Advisors Asset Management, Inc. Closed Holding Positions

Advisors Asset Management, Inc.

  • $5.34 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
American Cap Sr Floating LTD
Q3 2018 Filed on Nov 15, 2018
269,150
N/A
BANC
Banc Of California, Inc.

Financial Services
Q3 2018 Filed on Nov 15, 2018
1,669
$18.7 - $20.25 $31.2K - $33.8K
Cys Invts Inc
Q3 2018 Filed on Nov 15, 2018
1,943,796
N/A
Cavium Inc
Q3 2018 Filed on Nov 15, 2018
603
N/A
CCF
Chase Corp

Basic Materials
Q3 2018 Filed on Nov 15, 2018
1,068
$117.55 - $129.15 $126K - $138K
DFIN
Donnelley Financial Solutions, Inc.

Financial Services
Q3 2018 Filed on Nov 15, 2018
1,843
$17.42 - $21.25 $32.1K - $39.2K
Education Rlty Tr Inc
Q3 2018 Filed on Nov 15, 2018
27,356
N/A
Ggp Inc
Q3 2018 Filed on Nov 15, 2018
18,826
N/A
Halyard Health Inc
Q3 2018 Filed on Nov 15, 2018
64
N/A
Kayne Anderson Enrgy Ttl Rt
Q3 2018 Filed on Nov 15, 2018
815,299
N/A
MSGS
Madison Square Garden Sports Corp.

Communication Services
Q3 2018 Filed on Nov 15, 2018
302
$209.65 - $233.45 $63.3K - $70.5K
Managed Duration Invt Grd Fu
Q3 2018 Filed on Nov 15, 2018
66,143
N/A
NXRT
Nex Point Residential Trust, Inc.

Real Estate
Q3 2018 Filed on Nov 15, 2018
2,340
$27.66 - $33.56 $64.7K - $78.5K
Relx Nv
Q3 2018 Filed on Nov 15, 2018
111,429
N/A
SEAS
Sea World Entertainment, Inc.

Consumer Cyclical
Q3 2018 Filed on Nov 15, 2018
18,007
$21.04 - $32.41 $379K - $584K
SHIIY
Sinopec Shanghai Ads (1 Oo Clh)
Q3 2018 Filed on Nov 15, 2018
1,369
N/A
Spectrum Brands Hldgs Inc
Q3 2018 Filed on Nov 15, 2018
10
N/A
EDI
Stone Harbor Emerging Markets Total Income Fund

Financial Services
Q3 2018 Filed on Nov 15, 2018
11,397
$11.76 - $13.64 $134K - $155K
Tcp Cap Corp
Q3 2018 Filed on Nov 15, 2018
365,040
N/A
Transmontaigne Partners L P
Q3 2018 Filed on Nov 15, 2018
12,121
N/A
VREX
Varex Imaging Corp

Healthcare
Q3 2018 Filed on Nov 15, 2018
1,317
$28.09 - $38.51 $37K - $50.7K
Versum Matls Inc
Q3 2018 Filed on Nov 15, 2018
917
N/A
VGI
Virtus Global Multi Sector Income Fund

Financial Services
Q3 2018 Filed on Nov 15, 2018
9,334
$13.01 - $13.71 $121K - $128K
Wgl Hldgs Inc
Q3 2018 Filed on Nov 15, 2018
671
N/A
HIO
Western Asset High Income Opportunity Fund Inc.

Financial Services
Q3 2018 Filed on Nov 15, 2018
48,113
$4.75 - $4.86 $229K - $234K
Williams Partners L P New
Q3 2018 Filed on Nov 15, 2018
73,500
N/A
GSM
Ferroglobe PLC

Basic Materials
Q3 2018 Filed on Nov 15, 2018
9,466
$6.83 - $8.53 $64.7K - $80.7K
Validus Holdings LTD
Q3 2018 Filed on Nov 15, 2018
4,184
N/A
Xl Group LTD
Q3 2018 Filed on Nov 15, 2018
7,226
N/A
Dct Industrial Trust Inc
Q3 2018 Filed on Nov 15, 2018
283
N/A
Tortoise Mlp Fd Inc
Q3 2018 Filed on Nov 15, 2018
231,052
N/A
Akorn Inc
Q2 2018 Filed on Aug 15, 2018
5,058
N/A
Alpine Total Dynamic Divid F
Q2 2018 Filed on Aug 15, 2018
1,264,273
N/A
Dunkin Brands Group Inc
Q2 2018 Filed on Aug 15, 2018
990
N/A
EBIX
Ebix Inc

Technology
Q2 2018 Filed on Aug 15, 2018
457
$73.25 - $80.75 $33.5K - $36.9K
First Tr Strategic High Inc
Q2 2018 Filed on Aug 15, 2018
74,678
N/A
Great Plains Energy Inc
Q2 2018 Filed on Aug 15, 2018
39,197
N/A
Kindred Healthcare Inc
Q2 2018 Filed on Aug 15, 2018
22,142
N/A
LJPC
La Jolla Pharmaceutical CO

Healthcare
Q2 2018 Filed on Aug 15, 2018
13,698
$28.97 - $33.27 $397K - $456K
FWONA
Liberty Media Corp

Communication Services
Q2 2018 Filed on Aug 15, 2018
1,378
$27.97 - $35.31 $38.5K - $48.7K
MFIN
Medallion Financial Corp

Financial Services
Q2 2018 Filed on Aug 15, 2018
35,072
$3.64 - $5.77 $128K - $202K
Microsemi Corp
Q2 2018 Filed on Aug 15, 2018
6,832
N/A
PDM
Piedmont Office Realty Trust, Inc.

Real Estate
Q2 2018 Filed on Aug 15, 2018
8,802
$17.26 - $19.93 $152K - $175K
Siliconware Precision Inds L
Q2 2018 Filed on Aug 15, 2018
36,162
N/A
Time Warner Inc
Q2 2018 Filed on Aug 15, 2018
15,455
N/A
Alpine Global Dynamic Divd F
Q2 2018 Filed on Aug 15, 2018
188,956
N/A
Advanced Semiconductor Engr
Q2 2018 Filed on Aug 15, 2018
95,400
N/A
Advisorshares Tr
Q2 2018 Filed on Aug 15, 2018
76
N/A
Alpine Global Premier Pptys
Q2 2018 Filed on Aug 15, 2018
2,331,306
N/A
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