Latest Institutional Transactions on Principal ETF U S Mega Cap (USMC)
This table provides information on the latest institutional transactions involving Principal ETF U S Mega Cap (USMC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 15, 2024
Q2 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.2K+ 0.8% |
$107K - $120K
|
276K
$15.4M
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
525+ 3.67% |
$25.5K - $28.5K
|
14.8K
$829K
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
8.03K+ 39.84% |
$390K - $436K
|
28.2K
$1.57M
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.21K+ 33.18% |
$156K - $174K
|
12.9K
$719K
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.49K- 6.14% |
$121K - $135K
|
38.1K
$2.13M
|
|
Aug 14, 2024
Q2 2024
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
15.4K+ 151.06% |
$747K - $834K
|
25.5K
$1.43M
|
|
Aug 14, 2024
Q2 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
34+ 3.51% |
$1.65K - $1.85K
|
1K
$56.1K
|
|
Aug 14, 2024
Q2 2024
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-43.1K- 65.73% |
$2.09M - $2.34M
|
22.4K
$1.25M
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.19K- 20.27% |
$155K - $173K
|
12.6K
$702K
|
|
Aug 13, 2024
Q2 2024
|
Wealth Advisors Of Iowa, LLC
|
BUY
|
- |
6.11KNew |
$297K - $332K
|
6.11K
$341K
|
|
Aug 13, 2024
Q2 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
477+ 6.62% |
$23.2K - $25.9K
|
7.68K
$429K
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.49K+ 1.62% |
$170K - $190K
|
219K
$12.2M
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
1.55K+ 110.71% |
$75.3K - $84.2K
|
2.95K
$165K
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-208- 3.38% |
$10.1K - $11.3K
|
5.95K
$333K
|
|
Aug 12, 2024
Q2 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.04K+ 9.57% |
$99K - $111K
|
23.3K
$1.3M
|
|
Aug 12, 2024
Q2 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.7KNew |
$180K - $201K
|
3.7K
$207K
|
|
Aug 09, 2024
Q2 2024
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-2.83K- 14.3% |
$138K - $154K
|
17K
$948K
|
|
Aug 09, 2024
Q2 2024
|
Symphony Financial Services, Inc.
Akron, OH |
BUY
|
- |
143KNew |
$6.94M - $7.75M
|
143K
$7.98M
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
529K+ 14.37% |
$25.7M - $28.7M
|
4.21M
$235M
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-104K- 21.1% |
$5.06M - $5.65M
|
389K
$21.7M
|
|
Aug 01, 2024
Q2 2024
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
809+ 9.07% |
$39.3K - $43.9K
|
9.73K
$544K
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
544K+ 14.39% |
$26.5M - $29.6M
|
4.33M
$242M
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
12.7K+ 22.44% |
$619K - $692K
|
69.5K
$3.89M
|
|
Jul 29, 2024
Q2 2024
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
121K+ 0.34% |
$5.87M - $6.56M
|
35.2M
$1.97B
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-186- 0.69% |
$9.04K - $10.1K
|
26.7K
$1.49M
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
344+ 1.58% |
$16.7K - $18.7K
|
22.1K
$1.23M
|
|
Jul 22, 2024
Q2 2024
|
O'Brien Wealth Partners LLC
|
BUY
|
- |
5.23K+ 1.49% |
$254K - $284K
|
357K
$19.9M
|
|
Jul 22, 2024
Q2 2024
|
Legacy Cg, LLC
Plano, TX |
SELL
|
- |
-106K- 29.31% |
$5.16M - $5.77M
|
256K
$14.3M
|
|
Jul 22, 2024
Q2 2024
|
Segment Wealth Management, LLC
|
BUY
|
- |
114K+ 76.28% |
$5.56M - $6.21M
|
264K
$14.8M
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.87K+ 3.76% |
$431K - $482K
|
245K
$13.7M
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.08K- 0.25% |
$52.4K - $58.5K
|
431K
$24.1M
|
|
Jul 01, 2024
Q2 2024
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-31.9K- 39.94% |
$1.55M - $1.73M
|
48K
$2.68M
|
|
Q1 2024 | |||||||
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
84.8K+ 32.38% |
$3.92M - $4.37M
|
347K
$19.4M
|
|
May 15, 2024
Q1 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
149New |
$6.88K - $7.68K
|
149
$8.33K
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-328- 36.04% |
$15.2K - $16.9K
|
582
$32.5K
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.8K+ 131.7% |
$778K - $869K
|
29.6K
$1.66M
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
20+ 0.4% |
$924 - $1.03K
|
5.06K
$283K
|
|
Apr 16, 2024
Q1 2024
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
168New |
$7.76K - $8.66K
|
168
$9.39K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
1.93KNew |
$78.9K - $90.7K
|
1.93K
$108K
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
13.1KNew |
$536K - $616K
|
13.1K
$732K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-215- 11.96% |
$8.79K - $10.1K
|
1.58K
$88.4K
|
|
Jan 31, 2024
Q4 2023
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
SELL
|
- |
-2.73K- 22.82% |
$112K - $128K
|
9.24K
$516K
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-107- 0.48% |
$4.37K - $5.03K
|
22.3K
$1.25M
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.43KNew |
$99.4K - $114K
|
2.43K
$136K
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
5.63KNew |
$241K - $254K
|
5.63K
$315K
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.9KNew |
$467K - $493K
|
10.9K
$610K
|
|
Nov 13, 2023
Q3 2023
|
Fulcrum Equity Management
|
BUY
|
- |
20.8KNew |
$889K - $939K
|
20.8K
$1.16M
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
2.51K+ 16.62% |
$107K - $113K
|
17.6K
$984K
|
|
Nov 06, 2023
Q3 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
8.11KNew |
$346K - $366K
|
8.11K
$453K
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
161New |
$6.88K - $7.27K
|
161
$9K
|