Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2021
Q3 2021
|
G&S Capital LLC
|
BUY
|
- |
598+ 1.54% |
$24.3K - $26.4K
|
39.5K
$1.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
590+ 2.13% |
$24K - $26.1K
|
28.3K
$1.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
547+ 11.89% |
$22.3K - $24.2K
|
5.15K
$209K
|
|
|
Oct 14, 2021
Q3 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
546+ 9.51% |
$22.2K - $24.1K
|
6.29K
$255K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
529+ 3.17% |
$21.5K - $23.4K
|
17.2K
$699K
|
|
|
Oct 18, 2021
Q3 2021
|
Crew Capital Management, Ltd.
|
BUY
|
- |
528+ 10.33% |
$21.5K - $23.4K
|
5.64K
$229K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
474+ 2.19% |
$19.3K - $21K
|
22.1K
$898K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
435New |
$17.7K - $19.2K
|
435
$17.7K
|
|
|
Oct 19, 2021
Q3 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
433+ 2.68% |
$17.6K - $19.2K
|
16.6K
$672K
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
433+ 1.82% |
$17.6K - $19.2K
|
24.2K
$984K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
430+ 1.57% |
$17.5K - $19K
|
27.9K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
414+ 2.36% |
$16.9K - $18.3K
|
18K
$729K
|
|
|
Oct 21, 2021
Q3 2021
|
Goodman Financial Corp
Houston, TX |
BUY
|
- |
401+ 0.68% |
$16.3K - $17.7K
|
59K
$2.4M
|
|
|
Oct 21, 2021
Q3 2021
|
Sky Oak Wealth, LLC
|
BUY
|
- |
385+ 1.4% |
$15.7K - $17K
|
27.8K
$1.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
317New |
$12.9K - $14K
|
317
$12.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
310+ 26.34% |
$12.6K - $13.7K
|
1.49K
$60.4K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
302+ 5.17% |
$12.3K - $13.4K
|
6.15K
$249K
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
290New |
$11.8K - $12.8K
|
290
$11.8K
|
|
|
Oct 14, 2021
Q3 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
281+ 2.14% |
$11.4K - $12.4K
|
13.4K
$546K
|
|
|
Nov 01, 2021
Q3 2021
|
Key F Inancial Inc
|
BUY
|
- |
270+ 11.46% |
$11K - $11.9K
|
2.63K
$107K
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
258New |
$10.5K - $11.4K
|
258
$10.5K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
258New |
$10.5K - $11.4K
|
258
$10.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
244+ 183.46% |
$9.93K - $10.8K
|
377
$15.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
234New |
$9.53K - $10.3K
|
234
$9.5K
|
|
|
Oct 15, 2021
Q3 2021
|
Cahaba Wealth Management, Inc.
|
BUY
|
- |
199+ 0.16% |
$8.1K - $8.8K
|
126K
$5.12M
|
|
|
Oct 14, 2021
Q3 2021
|
Fusion Family Wealth LLC
|
BUY
|
- |
180+ 2.39% |
$7.33K - $7.96K
|
7.72K
$313K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
111+ 7.09% |
$4.52K - $4.91K
|
1.68K
$68K
|
|
|
Nov 05, 2021
Q3 2021
|
Your Advocates Ltd., LLP
Houston, TX |
BUY
|
- |
107+ 2.48% |
$4.36K - $4.73K
|
4.41K
$179K
|
|
|
Nov 05, 2021
Q3 2021
|
Qp Wealth Management, LLC
|
BUY
|
- |
103+ 0.41% |
$4.19K - $4.56K
|
25.2K
$1.02M
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
102New |
$4.15K - $4.51K
|
102
$4.14K
|
|
|
Feb 22, 2022
Q3 2021
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
93+ 136.76% |
$3.79K - $4.11K
|
161
$6.54K
|
|
|
Oct 20, 2021
Q3 2021
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
84+ 0.72% |
$3.42K - $3.72K
|
11.8K
$478K
|
|
|
Nov 12, 2021
Q3 2021
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
83+ 1.4% |
$3.38K - $3.67K
|
6K
$243K
|
|
|
Oct 26, 2021
Q3 2021
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
76+ 1.01% |
$3.09K - $3.36K
|
7.62K
$309K
|
|
|
Jul 29, 2022
Q3 2021
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
63+ 0.08% |
$2.56K - $2.79K
|
79.9K
$3.24M
|
|
|
Oct 15, 2021
Q3 2021
|
Wolff Wiese Magana LLC
|
BUY
|
- |
61New |
$2.48K - $2.7K
|
61
$2.48K
|
|
|
Sep 01, 2023
Q3 2021
|
Corrigan Financial, Inc.
Middletown, RI |
BUY
|
- |
58+ 0.3% |
$2.36K - $2.57K
|
19.2K
$781K
|
|
|
Oct 29, 2021
Q3 2021
|
Brio Consultants, LLC
|
BUY
|
- |
56+ 0.22% |
$2.28K - $2.48K
|
25.6K
$1.04M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
55+ 0.62% |
$2.24K - $2.43K
|
8.99K
$365K
|
|
|
Oct 21, 2021
Q3 2021
|
Aldebaran Financial Inc.
|
BUY
|
- |
50+ 1.04% |
$2.04K - $2.21K
|
4.87K
$198K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
50New |
$2.04K - $2.21K
|
50
$2.03K
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
44+ 0.3% |
$1.79K - $1.95K
|
14.8K
$602K
|
|
|
Jul 11, 2022
Q3 2021
|
Range Financial Group LLC
|
BUY
|
- |
38+ 0.2% |
$1.55K - $1.68K
|
18.7K
$760K
|
|
|
Dec 06, 2021
Q3 2021
|
Old Second National Bank Of Aurora
|
BUY
|
- |
33+ 2.29% |
$1.34K - $1.46K
|
1.47K
$59.7K
|
|
|
Nov 04, 2021
Q3 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
31+ 0.04% |
$1.26K - $1.37K
|
72.2K
$2.93M
|
|
|
Nov 09, 2021
Q3 2021
|
Annapolis Financial Services, LLC
|
BUY
|
- |
30+ 0.07% |
$1.22K - $1.33K
|
46K
$1.87M
|
|
|
Oct 28, 2021
Q3 2021
|
Better Money Decisions, LLC
|
BUY
|
- |
18+ 0.3% |
$733 - $796
|
5.92K
$241K
|
|
|
Nov 15, 2021
Q3 2021
|
Global Strategic Investment Solutions, LLC
|
BUY
|
- |
18+ 0.04% |
$733 - $796
|
40.8K
$1.66M
|
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
7New |
$285 - $310
|
7
$284
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
7+ 0.28% |
$285 - $310
|
2.53K
$103K
|