Advisors Asset Management, Inc. Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Advisors Asset Management, Inc.

$5.1 Billion
Q1 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$11.7 - $14.07 $300,151 - $360,951	-25,654 Closed	0 $0
Q1 2022 May 17, 2022	SELL	$13.37 - $15.77 $37,502 - $44,234	-2,805 Reduced 9.86%	25,654 $356,000
Q4 2021 Feb 15, 2022	SELL	$14.95 - $16.45 $1,270 - $1,398	-85 Reduced 0.3%	28,459 $449,000
Q3 2021 Nov 12, 2021	SELL	$15.48 - $15.99 $3,606 - $3,725	-233 Reduced 0.81%	28,544 $455,000
Q2 2021 Jul 30, 2021	SELL	$15.25 - $15.69 $4,407 - $4,534	-289 Reduced 0.99%	28,777 $452,000

Q1 2021 May 07, 2021	SELL	$15.01 - $15.53 $1,005 - $1,040	-67 Reduced 0.23%	29,066 $448,000
Q4 2020 Feb 12, 2021	SELL	$14.08 - $15.42 $4,688 - $5,134	-333 Reduced 1.13%	29,133 $449,000
Q3 2020 Nov 16, 2020	BUY	$13.85 - $14.77 $71,008 - $75,725	5,127 Added 21.06%	29,466 $413,000
Q2 2020 Aug 12, 2020	BUY	$11.6 - $14.71 $282,332 - $358,026	24,339 New	24,339 $340,000

Others Institutions Holding HYI

# of Institutions

58

Shares Held

7.28M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.5M
Shares

$17.4 Million
0.41% of portfolio
Bramshill Investments, LLC Naples, FL

994K
Shares

$11.5 Million
1.42% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

883K
Shares

$10.2 Million
0.63% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

499K
Shares

$5.79 Million
0.01% of portfolio
Guggenheim Capital LLC Chicago, IL

414K
Shares

$4.8 Million
0.04% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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