Advisors Asset Management, Inc. High Income Securities Fund Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 12, 2020	SELL	$5.91 - $7.89 $426,105 - $568,861	-72,099 Closed	0 $0
Q1 2020 May 15, 2020	SELL	$5.17 - $9.52 $574,081 - $1.06 Million	-111,041 Reduced 60.63%	72,099 $471,000
Q4 2019 Feb 14, 2020	SELL	$8.47 - $9.02 $531,916 - $566,456	-62,800 Reduced 25.53%	183,140 $1.64 Million
Q3 2019 Nov 14, 2019	SELL	$8.2 - $8.53 $1.04 Million - $1.08 Million	-126,252 Reduced 33.92%	245,940 $2.09 Million
Q2 2019 Aug 14, 2019	SELL	$8.23 - $9.04 $829,394 - $911,024	-100,777 Reduced 21.31%	372,192 $3.08 Million
Q1 2019 May 15, 2019	SELL	$8.9 - $9.17 $874,531 - $901,062	-98,262 Reduced 17.2%	472,969 $4.28 Million
Q4 2018 Jan 31, 2019	SELL	$8.9 - $9.47 $647,252 - $688,705	-72,725 Reduced 11.29%	571,231 $5.08 Million
Q3 2018 Nov 15, 2018	BUY	$9.35 - $9.49 $6.02 Million - $6.11 Million	643,956 New	643,956 $6.11 Million

Others Institutions Holding PCF

# of Institutions

57

Shares Held

12.2M

Call Options Held

0

Put Options Held

0

Cetera Investment Advisers Schaumburg, IL

1.72M
Shares

$11.2 Million
0.03% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.57M
Shares

$10.2 Million
3.58% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.16M
Shares

$7.51 Million
0.43% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

1.01M
Shares

$6.57 Million
3.48% of portfolio
Blue Bell Private Wealth Management, LLC

901K
Shares

$5.86 Million
1.23% of portfolio

About HIGH INCOME SECURITIES FUND

Ticker PCF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in...

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