
                
             |               
            |
| 
               
                  Apr 28, 2021
                  Q1 2021
                 
               |   
            
              
   
      Atlas Private Wealth Advisors
       
           
            Matawan, NJ  | 
            
               BUY                   
             | 
            - | 
              75New | 
            
                                   
                  $10.7K - $14.4K
                 
             |    
            
                                 
                75
                $9.92K
                
             |               
            |
| 
               
                  Apr 27, 2021
                  Q1 2021
                 
               |   
            
              
   
      Osborne Partners Capital Management, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              50+ 0.69% | 
            
                                   
                  $7.15K - $9.57K
                 
             |    
            
                                 
                7.35K
                $971K
                
             |               
            |
| 
               
                  May 07, 2021
                  Q1 2021
                 
               |   
            
              
   
      South Shore Capital Advisors
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              8+ 0.51% | 
            
                                   
                  $1.14K - $1.53K
                 
             |    
            
                                 
                1.58K
                $209K
                
             |               
            |
| 
               
                  Apr 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Global Retirement Partners, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              2+ 2.38% | 
            
                                   
                  $286 - $383
                 
             |    
            
                                 
                86
                $11.4K
                
             |               
            |
| 
               
                  Apr 12, 2021
                  Q1 2021
                 
               |   
            
              
   
      Valeo Financial Advisors, LLC
      
   
           
             | 
            
               BUY                   
             | 
            - | 
              1New | 
            
                                   
                  $143 - $191
                 
             |    
            
                                 
                1
                $132
                
             |               
            |
| 
               
                  Apr 22, 2021
                  Q1 2021
                 
               |   
            
              
   
      Private Advisor Group, LLC
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -2- 0.09% | 
            
                                   
                  $286 - $383
                 
             |    
            
                                 
                2.17K
                $287K
                
             |               
            |
| 
               
                  Apr 30, 2021
                  Q1 2021
                 
               |   
            
              
   
      Creative Planning
       
           
            Overland Park, KS  | 
            
               SELL                   
             | 
            - | 
              -5- 0.25% | 
            
                                   
                  $715 - $957
                 
             |    
            
                                 
                2.03K
                $268K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Money Concepts Capital Corp
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -22- 2.3% | 
            
                                   
                  $3.15K - $4.21K
                 
             |    
            
                                 
                936
                $124K
                
             |               
            |
| 
               
                  May 13, 2021
                  Q1 2021
                 
               |   
            
              
   
      Concourse Financial Group Securities, Inc.
       
           
            Birmingham, AL  | 
            
               SELL                   
             | 
            - | 
              -25- 6.6% | 
            
                                   
                  $3.57K - $4.78K
                 
             |    
            
                                 
                354
                $46.8K
                
             |               
            |
| 
               
                  Apr 23, 2021
                  Q1 2021
                 
               |   
            
              
   
      Joseph P. Lucia & Associates, LLC
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -25- 10.64% | 
            
                                   
                  $3.57K - $4.78K
                 
             |    
            
                                 
                210
                $27.8K
                
             |               
            |
| 
               
                  May 13, 2021
                  Q1 2021
                 
               |   
            
              
   
      Franklin Resources Inc
       
           
            San Mateo, CA  | 
            
               SELL                   
             | 
            - | 
              -33Closed | 
            
                                   
                  $4.72K - $6.32K
                 
             |    
            
                                 
                0
                $0
                
             |               
            |
| 
               
                  May 07, 2021
                  Q1 2021
                 
               |   
            
              
   
      Cambridge Investment Research Advisors, Inc.
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -75- 0.57% | 
            
                                   
                  $10.7K - $14.4K
                 
             |    
            
                                 
                13K
                $1.72M
                
             |               
            |
| 
               
                  Mar 22, 2023
                  Q1 2021
                 
               |   
            
              
   
      American Portfolios Advisors
       
           
            Holbrook, NY  | 
            
               SELL                   
             | 
            - | 
              -86- 86.87% | 
            
                                   
                  $12.3K - $16.5K
                 
             |    
            
                                 
                13
                $1.72K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Northwestern Mutual Wealth Management CO
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -104Closed | 
            
                                   
                  $14.9K - $19.9K
                 
             |    
            
                                 
                0
                $0
                
             |               
            |
| 
               
                  May 13, 2021
                  Q1 2021
                 
               |   
            
              
   
      Blair William & CO
       
           
            Chicago, IL  | 
            
               SELL                   
             | 
            - | 
              -115- 26.56% | 
            
                                   
                  $16.4K - $22K
                 
             |    
            
                                 
                318
                $42K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Truist Financial Corp
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -143- 10.01% | 
            
                                   
                  $20.4K - $27.4K
                 
             |    
            
                                 
                1.29K
                $170K
                
             |               
            |
| 
               
                  May 03, 2021
                  Q1 2021
                 
               |   
            
              
   
      Jnba Financial Advisors
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -217- 8.97% | 
            
                                   
                  $31K - $41.5K
                 
             |    
            
                                 
                2.2K
                $291K
                
             |               
            |
| 
               
                  Apr 26, 2021
                  Q1 2021
                 
               |   
            
              
   
      Simplex Trading, LLC
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -274- 8.71% | 
            
                                   
                  $39.2K - $52.4K
                 
             |    
            
                                 
                2.87K
                $380K
                
             |               
            |
| 
               
                  Apr 15, 2021
                  Q1 2021
                 
               |   
            
              
   
      Prism Advisors, Inc.
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -479- 26.85% | 
            
                                   
                  $68.5K - $91.7K
                 
             |    
            
                                 
                1.31K
                $173K
                
             |               
            |
| 
               
                  May 14, 2021
                  Q1 2021
                 
               |   
            
              
   
      Prudential PLC
       
           
            London, England, X0  | 
            
               SELL                   
             | 
            - | 
              -500- 20.0% | 
            
                                   
                  $71.5K - $95.7K
                 
             |    
            
                                 
                2K
                $264K
                
             |               
            |
| 
               
                  May 17, 2021
                  Q1 2021
                 
               |   
            
              
   
      Ameriprise Financial Inc
       
           
            Minneapolis, MN  | 
            
               SELL                   
             | 
            - | 
              -751- 6.99% | 
            
                                   
                  $107K - $144K
                 
             |    
            
                                 
                9.99K
                $1.32M
                
             |               
            |
| 
               
                  Apr 27, 2021
                  Q1 2021
                 
               |   
            
              
   
      Ledyard National Bank
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -910- 27.67% | 
            
                                   
                  $130K - $174K
                 
             |    
            
                                 
                2.38K
                $315K
                
             |               
            |
| 
               
                  May 11, 2021
                  Q1 2021
                 
               |   
            
              
   
      Cibc World Market Inc.
       
           
            Toronto, A6  | 
            
               SELL                   
             | 
            - | 
              -1.16K- 31.9% | 
            
                                   
                  $165K - $221K
                 
             |    
            
                                 
                2.47K
                $327K
                
             |               
            |
| 
               
                  May 13, 2021
                  Q1 2021
                 
               |   
            
              
   
      Van Eck Associates Corp
      
   
           
             | 
            
               SELL                   
             | 
            - | 
              -1.18K- 21.16% | 
            
                                   
                  $169K - $226K
                 
             |    
            
                                 
                4.41K
                $583K
                
             |               
            |
| 
               
                  May 10, 2021
                  Q1 2021
                 
               |   
            
              
   
      Palisades Hudson Asset Management, L.P.
       
           
            Fort Lauderdale, FL  | 
            
               SELL                   
             | 
            - | 
              -1.68K- 18.95% | 
            
                                   
                  $240K - $321K
                 
             |    
            
                                 
                7.17K
                $948K
                
             |               
            |
| 
               
                  May 07, 2021
                  Q1 2021
                 
               |   
            
              
   
      Advisors Preferred, LLC
       
           
            Rockville, MD  | 
            
               SELL                   
             | 
            - | 
              -1.95K- 65.68% | 
            
                                   
                  $279K - $373K
                 
             |    
            
                                 
                1.02K
                $135K
                
             |               
            |
| 
               
                  Aug 30, 2024
                  Q1 2021
                 
               |   
            
              
   
      Federation Des Caisses Desjardins Du Quebec
       
           
            Levis, A8  | 
            
               SELL                   
             | 
            - | 
              -1.95K- 5.97% | 
            
                                   
                  $279K - $373K
                 
             |    
            
                                 
                30.7K
                $4.06M
                
             |