Purchases and Sales Made in Q4 2019 in Ishares Short Term National Mu (SUB)
This table provides information about the institutional ownership of Ishares Short Term National Mu (SUB) during Q4 2019. The information is specifically focused on institutions that hold shares of ISHARES SHORT-TERM NATIONAL MU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2020
Q4 2019
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-613- 10.98% |
$65.2K - $65.5K
|
4.97K
$524K
|
|
|
Feb 13, 2020
Q4 2019
|
Firestone Capital Management
|
SELL
|
- |
-791- 62.48% |
$84.2K - $84.5K
|
475
$50.1K
|
|
|
Feb 14, 2020
Q4 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-855- 12.94% |
$91K - $91.3K
|
5.75K
$607K
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-911- 59.04% |
$97K - $97.3K
|
632
$66.7K
|
|
|
Jan 15, 2020
Q4 2019
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-944- 12.84% |
$100K - $101K
|
6.41K
$676K
|
|
|
Feb 03, 2020
Q4 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-965- 35.23% |
$103K - $103K
|
1.77K
$187K
|
|
|
Feb 14, 2020
Q4 2019
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-982- 17.93% |
$105K - $105K
|
4.5K
$475K
|
|
|
Jan 17, 2020
Q4 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1K- 68.73% |
$106K - $107K
|
455
$48K
|
|
|
Jan 30, 2020
Q4 2019
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-1.07K- 36.34% |
$114K - $114K
|
1.88K
$198K
|
|
|
Jan 17, 2020
Q4 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.09K- 5.28% |
$116K - $116K
|
19.6K
$2.06M
|
|
|
Feb 14, 2020
Q4 2019
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.14K- 19.45% |
$121K - $122K
|
4.73K
$499K
|
|
|
Feb 07, 2020
Q4 2019
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.23K- 13.37% |
$130K - $131K
|
7.94K
$838K
|
|
|
Sep 14, 2021
Q4 2019
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.24K- 8.43% |
$132K - $132K
|
13.4K
$1.42M
|
|
|
Feb 14, 2020
Q4 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-1.31K- 34.24% |
$139K - $140K
|
2.52K
$266K
|
|
|
Feb 10, 2020
Q4 2019
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-1.37K- 17.04% |
$145K - $146K
|
6.65K
$701K
|
|
|
Jan 07, 2020
Q4 2019
|
Enterprise Bank & Trust CO
|
SELL
|
- |
-1.5K- 30.09% |
$160K - $160K
|
3.49K
$368K
|
|
|
Feb 04, 2020
Q4 2019
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-1.74K- 3.22% |
$185K - $186K
|
52.3K
$5.52M
|
|
|
Jan 14, 2020
Q4 2019
|
Legacy Private Trust Co.
|
SELL
|
- |
-1.79K- 35.09% |
$191K - $191K
|
3.32K
$350K
|
|
|
Feb 12, 2020
Q4 2019
|
Horiko Capital Management LLC
New York, NY |
SELL
|
- |
-1.8K- 5.16% |
$192K - $192K
|
33.1K
$3.49M
|
|
|
Feb 14, 2020
Q4 2019
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-1.99KClosed |
$212K - $213K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Riversedge Advisors, LLC
|
SELL
|
- |
-2.01K- 22.27% |
$214K - $214K
|
7K
$739K
|
|
|
Feb 14, 2020
Q4 2019
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-2.25K- 12.58% |
$239K - $240K
|
15.6K
$1.65M
|
|
|
Feb 10, 2020
Q4 2019
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-2.41KClosed |
$256K - $257K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Verity Wealth Advisors
|
SELL
|
- |
-2.71KClosed |
$289K - $290K
|
0
$0
|
|
|
Jan 10, 2020
Q4 2019
|
Riverview Trust CO
|
SELL
|
- |
-3.44K- 8.67% |
$367K - $368K
|
36.3K
$3.83M
|
|
|
Feb 11, 2020
Q4 2019
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-3.83KClosed |
$407K - $409K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-3.86K- 91.76% |
$411K - $413K
|
347
$36.6K
|
|
|
Feb 07, 2020
Q4 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-4.05K- 5.78% |
$431K - $433K
|
66.1K
$6.98M
|
|
|
Jan 13, 2020
Q4 2019
|
First Hawaiian Bank
|
SELL
|
- |
-4.36K- 10.17% |
$464K - $466K
|
38.5K
$4.06M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.44K- 17.94% |
$473K - $475K
|
20.3K
$2.15M
|
|
|
Jan 21, 2020
Q4 2019
|
Advisors Preferred, LLC
Rockville, MD |
SELL
|
- |
-6.25KClosed |
$665K - $668K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Comerica Securities,Inc.
|
SELL
|
- |
-6.44K- 65.78% |
$686K - $688K
|
3.35K
$354K
|
|
|
Feb 13, 2020
Q4 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-7.22KClosed |
$769K - $771K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Prairie View Partners, LLC
|
SELL
|
- |
-7.31K- 18.37% |
$778K - $781K
|
32.5K
$3.43M
|
|
|
Feb 12, 2020
Q4 2019
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-8.75K- 86.56% |
$931K - $934K
|
1.36K
$143K
|
|
|
Feb 14, 2020
Q4 2019
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-10K- 9.24% |
$1.06M - $1.07M
|
98.2K
$10.4M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.2K- 10.75% |
$1.09M - $1.09M
|
84.6K
$8.93M
|
|
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-10.3K- 61.54% |
$1.09M - $1.1M
|
6.42K
$678K
|
|
|
Jan 13, 2020
Q4 2019
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-11K- 7.85% |
$1.17M - $1.18M
|
130K
$13.7M
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-12.5K- 2.41% |
$1.34M - $1.34M
|
507K
$53.5M
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-21.5K- 39.78% |
$2.28M - $2.29M
|
32.5K
$3.43M
|
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-23.1K- 80.65% |
$2.46M - $2.47M
|
5.55K
$586K
|
|
|
Feb 11, 2020
Q4 2019
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-30.7KClosed |
$3.27M - $3.28M
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Coldstream Capital Management Inc
|
SELL
|
- |
-46.7K- 74.52% |
$4.98M - $4.99M
|
16K
$1.69M
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-81.2KClosed |
$8.65M - $8.68M
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Donoghue Forlines LLC
|
SELL
|
- |
-142K- 66.05% |
$15.1M - $15.2M
|
73.1K
$7.72M
|