Rockefeller Capital Management L.P. Vaneck ETF Tr Low Carbon Energ Transaction History

Rockefeller Capital Management L.P.

$42.4 Billion
Q2 2025

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 14, 2023	SELL	$112.53 - $124.64 $337,590 - $373,920	-3,000 Reduced 43.57%	3,886 $474,000
Q1 2023 May 17, 2023	BUY	$109.91 - $125.02 $137,387 - $156,275	1,250 Added 22.18%	6,886 $836,000
Q3 2022 Nov 02, 2022	BUY	$113.37 - $142.31 $17,799 - $22,342	157 Added 2.87%	5,636 $638,000
Q2 2022 Aug 12, 2022	SELL	$112.92 - $149.99 $18,067 - $23,998	-160 Reduced 2.84%	5,479 $684,000
Q1 2022 May 13, 2022	SELL	$127.31 - $162.92 $18,714 - $23,949	-147 Reduced 2.54%	5,639 $818,000
Q4 2021 Feb 14, 2022	BUY	$145.64 - $179.45 $145,640 - $179,450	1,000 Added 20.89%	5,786 $926,000
Q3 2021 Nov 12, 2021	SELL	$148.99 - $163.95 $10,578 - $11,640	-71 Reduced 1.46%	4,786 $713,000
Q2 2021 Aug 10, 2021	BUY	$135.64 - $162.39 $59,139 - $70,802	436 Added 9.86%	4,857 $782,000
Q1 2021 May 11, 2021	BUY	$142.98 - $191.37 $43,322 - $57,985	303 Added 7.36%	4,421 $694,000
Q4 2020 Feb 12, 2021	BUY	$111.81 - $165.48 $420,405 - $622,204	3,760 Added 1050.28%	4,118 $681,000
Q3 2019 Nov 12, 2019	BUY	$63.79 - $66.56 $22,836 - $23,828	358 New	358 $23,000

Others Institutions Holding SMOG

# of Institutions

64

Shares Held

304K

Call Options Held

0

Put Options Held

0

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