A detailed history of Advisors Asset Management, Inc. transactions in Hercules Capital, Inc. stock. As of the latest transaction made, Advisors Asset Management, Inc. holds 406,985 shares of HTGC stock, worth $7.7 Million. This represents 0.15% of its overall portfolio holdings.

Number of Shares
406,985
Previous 372,267 9.33%
Holding current value
$7.7 Million
Previous $7.61 Million 5.06%
% of portfolio
0.15%
Previous 0.15%

Shares

29 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2024

Nov 08, 2024

BUY
$17.71 - $21.67 $614,855 - $752,339
34,718 Added 9.33%
406,985 $8 Million
Q2 2024

Aug 14, 2024

SELL
$17.96 - $20.45 $31,250 - $35,583
-1,740 Reduced 0.47%
372,267 $7.61 Million
Q1 2024

May 14, 2024

BUY
$16.67 - $18.77 $110,738 - $124,689
6,643 Added 1.81%
374,007 $6.9 Million
Q4 2023

Feb 14, 2024

SELL
$15.09 - $16.93 $591,814 - $663,977
-39,219 Reduced 9.65%
367,364 $6.12 Million
Q2 2023

Aug 14, 2023

SELL
$12.38 - $15.08 $594,301 - $723,915
-48,005 Reduced 10.56%
406,583 $6.02 Million
Q1 2023

May 12, 2023

BUY
$11.56 - $16.24 $223,188 - $313,545
19,307 Added 4.44%
454,588 $5.86 Million
Q4 2022

Feb 13, 2023

SELL
$11.59 - $14.93 $160,023 - $206,138
-13,807 Reduced 3.07%
435,281 $5.75 Million
Q3 2022

Nov 08, 2022

BUY
$11.45 - $25.47 $299,543 - $666,320
26,161 Added 6.19%
449,088 $5.2 Million
Q2 2022

Aug 08, 2022

SELL
$12.82 - $18.91 $92,124 - $135,887
-7,186 Reduced 1.67%
422,927 $5.71 Million
Q1 2022

May 17, 2022

BUY
$16.56 - $18.23 $543,283 - $598,071
32,807 Added 8.26%
430,113 $7.77 Million
Q4 2021

Feb 15, 2022

BUY
$16.14 - $18.07 $375,706 - $420,633
23,278 Added 6.22%
397,306 $6.59 Million
Q3 2021

Nov 12, 2021

BUY
$16.5 - $17.56 $818,763 - $871,362
49,622 Added 15.3%
374,028 $6.21 Million
Q2 2021

Jul 30, 2021

BUY
$15.98 - $17.66 $474,797 - $524,713
29,712 Added 10.08%
324,406 $5.53 Million
Q1 2021

May 07, 2021

BUY
$14.21 - $16.6 $202,776 - $236,882
14,270 Added 5.09%
294,694 $4.72 Million
Q4 2020

Feb 12, 2021

SELL
$11.13 - $14.42 $80,169 - $103,867
-7,203 Reduced 2.5%
280,424 $4.04 Million
Q3 2020

Nov 16, 2020

BUY
$10.02 - $11.97 $272,584 - $325,631
27,204 Added 10.45%
287,627 $3.33 Million
Q2 2020

Aug 12, 2020

SELL
$6.64 - $11.83 $108,477 - $193,266
-16,337 Reduced 5.9%
260,423 $2.73 Million
Q1 2020

May 15, 2020

BUY
$6.81 - $15.99 $183,400 - $430,626
26,931 Added 10.78%
276,760 $2.11 Million
Q4 2019

Feb 14, 2020

SELL
$12.98 - $14.44 $197,296 - $219,488
-15,200 Reduced 5.74%
249,829 $3.5 Million
Q3 2019

Nov 14, 2019

BUY
$12.66 - $13.44 $197,040 - $209,180
15,564 Added 6.24%
265,029 $3.54 Million
Q2 2019

Aug 14, 2019

BUY
$12.57 - $13.75 $332,929 - $364,182
26,486 Added 11.88%
249,465 $3.2 Million
Q1 2019

May 15, 2019

SELL
$11.23 - $14.04 $330,745 - $413,506
-29,452 Reduced 11.67%
222,979 $2.82 Million
Q4 2018

Jan 31, 2019

BUY
$10.63 - $13.28 $381,287 - $476,340
35,869 Added 16.56%
252,431 $2.79 Million
Q3 2018

Nov 15, 2018

BUY
$12.71 - $13.64 $149,253 - $160,174
11,743 Added 5.73%
216,562 $2.85 Million
Q2 2018

Aug 22, 2018

SELL
$11.99 - $12.97 $771,328 - $834,373
-64,331 Reduced 23.9%
204,819 $2.59 Million
Q2 2018

Aug 15, 2018

SELL
$11.99 - $12.97 $162,224 - $175,484
-13,530 Reduced 4.79%
269,150 $2.59 Million
Q1 2018

May 15, 2018

BUY
$11.89 - $13.25 $193,688 - $215,842
16,290 Added 6.12%
282,680 $3.41 Million
Q4 2017

Feb 13, 2018

SELL
$12.44 - $13.94 $4,030 - $4,516
-324 Reduced 0.12%
266,390 $3.5 Million
Q3 2017

Nov 07, 2017

BUY
$12.04 - $13.4 $3.21 Million - $3.57 Million
266,714
266,714 $3.44 Million

Others Institutions Holding HTGC

About Hercules Capital, Inc.


  • Ticker HTGC
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Shares Outstandng 127,239,000
  • Market Cap $2.41B
  • Description
  • Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...
More about HTGC
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