Advisors Asset Management, Inc. Clear Bridge Mlp & Midstream Fund Inc. Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 14, 2024	SELL	$43.77 - $48.55 $1.87 Million - $2.08 Million	-42,784 Reduced 20.47%	166,228 $7.88 Million
Q1 2024 May 14, 2024	SELL	$39.17 - $45.78 $34,626 - $40,469	-884 Reduced 0.42%	209,012 $9.57 Million
Q4 2023 Feb 14, 2024	BUY	$33.4 - $40.09 $3.03 Million - $3.64 Million	90,728 Added 76.13%	209,896 $8.41 Million
Q2 2023 Aug 14, 2023	BUY	$30.9 - $34.67 $483,646 - $542,654	15,652 Added 15.12%	119,168 $4.13 Million
Q1 2023 May 12, 2023	SELL	$29.95 - $36.98 $29,740 - $36,721	-993 Reduced 0.95%	103,516 $3.35 Million
Q4 2022 Feb 13, 2023	BUY	$30.87 - $36.01 $341,761 - $398,666	11,071 Added 11.85%	104,509 $3.49 Million
Q3 2022 Nov 08, 2022	BUY	$27.42 - $36.17 $343,435 - $453,029	12,525 Added 15.48%	93,438 $2.78 Million
Q2 2022 Aug 08, 2022	BUY	$27.34 - $37.86 $652,441 - $903,491	23,864 Added 41.83%	80,913 $2.33 Million
Q1 2022 May 17, 2022	BUY	$27.77 - $34.01 $74,590 - $91,350	2,686 Added 4.94%	57,049 $1.92 Million
Q4 2021 Feb 15, 2022	SELL	$25.07 - $32.11 $215,150 - $275,568	-8,582 Reduced 13.63%	54,363 $1.46 Million
Q3 2021 Nov 12, 2021	SELL	$25.02 - $30.0 $403,372 - $483,660	-16,122 Reduced 20.39%	62,945 $1.71 Million
Q2 2021 Jul 30, 2021	SELL	$23.7 - $32.02 $400,695 - $541,362	-16,907 Reduced 17.62%	79,067 $2.31 Million
Q1 2021 May 07, 2021	SELL	$16.62 - $24.51 $308,733 - $455,297	-18,576 Reduced 16.22%	95,974 $2.24 Million
Q4 2020 Feb 12, 2021	SELL	$10.79 - $19.05 $139,137 - $245,649	-12,895 Reduced 10.12%	114,550 $1.92 Million
Q3 2020 Nov 16, 2020	BUY	$10.94 - $17.14 $1.39 Million - $2.18 Million	127,445 New	127,445 $1.41 Million

Others Institutions Holding CEM

# of Institutions

12

Shares Held

78.2K

Call Options Held

0

Put Options Held

0

Ifp Advisors, Inc

31.6K
Shares

$1.64 Million
0.06% of portfolio
Laurel Wealth Advisors, Inc. Solana Beach, CA

9.73K
Shares

$505,369
0.03% of portfolio
Hightower 6 M Holding, LLC

9.69K
Shares

$503,551
0.03% of portfolio
Inter Ocean Capital Group, LLC Nashville, TN

8K
Shares

$415,600
0.01% of portfolio
First Republic Investment Management, Inc. San Francisco, CA

7.4K
Shares

$384,533
0.0% of portfolio

About ClearBridge MLP & Midstream Fund Inc.

Ticker CEM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
ClearBridge Energy MLP Fund Inc. is a closed-ended equity mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Advisors, LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the energy sector. The fund primarily invest...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Advisors Asset Management, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Advisors Asset Management, Inc. with notifications on news.