Latest Institutional Transactions on Principal ETF U S Mega Cap (USMC)
This table provides information on the latest institutional transactions involving Principal ETF U S Mega Cap (USMC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Stillwater Wealth Management Group
Juno Beach, FL |
SELL
|
- |
-4.47K- 33.82% |
$277K - $307K
|
8.75K
$594K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
6.91KNew |
$429K - $474K
|
6.91K
$469K
|
|
|
Nov 14, 2025
Q3 2025
|
Gts Securities LLC
New York, NY |
SELL
|
- |
-49K- 86.74% |
$3.04M - $3.36M
|
7.49K
$508K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.2K+ 96.98% |
$880K - $974K
|
28.8K
$1.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$186 - $206
|
3
$204
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
144K+ 45.59% |
$8.93M - $9.88M
|
459K
$31.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.1K- 1.86% |
$68K - $75.3K
|
57.7K
$3.92M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
99.4K+ 176.81% |
$6.17M - $6.83M
|
156K
$10.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Wealth Advisors Of Iowa, LLC
|
BUY
|
- |
174K+ 511.15% |
$10.8M - $11.9M
|
208K
$14.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.42K+ 14.95% |
$150K - $166K
|
18.6K
$1.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
55.6KNew |
$3.45M - $3.82M
|
55.6K
$3.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
69+ 0.64% |
$4.28K - $4.74K
|
10.8K
$736K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.3K+ 2.4% |
$950K - $1.05M
|
652K
$44.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.5K+ 20.91% |
$715K - $792K
|
66.6K
$4.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-28K- 3.55% |
$1.74M - $1.92M
|
762K
$51.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.68K+ 6.98% |
$104K - $115K
|
25.7K
$1.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
18.7KNew |
$1.16M - $1.28M
|
18.7K
$1.27M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
3.13KNew |
$194K - $215K
|
3.13K
$212K
|
|
|
Nov 14, 2025
Q3 2025
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-3.55K- 31.47% |
$220K - $244K
|
7.73K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.24KNew |
$263K - $291K
|
4.24K
$288K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
53.8K+ 1511.73% |
$3.34M - $3.7M
|
57.4K
$3.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
905KNew |
$56.2M - $62.2M
|
905K
$61.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
3.75KNew |
$232K - $257K
|
3.75K
$254K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-137- 13.92% |
$8.5K - $9.41K
|
847
$57.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-175- 3.48% |
$10.9K - $12K
|
4.86K
$330K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.59K- 0.93% |
$347K - $384K
|
597K
$40.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
4.43K+ 8.03% |
$275K - $304K
|
59.5K
$4.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.06K- 6.73% |
$65.8K - $72.8K
|
14.7K
$997K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.8K+ 17.01% |
$360K - $398K
|
39.9K
$2.71M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-198- 1.72% |
$12.3K - $13.6K
|
11.3K
$766K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
373K+ 9.31% |
$23.2M - $25.6M
|
4.38M
$297M
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
21+ 0.07% |
$1.3K - $1.44K
|
30.2K
$2.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
718+ 3.19% |
$44.6K - $49.3K
|
23.2K
$1.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Symphony Financial Services, Inc.
Akron, OH |
BUY
|
- |
2.76K+ 1.3% |
$171K - $190K
|
215K
$14.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
23.9K+ 8.9% |
$1.48M - $1.64M
|
292K
$19.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.25KNew |
$264K - $292K
|
4.25K
$289K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-426- 7.86% |
$26.4K - $29.3K
|
4.99K
$339K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-1.07K- 2.63% |
$66.4K - $73.4K
|
39.5K
$2.68M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.7K+ 4.83% |
$3.77M - $4.17M
|
1.32M
$89.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
1.56K+ 3.64% |
$96.7K - $107K
|
44.3K
$3.01M
|
|
|
Nov 10, 2025
Q3 2025
|
Cannon Wealth Management Services, LLC
Winston Salem, NC |
SELL
|
- |
-23- 0.24% |
$1.43K - $1.58K
|
9.66K
$656K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24.4K+ 102.43% |
$1.51M - $1.68M
|
48.2K
$3.27M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-711- 5.27% |
$44.1K - $48.8K
|
12.8K
$868K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.82KNew |
$299K - $331K
|
4.82K
$327K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
18.6K+ 54.59% |
$1.16M - $1.28M
|
52.8K
$3.58M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
24.5K+ 94.14% |
$1.52M - $1.68M
|
50.4K
$3.42M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
362K+ 9.49% |
$22.5M - $24.9M
|
4.18M
$284M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
157K+ 0.42% |
$9.74M - $10.8M
|
37.4M
$2.54B
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.52K- 17.67% |
$94.4K - $104K
|
7.08K
$481K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
2.81K+ 1.44% |
$175K - $193K
|
198K
$13.5M
|
|