Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-37- 0.12% |
$1.94K - $2.07K
|
31.1K
$2.25M
|
|
|
Oct 29, 2021
Q3 2021
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-40Closed |
$2.09K - $2.24K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-45- 3.02% |
$2.35K - $2.52K
|
1.45K
$105K
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Naughton Wealth Management, LLC
|
SELL
|
- |
-47- 0.08% |
$2.46K - $2.63K
|
57.2K
$4.13M
|
|
|
Aug 23, 2023
Q3 2021
|
Rappaport Reiches Capital Management, LLC
Skokie`, IL |
SELL
|
- |
-52- 0.4% |
$2.72K - $2.91K
|
12.9K
$931K
|
|
|
Oct 19, 2021
Q3 2021
|
Telos Capital Management, Inc.
|
SELL
|
- |
-68- 0.29% |
$3.56K - $3.8K
|
23.3K
$1.68M
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-70- 0.54% |
$3.66K - $3.92K
|
13K
$938K
|
|
|
Nov 10, 2021
Q3 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-75- 0.31% |
$3.92K - $4.19K
|
23.8K
$1.72M
|
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-87Closed |
$4.55K - $4.87K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Wooster Corthell Wealth Management, Inc.
|
SELL
|
- |
-89- 0.48% |
$4.66K - $4.98K
|
18.4K
$1.33M
|
|
|
Oct 04, 2021
Q3 2021
|
Penobscot Wealth Management
|
SELL
|
- |
-101- 0.64% |
$5.28K - $5.65K
|
15.6K
$1.13M
|
|
|
Nov 10, 2021
Q3 2021
|
Jnba Financial Advisors
|
SELL
|
- |
-117- 1.69% |
$6.12K - $6.54K
|
6.8K
$491K
|
|
|
Nov 04, 2021
Q3 2021
|
D. Scott Neal, Inc.
|
SELL
|
- |
-121- 0.37% |
$6.33K - $6.77K
|
33K
$2.39M
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-121Closed |
$6.33K - $6.77K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-131- 0.38% |
$6.85K - $7.33K
|
34.5K
$2.49M
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
SELL
|
- |
-143- 0.54% |
$7.48K - $8K
|
26.5K
$1.92M
|
|
|
Nov 03, 2021
Q3 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-155- 1.84% |
$8.11K - $8.67K
|
8.27K
$598K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-166- 40.89% |
$8.69K - $9.28K
|
240
$17.3K
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-167- 40.14% |
$8.74K - $9.34K
|
249
$18K
|
|
|
Oct 29, 2021
Q3 2021
|
Opes Wealth Management LLC
Menlo Park, CA |
SELL
|
- |
-177- 4.47% |
$9.26K - $9.9K
|
3.78K
$273K
|
|
|
Nov 09, 2021
Q3 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-184- 0.62% |
$9.63K - $10.3K
|
29.5K
$2.13M
|
|
|
Oct 13, 2021
Q3 2021
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-188- 3.7% |
$9.84K - $10.5K
|
4.89K
$353K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-191- 0.52% |
$9.99K - $10.7K
|
36.5K
$2.64M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-191- 0.72% |
$9.99K - $10.7K
|
26.3K
$1.9M
|
|
|
Nov 10, 2021
Q3 2021
|
Fusion Capital, LLC
|
SELL
|
- |
-195- 3.24% |
$10.2K - $10.9K
|
5.83K
$421K
|
|
|
Oct 15, 2021
Q3 2021
|
Bernardo Wealth Planning LLC
|
SELL
|
- |
-197- 1.12% |
$10.3K - $11K
|
17.4K
$1.26M
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-210- 0.18% |
$11K - $11.7K
|
119K
$8.6M
|
|
|
Oct 21, 2021
Q3 2021
|
Aldebaran Financial Inc.
|
SELL
|
- |
-217- 0.45% |
$11.4K - $12.1K
|
48.1K
$3.48M
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-229- 2.44% |
$12K - $12.8K
|
9.16K
$662K
|
|
|
Nov 04, 2021
Q3 2021
|
Compass Financial Group, Inc.
|
SELL
|
- |
-230- 0.48% |
$12K - $12.9K
|
47.5K
$3.43M
|
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-242- 0.44% |
$12.7K - $13.5K
|
55.4K
$4M
|
|
|
Nov 12, 2021
Q3 2021
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-272- 4.93% |
$14.2K - $15.2K
|
5.24K
$379K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-275- 1.56% |
$14.4K - $15.4K
|
17.3K
$1.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-280- 0.73% |
$14.6K - $15.7K
|
37.9K
$2.74M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-301- 43.0% |
$15.7K - $16.8K
|
399
$28.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-306- 4.05% |
$16K - $17.1K
|
7.25K
$524K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
SELL
|
- |
-308- 3.51% |
$16.1K - $17.2K
|
8.47K
$612K
|
|
|
Oct 27, 2021
Q3 2021
|
Moseley Investment Management Inc
|
SELL
|
- |
-311- 2.64% |
$16.3K - $17.4K
|
11.5K
$828K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
SELL
|
- |
-327Closed |
$17.1K - $18.3K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Wt Wealth Management
|
SELL
|
- |
-329- 2.46% |
$17.2K - $18.4K
|
13.1K
$944K
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-331- 1.77% |
$17.3K - $18.5K
|
18.4K
$1.33M
|
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-362- 20.34% |
$18.9K - $20.2K
|
1.42K
$102K
|
|
|
Dec 19, 2024
Q3 2021
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-385- 4.54% |
$20.1K - $21.5K
|
8.1K
$585K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-432- 0.74% |
$22.6K - $24.2K
|
58.2K
$4.21M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-441- 0.32% |
$23.1K - $24.7K
|
138K
$9.97M
|
|
|
Oct 26, 2021
Q3 2021
|
Alliance Wealth Management Group
Flemington, NJ |
SELL
|
- |
-451- 1.41% |
$23.6K - $25.2K
|
31.6K
$2.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-457- 0.68% |
$23.9K - $25.6K
|
67K
$4.84M
|
|
|
Nov 05, 2021
Q3 2021
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-467- 0.67% |
$24.4K - $26.1K
|
69.5K
$5.02M
|
|
|
Oct 28, 2021
Q3 2021
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-512- 4.45% |
$26.8K - $28.6K
|
11K
$794K
|
|
|
Oct 21, 2021
Q3 2021
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-533- 3.85% |
$27.9K - $29.8K
|
13.3K
$962K
|