Purchases and Sales Made in Q1 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 12, 2023
Q1 2023
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
2.72MNew |
$97.9M - $114M
|
2.72M
$121M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.79M+ 16.58% |
$64.7M - $75.5M
|
12.6M
$561M
|
|
|
May 12, 2023
Q1 2023
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
1.15M+ 6.71% |
$41.5M - $48.5M
|
18.3M
$815M
|
|
|
May 11, 2023
Q1 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
1M+ 19.02% |
$36.1M - $42.2M
|
6.27M
$279M
|
|
|
Apr 14, 2023
Q1 2023
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
730K+ 93.7% |
$26.3M - $30.7M
|
1.51M
$67.1M
|
|
|
May 15, 2023
Q1 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
646KNew |
$23.3M - $27.2M
|
646K
$28.8M
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
468K+ 95.68% |
$16.9M - $19.7M
|
958K
$42.6M
|
|
|
May 15, 2023
Q1 2023
|
State Street Corp
Boston, MA |
BUY
|
- |
336K+ 66.7% |
$12.1M - $14.1M
|
840K
$37.4M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
336K+ 259.68% |
$12.1M - $14.1M
|
465K
$20.7M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
308K+ 737.95% |
$11.1M - $13M
|
349K
$15.5M
|
|
|
Apr 28, 2023
Q1 2023
|
Allen Capital Group, LLC
|
BUY
|
- |
286KNew |
$10.3M - $12M
|
286K
$12.7M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
280K+ 15.1% |
$10.1M - $11.8M
|
2.13M
$94.8M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
267K+ 21.85% |
$9.62M - $11.2M
|
1.49M
$66.2M
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
251K+ 16.76% |
$9.05M - $10.6M
|
1.75M
$77.8M
|
|
|
May 15, 2023
Q1 2023
|
Stadion Money Management, LLC
Watkinsville, GA |
BUY
|
- |
245K+ 19.13% |
$8.84M - $10.3M
|
1.53M
$67.9M
|
|
|
May 03, 2023
Q1 2023
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
214K+ 177.37% |
$7.69M - $8.98M
|
334K
$14.9M
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
BUY
|
- |
206K+ 4808.53% |
$7.42M - $8.66M
|
210K
$9.35M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
199K+ 150.91% |
$7.16M - $8.36M
|
330K
$14.7M
|
|
|
Apr 18, 2023
Q1 2023
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
187KNew |
$6.74M - $7.87M
|
187K
$8.32M
|
|
|
May 01, 2023
Q1 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
187K+ 4.44% |
$6.74M - $7.87M
|
4.4M
$196M
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
152K+ 57.17% |
$5.46M - $6.38M
|
417K
$18.5M
|
|
|
May 09, 2023
Q1 2023
|
Wealth Advisors Of Iowa, LLC
|
BUY
|
- |
136K+ 617.74% |
$4.92M - $5.74M
|
159K
$7.05M
|
|
|
May 30, 2023
Q1 2023
|
Aspire Private Capital, LLC
|
BUY
|
- |
107K+ 236.76% |
$3.85M - $4.5M
|
152K
$6.76M
|
|
|
May 03, 2023
Q1 2023
|
Aspire Private Capital, LLC
|
BUY
|
- |
107K+ 236.76% |
$3.85M - $4.5M
|
152K
$6.76M
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
103K+ 95.58% |
$3.71M - $4.33M
|
211K
$9.38M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
83.3K+ 70.47% |
$3M - $3.5M
|
201K
$8.96M
|
|
|
May 12, 2023
Q1 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
79.7K+ 144.91% |
$2.87M - $3.35M
|
135K
$5.99M
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
77.3KNew |
$2.79M - $3.25M
|
77.3K
$3.44M
|
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
BUY
|
- |
72.7K+ 24.1% |
$2.62M - $3.06M
|
374K
$16.7M
|
|
|
May 15, 2023
Q1 2023
|
Valley Financial Management, Inc.
New York, NY |
BUY
|
- |
67.5KNew |
$2.43M - $2.84M
|
67.5K
$3M
|
|
|
May 15, 2023
Q1 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
66.7K+ 4.39% |
$2.4M - $2.81M
|
1.58M
$70.5M
|
|
|
Apr 19, 2023
Q1 2023
|
Patriot Investment Management Inc.
|
BUY
|
- |
64KNew |
$2.31M - $2.7M
|
64K
$2.85M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
59K+ 155.83% |
$2.13M - $2.48M
|
96.8K
$4.31M
|
|
|
Apr 19, 2023
Q1 2023
|
Bridgeworth, LLC
Birmingham, AL |
BUY
|
- |
57.3K+ 6.57% |
$2.07M - $2.41M
|
929K
$41.3M
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
56.2K+ 3.92% |
$2.03M - $2.37M
|
1.49M
$66.4M
|
|
|
May 02, 2023
Q1 2023
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
55.7K+ 43.87% |
$2.01M - $2.35M
|
183K
$8.13M
|
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
51.3K+ 559.14% |
$1.85M - $2.16M
|
60.4K
$2.69M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
49.7K+ 82.52% |
$1.79M - $2.09M
|
110K
$4.89M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
49.2K+ 65.78% |
$1.77M - $2.07M
|
124K
$5.51M
|
|
|
Apr 25, 2023
Q1 2023
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
48.2K+ 6.61% |
$1.74M - $2.03M
|
777K
$34.6M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
48.1K+ 120.93% |
$1.74M - $2.03M
|
88K
$3.91M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
48.1K+ 120.93% |
$1.74M - $2.03M
|
88K
$3.91M
|
|
|
May 12, 2023
Q1 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
46.9K+ 137.5% |
$1.69M - $1.97M
|
81K
$3.6M
|
|
|
May 12, 2023
Q1 2023
|
Topel & Distasi Wealth Management, LLC
|
BUY
|
- |
43.4KNew |
$1.56M - $1.83M
|
43.4K
$1.93M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
41.7K+ 9.35% |
$1.5M - $1.76M
|
488K
$21.7M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
41.5K+ 8.05% |
$1.5M - $1.75M
|
557K
$24.8M
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
40.4KNew |
$1.46M - $1.7M
|
40.4K
$1.8M
|
|
|
May 10, 2023
Q1 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
40.3K+ 8.75% |
$1.45M - $1.7M
|
501K
$22.3M
|
|
|
Aug 30, 2023
Q1 2023
|
Aifg Consultants Ltd.
Halfmoon, NY |
BUY
|
- |
40.2K+ 40.62% |
$1.45M - $1.69M
|
139K
$6.2M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
38.9K+ 38.52% |
$1.4M - $1.63M
|
140K
$6.22M
|