Advisors Asset Management, Inc. Cathay General Bancorp Transaction History

Advisors Asset Management, Inc.

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2020 Feb 12, 2021	SELL	$21.7 - $32.3 $88,839 - $132,236	-4,094 Closed	0 $0
Q3 2020 Nov 16, 2020	SELL	$20.88 - $27.45 $12,444 - $16,360	-596 Reduced 12.71%	4,094 $89,000
Q2 2020 Aug 12, 2020	SELL	$21.31 - $30.98 $5,455 - $7,930	-256 Reduced 5.18%	4,690 $123,000
Q1 2020 May 15, 2020	SELL	$18.68 - $38.1 $3,306 - $6,743	-177 Reduced 3.46%	4,946 $114,000
Q4 2019 Feb 14, 2020	SELL	$33.65 - $38.73 $4,239 - $4,879	-126 Reduced 2.4%	5,123 $195,000
Q3 2019 Nov 14, 2019	SELL	$32.02 - $37.45 $1,889 - $2,209	-59 Reduced 1.11%	5,249 $182,000
Q2 2019 Aug 14, 2019	SELL	$33.64 - $37.54 $4,776 - $5,330	-142 Reduced 2.61%	5,308 $191,000
Q1 2019 May 15, 2019	SELL	$32.43 - $40.03 $1,491 - $1,841	-46 Reduced 0.84%	5,450 $185,000
Q4 2018 Jan 31, 2019	BUY	$32.11 - $42.79 $176,476 - $235,173	5,496 New	5,496 $184,000

296

53.7M

4.4K

Ticker CATY
Exchange NASDAQ
Sector Financial Services
Industry Banks—Regional
Shares Outstandng 73,412,000
Market Cap $3.35B
Description
Cathay General Bancorp operates as the holding company for Cathay Bank that offers various commercial banking products and services to individuals, professionals, and small to medium-sized businesses in the United States. The company offers various deposit products, including passbook accounts, checking accounts, money market deposit accounts, c...

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