Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Nova Point Capital, LLC
|
BUY
|
- |
3.77K+ 4.24% |
$153K - $167K
|
92.6K
$4.5M
|
|
|
Oct 26, 2021
Q3 2021
|
Hudson Valley Investment Advisors Inc
|
BUY
|
- |
3.69K+ 26.94% |
$150K - $163K
|
17.4K
$846K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.5K+ 22.9% |
$142K - $155K
|
18.8K
$913K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
3.45K+ 19.51% |
$140K - $152K
|
21.1K
$1.03M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.39K+ 212.89% |
$138K - $150K
|
4.98K
$242K
|
|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
BUY
|
- |
3.05K+ 35.14% |
$124K - $135K
|
11.7K
$570K
|
|
|
Nov 02, 2021
Q3 2021
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
3.02KNew |
$123K - $133K
|
3.02K
$147K
|
|
|
Nov 03, 2021
Q3 2021
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
BUY
|
- |
3K+ 9.64% |
$122K - $132K
|
34.1K
$1.66M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
2.96KNew |
$120K - $131K
|
2.96K
$144K
|
|
|
Nov 05, 2021
Q3 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
2.85K+ 28.25% |
$116K - $126K
|
13K
$630K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.43K+ 4.09% |
$99K - $108K
|
61.9K
$3.01M
|
|
|
Oct 21, 2021
Q3 2021
|
Peterson Wealth Advisors, LLC
|
BUY
|
- |
2.31K+ 0.47% |
$94.2K - $102K
|
490K
$23.8M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
2.23K+ 52.1% |
$90.8K - $98.7K
|
6.51K
$317K
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
2.14K+ 2.22% |
$87.2K - $94.7K
|
98.4K
$4.78M
|
|
|
Nov 16, 2021
Q3 2021
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
2.02K+ 1.06% |
$82.1K - $89.2K
|
192K
$9.36M
|
|
|
Oct 12, 2021
Q3 2021
|
American National Bank
|
BUY
|
- |
1.99KNew |
$81K - $88K
|
1.99K
$96.7K
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
BUY
|
- |
1.98K+ 22.71% |
$80.7K - $87.7K
|
10.7K
$521K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.84K+ 23.78% |
$75.1K - $81.6K
|
9.6K
$467K
|
|
|
Oct 19, 2021
Q3 2021
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
1.83K+ 2.91% |
$74.7K - $81.1K
|
65K
$3.16M
|
|
|
Nov 12, 2021
Q3 2021
|
Tlwm
San Antonio, TX |
BUY
|
- |
1.82K+ 1.04% |
$74K - $80.4K
|
176K
$8.56M
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.81K+ 23.44% |
$73.7K - $80.1K
|
9.53K
$463K
|
|
|
Nov 12, 2021
Q3 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
1.75K+ 7.66% |
$71.2K - $77.4K
|
24.6K
$1.2M
|
|
|
Oct 27, 2021
Q3 2021
|
Private Wealth Group, LLC
|
BUY
|
- |
1.7K+ 1.44% |
$69.4K - $75.4K
|
120K
$5.82M
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
BUY
|
- |
1.7K+ 7.63% |
$69K - $75K
|
23.9K
$1.16M
|
|
|
Oct 13, 2021
Q3 2021
|
Financial Management Network Inc
|
BUY
|
- |
1.42K+ 6.6% |
$57.8K - $62.8K
|
22.9K
$1.11M
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
BUY
|
- |
1.27K+ 89.82% |
$51.7K - $56.2K
|
2.68K
$130K
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
1.17K+ 2.85% |
$47.4K - $51.5K
|
42K
$2.04M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.11K+ 1.78% |
$45.1K - $49K
|
63.2K
$3.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
BUY
|
- |
1.08KNew |
$44.1K - $47.9K
|
1.08K
$52.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Financial Advisory Service, Inc.
|
BUY
|
- |
1.06K+ 123.6% |
$43.1K - $46.8K
|
1.91K
$93K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.04K+ 0.61% |
$42.2K - $45.9K
|
172K
$8.35M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.02K+ 0.96% |
$41.6K - $45.2K
|
108K
$5.25M
|
|
|
Oct 26, 2021
Q3 2021
|
Alliance Wealth Management Group
Flemington, NJ |
BUY
|
- |
1.01K+ 2.17% |
$41.1K - $44.7K
|
47.6K
$2.31M
|
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
BUY
|
- |
966+ 1.26% |
$39.3K - $42.7K
|
77.4K
$3.76M
|
|
|
Oct 28, 2021
Q3 2021
|
Trinity Wealth Management, LLC
|
BUY
|
- |
942+ 4.04% |
$38.3K - $41.7K
|
24.3K
$1.18M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
870+ 2.64% |
$35.4K - $38.5K
|
33.8K
$1.64M
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
848+ 3.96% |
$34.5K - $37.5K
|
22.3K
$1.08M
|
|
|
Apr 05, 2024
Q3 2021
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
844+ 0.33% |
$34.4K - $37.3K
|
257K
$12.5M
|
|
|
Dec 10, 2021
Q3 2021
|
Towercrest Capital Management
Newtown, PA |
BUY
|
- |
823+ 1.42% |
$33.5K - $36.4K
|
58.9K
$2.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
777+ 3.34% |
$31.6K - $34.4K
|
24K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
767New |
$31.2K - $33.9K
|
767
$37.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Sterling Financial Planning, Inc.
|
BUY
|
- |
750+ 100.0% |
$30.5K - $33.2K
|
1.5K
$72.9K
|
|
|
Oct 29, 2021
Q3 2021
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
704+ 6.6% |
$28.7K - $31.1K
|
11.4K
$553K
|
|
|
Jan 20, 2022
Q3 2021
|
Gilbert & Cook, Inc.
|
BUY
|
- |
703+ 5.56% |
$28.6K - $31.1K
|
13.4K
$649K
|
|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
BUY
|
- |
663+ 5.56% |
$27K - $29.3K
|
12.6K
$612K
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
642+ 3.25% |
$26.1K - $28.4K
|
20.4K
$990K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
622+ 9.35% |
$25.3K - $27.5K
|
7.27K
$354K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
609+ 12.68% |
$24.8K - $26.9K
|
5.41K
$263K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
606+ 6.25% |
$24.7K - $26.8K
|
10.3K
$501K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
604+ 5.28% |
$24.6K - $26.7K
|
12K
$585K
|