Purchases and Sales Made in Q4 2023 in Principal ETF U S Mega Cap (USMC)
This table provides information about the institutional ownership of Principal ETF U S Mega Cap (USMC) during Q4 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U S MEGA-CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
9.88M+ 35.69% |
$404M - $465M
|
37.6M
$2.32B
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.68MNew |
$68.5M - $78.8M
|
1.68M
$104M
|
|
|
Jan 30, 2024
Q4 2023
|
Legacy Cg, LLC
Plano, TX |
BUY
|
- |
329KNew |
$13.5M - $15.5M
|
329K
$20.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
196K+ 294.56% |
$7.99M - $9.19M
|
262K
$16.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
166K+ 11.24% |
$6.78M - $7.8M
|
1.64M
$102M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
155K+ 49.95% |
$6.35M - $7.3M
|
466K
$28.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
110K+ 100.33% |
$4.49M - $5.16M
|
219K
$13.6M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
43K+ 23.95% |
$1.76M - $2.02M
|
223K
$13.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
36.7KNew |
$1.5M - $1.73M
|
36.7K
$2.27M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16.7KNew |
$682K - $784K
|
16.7K
$1.03M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16.1K+ 2539.56% |
$656K - $755K
|
16.7K
$1.03M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14K+ 23652.54% |
$570K - $656K
|
14K
$867K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
13.1KNew |
$536K - $616K
|
13.1K
$811K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
9.85KNew |
$403K - $463K
|
9.85K
$610K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.3K+ 23.03% |
$176K - $202K
|
23K
$1.42M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.62K+ 4.79% |
$107K - $123K
|
57.2K
$3.54M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.43KNew |
$99.4K - $114K
|
2.43K
$151K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
1.93KNew |
$78.9K - $90.7K
|
1.93K
$119K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
1.4KNew |
$57.2K - $65.8K
|
1.4K
$86.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
910New |
$37.2K - $42.8K
|
910
$56.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
56+ 0.77% |
$2.29K - $2.63K
|
7.33K
$454K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
53+ 1.06% |
$2.17K - $2.49K
|
5.04K
$312K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-51- 0.79% |
$2.08K - $2.4K
|
6.37K
$394K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-107- 0.48% |
$4.37K - $5.03K
|
22.3K
$1.38M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-215- 11.96% |
$8.79K - $10.1K
|
1.58K
$97.9K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-225- 1.52% |
$9.2K - $10.6K
|
14.6K
$902K
|
|
|
Feb 14, 2024
Q4 2023
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-1.93K- 2.34% |
$78.7K - $90.6K
|
80.4K
$4.97M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.96K- 0.71% |
$80K - $92.1K
|
273K
$16.9M
|
|
|
Jan 25, 2024
Q4 2023
|
Segment Wealth Management, LLC
|
SELL
|
- |
-2.1K- 1.38% |
$85.7K - $98.6K
|
149K
$9.24M
|
|
|
Jan 31, 2024
Q4 2023
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
SELL
|
- |
-2.73K- 22.82% |
$112K - $128K
|
9.24K
$572K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.72K- 42.79% |
$234K - $269K
|
7.65K
$474K
|
|
|
Feb 07, 2024
Q4 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-16.2K- 43.87% |
$663K - $763K
|
20.8K
$1.28M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.8K- 4.66% |
$687K - $790K
|
343K
$21.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-21.1K- 62.24% |
$862K - $991K
|
12.8K
$792K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-32.5K- 78.71% |
$1.33M - $1.53M
|
8.79K
$544K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-112K- 30.03% |
$4.6M - $5.29M
|
262K
$16.2M
|