Advisors Asset Management, Inc. Gabelli Convertible & Income Securities Fund Inc Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 14, 2023	SELL	$4.25 - $4.51 $30,825 - $32,711	-7,253 Reduced 1.64%	433,835 $1.87 Million
Q1 2023 May 12, 2023	SELL	$4.22 - $5.26 $30,531 - $38,056	-7,235 Reduced 1.61%	441,088 $1.96 Million
Q3 2022 Nov 08, 2022	SELL	$4.86 - $5.87 $107,488 - $129,826	-22,117 Reduced 4.59%	459,410 $2.28 Million
Q2 2022 Aug 08, 2022	BUY	$5.09 - $6.44 $87,105 - $110,207	17,113 Added 3.68%	481,527 $2.6 Million
Q1 2022 May 17, 2022	BUY	$5.72 - $6.85 $1.76 Million - $2.11 Million	308,105 Added 197.11%	464,414 $2.84 Million
Q4 2021 Feb 15, 2022	BUY	$6.01 - $7.05 $939,417 - $1.1 Million	156,309 New	156,309 $1.08 Million
Q3 2021 Nov 12, 2021	SELL	$6.08 - $6.64 $1.58 Million - $1.73 Million	-260,116 Closed	0 $0
Q2 2021 Jul 30, 2021	SELL	$6.12 - $6.64 $1.76 Million - $1.91 Million	-287,329 Reduced 52.49%	260,116 $1.71 Million
Q1 2021 May 07, 2021	SELL	$5.9 - $6.77 $1.04 Million - $1.19 Million	-175,561 Reduced 24.28%	547,445 $3.33 Million
Q4 2020 Feb 12, 2021	SELL	$5.17 - $6.28 $545,393 - $662,489	-105,492 Reduced 12.73%	723,006 $4.52 Million
Q3 2020 Nov 16, 2020	SELL	$5.15 - $5.7 $128,379 - $142,089	-24,928 Reduced 2.92%	828,498 $4.47 Million
Q2 2020 Aug 12, 2020	SELL	$3.97 - $5.48 $75,938 - $104,821	-19,128 Reduced 2.19%	853,426 $4.37 Million
Q1 2020 May 15, 2020	SELL	$3.42 - $6.13 $84,966 - $152,293	-24,844 Reduced 2.77%	872,554 $3.89 Million
Q4 2019 Feb 14, 2020	BUY	$5.25 - $6.0 $709,584 - $810,954	135,159 Added 17.73%	897,398 $5.25 Million
Q3 2019 Nov 14, 2019	BUY	$5.12 - $5.42 $1.86 Million - $1.97 Million	363,692 Added 91.25%	762,239 $4.06 Million
Q2 2019 Aug 14, 2019	SELL	$4.87 - $5.27 $94,531 - $102,295	-19,411 Reduced 4.64%	398,547 $2.05 Million
Q1 2019 May 15, 2019	BUY	$4.37 - $5.27 $861,584 - $1.04 Million	197,159 Added 89.29%	417,958 $2.17 Million
Q4 2018 Jan 31, 2019	BUY	$4.06 - $6.0 $155,205 - $229,368	38,228 Added 20.94%	220,799 $969,000
Q3 2018 Nov 15, 2018	SELL	$5.58 - $6.91 $34,222 - $42,379	-6,133 Reduced 3.25%	182,571 $1.04 Million
Q2 2018 Aug 22, 2018	BUY	$5.74 - $6.68 $1.08 Million - $1.26 Million	188,583 Added 155853.72%	188,704 $1.23 Million
Q2 2018 Aug 15, 2018	SELL	$5.74 - $6.68 $1.23 Million - $1.43 Million	-213,530 Reduced 99.94%	121 $1.23 Million
Q1 2018 May 15, 2018	SELL	$5.64 - $6.04 $134,406 - $143,939	-23,831 Reduced 10.03%	213,651 $1.23 Million
Q4 2017 Feb 13, 2018	SELL	$5.58 - $6.04 $53,746 - $58,177	-9,632 Reduced 3.9%	237,482 $1.4 Million
Q3 2017 Nov 07, 2017	BUY	$4.91 - $6.0 $1.21 Million - $1.48 Million	247,114	247,114 $1.43 Million

Others Institutions Holding GCV

# of Institutions

Shares Held

3.94M

Call Options Held

Put Options Held

Mario Gabelli Gamco Investors, Inc. Et Al | Rye, Ny

1.09M
Shares

$4.25 Million
0.04% of portfolio
Morgan Stanley New York, NY

838K
Shares

$3.26 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

716K
Shares

$2.79 Million
0.0% of portfolio
Everstar Asset Management, LLC Mooresville, NC

166K
Shares

$645,588
0.42% of portfolio
Pensionmark Financial Group, LLC Santa Barbara, CA

110K
Shares

$429,016
0.0% of portfolio

View Full List

About GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Ticker GCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Gabelli Convertible and Income Securities Fund Inc. is a closed-ended balanced mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in public equity and fixed income markets. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in convertible...

More about GCV

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