Purchases and Sales Made in Q4 2021 in Principal ETF U S Mega Cap (USMC)
This table provides information about the institutional ownership of Principal ETF U S Mega Cap (USMC) during Q4 2021. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U S MEGA-CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2022
Q4 2021
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
35.1M+ 4045.65% |
$1.41B - $1.57B
|
36M
$2.23B
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
494K+ 58.94% |
$19.8M - $22.1M
|
1.33M
$82.5M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
224K+ 60.07% |
$8.98M - $10M
|
596K
$36.9M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20.4KNew |
$817K - $910K
|
20.4K
$1.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
13.4K+ 9.54% |
$538K - $599K
|
154K
$9.52M
|
|
|
Jan 24, 2022
Q4 2021
|
Segment Wealth Management, LLC
|
BUY
|
- |
5.82K+ 3.87% |
$234K - $260K
|
156K
$9.67M
|
|
|
May 06, 2022
Q4 2021
|
Brooklyn Fi, LLC
New York, NY |
BUY
|
- |
4.55KNew |
$183K - $204K
|
4.55K
$282K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.71K+ 3.4% |
$68.7K - $76.5K
|
52K
$3.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.59K+ 7.86% |
$63.8K - $71.1K
|
21.8K
$1.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.57K+ 54.01% |
$62.9K - $70.1K
|
4.47K
$277K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
1.31K+ 13.37% |
$52.6K - $58.5K
|
11.1K
$688K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.1K+ 1.0% |
$44.1K - $49.1K
|
110K
$6.83M
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
100New |
$4.01K - $4.47K
|
100
$6.19K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
38+ 0.51% |
$1.53K - $1.7K
|
7.55K
$467K
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
32New |
$1.28K - $1.43K
|
32
$1.98K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-335- 75.28% |
$13.4K - $15K
|
110
$6.81K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-573Closed |
$23K - $25.6K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-600Closed |
$24.1K - $26.8K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.55K- 6.62% |
$62.3K - $69.4K
|
21.9K
$1.36M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.71K- 13.01% |
$109K - $121K
|
18.1K
$1.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.75K- 3.93% |
$231K - $257K
|
141K
$8.7M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11.7K- 9.4% |
$470K - $523K
|
113K
$6.98M
|
|
|
Jan 20, 2022
Q4 2021
|
Sheets Smith Wealth Management
|
SELL
|
- |
-17.2K- 28.05% |
$691K - $770K
|
44.2K
$2.73M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19K- 23.13% |
$764K - $851K
|
63.3K
$3.92M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-96.8K- 46.53% |
$3.88M - $4.32M
|
111K
$6.88M
|