Purchases and Sales Made in Q3 2021 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.63MNew |
$91.2M - $96.4M
|
1.63M
$134M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
208K+ 520.47% |
$11.7M - $12.3M
|
248K
$20.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
114KNew |
$6.37M - $6.73M
|
114K
$9.35M
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
58.2K+ 709.83% |
$3.26M - $3.45M
|
66.4K
$5.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.4K+ 8.38% |
$3.16M - $3.34M
|
729K
$60M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
46.3K+ 442.01% |
$2.6M - $2.75M
|
56.8K
$4.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
25.3K+ 24.03% |
$1.42M - $1.5M
|
131K
$10.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
24K+ 47.83% |
$1.35M - $1.42M
|
74.2K
$6.11M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
20.9K+ 3.02% |
$1.17M - $1.24M
|
714K
$58.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
19.9KNew |
$1.11M - $1.18M
|
19.9K
$1.64M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.6K+ 2.93% |
$934K - $986K
|
585K
$48.2M
|
|
|
Dec 27, 2021
Q3 2021
|
Financial Advisors Network, Inc.
|
BUY
|
- |
14.9KNew |
$835K - $882K
|
14.9K
$1.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.3K+ 14.0% |
$805K - $850K
|
117K
$9.62M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
14.2K+ 78.42% |
$795K - $840K
|
32.3K
$2.66M
|
|
|
Nov 02, 2021
Q3 2021
|
New England Private Wealth Advisors LLC
Wellesley, MA |
BUY
|
- |
14K+ 17.2% |
$787K - $832K
|
95.7K
$7.87M
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
BUY
|
- |
13.1K+ 4.53% |
$736K - $777K
|
303K
$24.9M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
13.1K+ 79.47% |
$735K - $776K
|
29.6K
$2.44M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
11.9K+ 82.44% |
$670K - $708K
|
26.4K
$2.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.8K+ 4.52% |
$664K - $702K
|
274K
$22.5M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.8K+ 6.81% |
$662K - $699K
|
185K
$15.2M
|
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
BUY
|
- |
11.6K+ 8.59% |
$649K - $685K
|
146K
$12M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 4.97% |
$565K - $597K
|
213K
$17.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
8.71K+ 17.61% |
$488K - $516K
|
58.2K
$4.79M
|
|
|
Oct 14, 2021
Q3 2021
|
Genesee Capital Advisors, LLC
|
BUY
|
- |
8.52KNew |
$478K - $505K
|
8.52K
$702K
|
|
|
Nov 08, 2021
Q3 2021
|
Madrona Financial Services, LLC
|
BUY
|
- |
7.28K+ 143.31% |
$408K - $431K
|
12.4K
$1.02M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.92K+ 14.91% |
$332K - $351K
|
45.6K
$3.76M
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
5.55KNew |
$311K - $328K
|
5.55K
$456K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
5.22K+ 104.61% |
$293K - $309K
|
10.2K
$841K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
5.22K+ 329.56% |
$293K - $309K
|
6.8K
$560K
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
5.1KNew |
$286K - $302K
|
5.1K
$420K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
4.7K+ 8.31% |
$263K - $278K
|
61.2K
$5.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
4.58K+ 58.83% |
$257K - $271K
|
12.4K
$1.02M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
4.23K+ 10.66% |
$237K - $250K
|
43.9K
$3.61M
|
|
|
Oct 14, 2021
Q3 2021
|
Archford Capital Strategies, LLC
|
BUY
|
- |
3.93KNew |
$220K - $233K
|
3.93K
$323K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
3.23K+ 2.3% |
$181K - $192K
|
144K
$11.8M
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
BUY
|
- |
3.2K+ 1.29% |
$180K - $190K
|
252K
$20.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.14K+ 0.22% |
$176K - $186K
|
1.42M
$117M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.94K+ 15.08% |
$165K - $174K
|
22.4K
$1.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.69K+ 10.04% |
$151K - $159K
|
29.5K
$2.43M
|
|
|
Oct 25, 2021
Q3 2021
|
Old National Bancorp
|
BUY
|
- |
2.65K+ 51.21% |
$148K - $157K
|
7.81K
$643K
|
|
|
Oct 28, 2021
Q3 2021
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
2.49KNew |
$140K - $148K
|
2.49K
$205K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.4K+ 1.32% |
$135K - $142K
|
184K
$15.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.13KNew |
$120K - $126K
|
2.13K
$176K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.12K+ 1.54% |
$119K - $126K
|
140K
$11.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
1.95K+ 5.47% |
$109K - $115K
|
37.5K
$3.09M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
1.94K+ 5.81% |
$109K - $115K
|
35.3K
$2.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.84K+ 14.59% |
$103K - $109K
|
14.4K
$1.19M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.78K+ 0.48% |
$99.6K - $105K
|
370K
$30.5M
|
|
|
Jan 09, 2024
Q3 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
1.76K+ 68.66% |
$98.5K - $104K
|
4.32K
$355K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
1.71K+ 6.87% |
$95.9K - $101K
|
26.6K
$2.19M
|