Advisors Asset Management, Inc. Tekla Healthcare Opportunities Fund Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 14, 2024	SELL	$18.89 - $20.59 $24,557 - $26,767	-1,300 Reduced 6.31%	19,310 $393,000
Q1 2024 May 14, 2024	SELL	$18.1 - $20.21 $11,439 - $12,772	-632 Reduced 2.98%	20,610 $414,000
Q4 2023 Feb 14, 2024	SELL	$15.33 - $18.28 $15,805 - $18,846	-1,031 Reduced 4.63%	21,242 $384,000
Q2 2023 Aug 14, 2023	SELL	$17.99 - $19.44 $4,965 - $5,365	-276 Reduced 1.22%	22,273 $424,000
Q1 2023 May 12, 2023	BUY	$17.99 - $20.11 $89,932 - $100,529	4,999 Added 28.48%	22,549 $423,000
Q4 2022 Feb 13, 2023	BUY	$18.16 - $20.92 $114,916 - $132,381	6,328 Added 56.39%	17,550 $347,000
Q3 2022 Nov 08, 2022	BUY	$18.01 - $21.25 $202,108 - $238,467	11,222 New	11,222 $203,000
Q3 2021 Nov 12, 2021	SELL	$22.49 - $25.58 $456,209 - $518,890	-20,285 Closed	0 $0
Q2 2021 Jul 30, 2021	SELL	$21.73 - $23.69 $334,989 - $365,205	-15,416 Reduced 43.18%	20,285 $469,000
Q1 2021 May 07, 2021	SELL	$20.03 - $21.76 $279,638 - $303,791	-13,961 Reduced 28.11%	35,701 $776,000
Q4 2020 Feb 12, 2021	SELL	$17.41 - $20.39 $222,621 - $260,726	-12,787 Reduced 20.48%	49,662 $1.01 Million
Q3 2020 Nov 16, 2020	SELL	$17.28 - $18.71 $439,413 - $475,776	-25,429 Reduced 28.94%	62,449 $1.13 Million
Q2 2020 Aug 12, 2020	SELL	$14.59 - $18.55 $240,326 - $305,555	-16,472 Reduced 15.79%	87,878 $1.56 Million
Q1 2020 May 15, 2020	SELL	$11.63 - $19.46 $420,377 - $703,401	-36,146 Reduced 25.73%	104,350 $1.6 Million
Q4 2019 Feb 14, 2020	SELL	$17.0 - $19.19 $590,342 - $666,391	-34,726 Reduced 19.82%	140,496 $2.68 Million
Q3 2019 Nov 14, 2019	SELL	$17.02 - $18.15 $230,263 - $245,551	-13,529 Reduced 7.17%	175,222 $3.06 Million
Q2 2019 Aug 14, 2019	SELL	$16.45 - $17.86 $98,996 - $107,481	-6,018 Reduced 3.09%	188,751 $3.36 Million
Q1 2019 May 15, 2019	SELL	$16.36 - $18.15 $259,175 - $287,532	-15,842 Reduced 7.52%	194,769 $3.43 Million
Q4 2018 Jan 31, 2019	SELL	$15.19 - $18.86 $120,882 - $150,087	-7,958 Reduced 3.64%	210,611 $3.53 Million
Q3 2018 Nov 15, 2018	BUY	$17.01 - $18.74 $457,449 - $503,974	26,893 Added 14.03%	218,569 $4.1 Million
Q2 2018 Aug 22, 2018	BUY	$16.2 - $17.49 $3.09 Million - $3.33 Million	190,535 Added 16698.95%	191,676 $3.27 Million
Q2 2018 Aug 15, 2018	SELL	$16.2 - $17.49 $2.67 Million - $2.89 Million	-165,026 Reduced 99.31%	1,141 $3.27 Million
Q1 2018 May 15, 2018	BUY	$16.1 - $18.9 $447,016 - $524,758	27,765 Added 20.06%	166,167 $2.84 Million
Q4 2017 Feb 13, 2018	BUY	$16.88 - $18.92 $183,350 - $205,509	10,862 Added 8.52%	138,402 $2.43 Million
Q3 2017 Nov 07, 2017	BUY	$17.46 - $18.87 $2.23 Million - $2.41 Million	127,540	127,540 $2.37 Million

Others Institutions Holding THQ

# of Institutions

107

Shares Held

8.44M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

1.46M
Shares

$27.9 Million
0.0% of portfolio
Royal Bank Of Canada Toronto, A6

986K
Shares

$18.9 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

740K
Shares

$14.2 Million
0.02% of portfolio
Raymond James & Associates St Petersburg, FL

687K
Shares

$13.1 Million
0.01% of portfolio
Heron Bay Capital Management

446K
Shares

$8.55 Million
2.13% of portfolio

View Full List

About Tekla Healthcare Opportunities Fund

Ticker THQ
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Tekla Healthcare Opportunities Fund is a closed ended balanced mutual fund launched and managed by Tekla Capital Management LLC. The fund invests in public equity and fixed income markets across the globe. It seeks to invest in securities of companies operating in the healthcare sector. The fund also invests in pooled investment vehicles. For it...

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