Advisors Asset Management, Inc. Newtek Business Services Corp. Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	SELL	$10.17 - $13.76 $5,573 - $7,540	-548 Reduced 2.22%	24,163 $265,000
Q4 2023 Feb 14, 2024	SELL	$12.99 - $15.64 $606,996 - $730,825	-46,728 Reduced 65.41%	24,711 $341,000
Q2 2023 Aug 14, 2023	SELL	$10.96 - $17.03 $469,942 - $730,212	-42,878 Reduced 37.51%	71,439 $1.14 Million
Q1 2023 May 12, 2023	SELL	$11.41 - $20.7 $1,711 - $3,105	-150 Reduced 0.13%	114,317 $1.46 Million
Q3 2022 Nov 08, 2022	SELL	$15.7 - $25.04 $1.27 Million - $2.03 Million	-80,922 Reduced 36.25%	142,320 $2.32 Million
Q2 2022 Aug 08, 2022	SELL	$18.12 - $26.9 $400,832 - $595,054	-22,121 Reduced 9.02%	223,242 $4.23 Million
Q1 2022 May 17, 2022	SELL	$25.79 - $28.38 $3,275 - $3,604	-127 Reduced 0.05%	245,363 $6.55 Million
Q4 2021 Feb 15, 2022	SELL	$26.39 - $32.27 $86,875 - $106,232	-3,292 Reduced 1.32%	245,490 $6.78 Million
Q3 2021 Nov 12, 2021	BUY	$25.13 - $36.27 $347,673 - $501,795	13,835 Added 5.89%	248,782 $6.9 Million
Q2 2021 Jul 30, 2021	SELL	$26.51 - $38.7 $229,152 - $334,522	-8,644 Reduced 3.55%	234,947 $8.2 Million
Q1 2021 May 07, 2021	SELL	$18.99 - $28.4 $9,836 - $14,711	-518 Reduced 0.21%	243,591 $6.5 Million
Q4 2020 Feb 12, 2021	SELL	$16.37 - $19.69 $256,386 - $308,384	-15,662 Reduced 6.03%	244,109 $4.81 Million
Q3 2020 Nov 16, 2020	SELL	$17.13 - $19.92 $184,216 - $214,219	-10,754 Reduced 3.98%	259,771 $4.82 Million
Q2 2020 Aug 12, 2020	SELL	$10.36 - $18.61 $234,985 - $422,112	-22,682 Reduced 7.74%	270,525 $4.93 Million
Q1 2020 May 15, 2020	SELL	$9.75 - $22.89 $108,332 - $254,330	-11,111 Reduced 3.65%	293,207 $3.87 Million
Q4 2019 Feb 14, 2020	SELL	$21.09 - $23.72 $119,200 - $134,065	-5,652 Reduced 1.82%	304,318 $454 Million
Q3 2019 Nov 14, 2019	SELL	$20.42 - $23.85 $656,074 - $766,276	-32,129 Reduced 9.39%	309,970 $7 Million
Q2 2019 Aug 14, 2019	SELL	$19.73 - $23.0 $593,064 - $691,357	-30,059 Reduced 8.08%	342,099 $7.87 Million
Q1 2019 May 15, 2019	SELL	$17.61 - $20.47 $1.11 Million - $1.3 Million	-63,304 Reduced 14.54%	372,158 $7.31 Million
Q4 2018 Jan 31, 2019	SELL	$15.68 - $21.72 $394,618 - $546,627	-25,167 Reduced 5.46%	435,462 $7.59 Million
Q3 2018 Nov 15, 2018	BUY	$20.23 - $23.82 $397,822 - $468,420	19,665 Added 4.46%	460,629 $9.65 Million
Q2 2018 Aug 15, 2018	BUY	$17.62 - $20.7 $909,614 - $1.07 Million	51,624 Added 13.26%	440,964 $8.78 Million
Q1 2018 May 15, 2018	BUY	$16.47 - $18.91 $2.96 Million - $3.4 Million	179,697 Added 85.72%	389,340 $6.78 Million
Q4 2017 Feb 13, 2018	BUY	$16.48 - $19.2 $428,199 - $498,873	25,983 Added 14.15%	209,643 $3.88 Million
Q3 2017 Nov 07, 2017	BUY	$16.4 - $18.09 $3.01 Million - $3.32 Million	183,660	183,660 $3.27 Million

Others Institutions Holding NEWT

# of Institutions

112

Shares Held

8.86M

Call Options Held

48.5K

Put Options Held

37.9K

View Full List

About Newtek Business Services Corp.

Ticker NEWT
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 24,355,600
Market Cap $295M
Description
Newtek Business Services Corp. is a business development company specializing in providing financial and business services to the small-and medium-sized business market in the United States. The firm also seeks to invest in early stage businesses. The firm seeks to makes both debt and equity investments. Under debt investments, it focuses on fir...

More about NEWT

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Advisors Asset Management, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Advisors Asset Management, Inc. with notifications on news.

Account