Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
SELL
|
- |
-574- 3.32% |
$30K - $32.1K
|
16.7K
$1.21M
|
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-579- 13.74% |
$30.3K - $32.4K
|
3.63K
$263K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-594Closed |
$31.1K - $33.2K
|
0
$0
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-665- 1.67% |
$34.8K - $37.2K
|
39.2K
$2.83M
|
|
|
Nov 01, 2021
Q3 2021
|
Jrm Investment Counsel, LLC
|
SELL
|
- |
-682- 2.84% |
$35.7K - $38.1K
|
23.3K
$1.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-779- 3.11% |
$40.8K - $43.6K
|
24.3K
$1.76M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-786- 4.06% |
$41.1K - $44K
|
18.6K
$1.34M
|
|
|
Dec 10, 2021
Q3 2021
|
Towercrest Capital Management
Newtown, PA |
SELL
|
- |
-818- 2.11% |
$42.8K - $45.8K
|
37.9K
$2.74M
|
|
|
Oct 18, 2021
Q3 2021
|
Trh Financial, LLC
|
SELL
|
- |
-824- 0.1% |
$43.1K - $46.1K
|
828K
$59.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-856- 17.97% |
$44.8K - $47.9K
|
3.91K
$282K
|
|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Asset Management LLC
Richmond, VA |
SELL
|
- |
-878- 3.28% |
$45.9K - $49.1K
|
25.9K
$1.87M
|
|
|
Nov 03, 2021
Q3 2021
|
Navalign, LLC
|
SELL
|
- |
-939- 16.54% |
$49.1K - $52.5K
|
4.74K
$342K
|
|
|
Nov 03, 2021
Q3 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-975- 1.57% |
$51K - $54.5K
|
61K
$4.41M
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-978- 2.83% |
$51.2K - $54.7K
|
33.6K
$2.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-992- 3.9% |
$51.9K - $55.5K
|
24.5K
$1.77M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-1.04K- 46.45% |
$54.4K - $58.1K
|
1.2K
$86.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Astoria Strategic Wealth, Inc.
|
SELL
|
- |
-1.05K- 7.62% |
$55.1K - $58.9K
|
12.8K
$923K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.13K- 4.55% |
$59K - $63.1K
|
23.6K
$1.71M
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-1.18KClosed |
$61.7K - $65.9K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Waller Financial Planning Group, Inc
|
SELL
|
- |
-1.19K- 3.07% |
$62.2K - $66.4K
|
37.5K
$2.71M
|
|
|
Nov 09, 2021
Q3 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-1.2K- 0.94% |
$62.9K - $67.3K
|
126K
$9.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-1.22K- 13.3% |
$63.6K - $68K
|
7.93K
$573K
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.23K- 8.18% |
$64.4K - $68.8K
|
13.8K
$998K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.26K- 4.81% |
$66K - $70.5K
|
24.9K
$1.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-1.28K- 0.51% |
$66.9K - $71.5K
|
247K
$17.9M
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-1.4K- 0.75% |
$73.2K - $78.2K
|
186K
$13.4M
|
|
|
Nov 02, 2021
Q3 2021
|
Wade Financial Advisory, Inc
|
SELL
|
- |
-1.42K- 6.17% |
$74.3K - $79.5K
|
21.6K
$1.56M
|
|
|
Nov 03, 2021
Q3 2021
|
Affinia Financial Group, LLC
Burlington, MA |
SELL
|
- |
-1.44K- 2.67% |
$75.4K - $80.7K
|
52.6K
$3.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.5K- 16.62% |
$78.6K - $84.1K
|
7.54K
$545K
|
|
|
Nov 15, 2021
Q3 2021
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-1.61K- 0.41% |
$84.4K - $90.2K
|
392K
$28.4M
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-1.85K- 2.42% |
$97K - $104K
|
74.8K
$5.41M
|
|
|
Nov 03, 2021
Q3 2021
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-1.86K- 1.36% |
$97.4K - $104K
|
135K
$9.72M
|
|
|
Nov 09, 2021
Q3 2021
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-1.88K- 7.28% |
$98.4K - $105K
|
23.9K
$1.73M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.9K- 2.0% |
$99.3K - $106K
|
92.9K
$6.71M
|
|
|
Oct 20, 2021
Q3 2021
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-1.98K- 6.9% |
$103K - $111K
|
26.6K
$1.93M
|
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-1.98K- 2.51% |
$104K - $111K
|
76.9K
$5.56M
|
|
|
Oct 25, 2021
Q3 2021
|
Tillar Wenstrup Advisors, LLC
|
SELL
|
- |
-1.99K- 1.78% |
$104K - $111K
|
110K
$7.93M
|
|
|
Oct 25, 2021
Q3 2021
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-2.01K- 11.13% |
$105K - $112K
|
16K
$1.16M
|
|
|
Oct 13, 2021
Q3 2021
|
Spectrum Planning & Advisory Services Inc.
|
SELL
|
- |
-2.05K- 7.78% |
$107K - $115K
|
24.3K
$1.76M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.11K- 10.96% |
$110K - $118K
|
17.1K
$1.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Sanctuary Wealth Management, L.L.C.
|
SELL
|
- |
-2.13K- 12.27% |
$112K - $119K
|
15.2K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.36K- 14.42% |
$123K - $132K
|
14K
$1.01M
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-2.37K- 5.16% |
$124K - $133K
|
43.6K
$3.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.38K- 20.75% |
$125K - $133K
|
9.1K
$658K
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.4K- 1.53% |
$126K - $134K
|
155K
$11.2M
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-2.66K- 3.27% |
$139K - $149K
|
78.7K
$5.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-2.84K- 34.48% |
$148K - $159K
|
5.39K
$389K
|
|
|
Oct 13, 2021
Q3 2021
|
Wiser Wealth Management, Inc
|
SELL
|
- |
-2.93K- 4.88% |
$153K - $164K
|
57.2K
$4.13M
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-3.42KClosed |
$179K - $191K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-3.56KClosed |
$186K - $199K
|
0
$0
|