Advisors Asset Management, Inc. Closed Holding Positions

Advisors Asset Management, Inc.

  • $5.1 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
TRIP
Trip Advisor, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
872
$18.72 - $30.94 $16.3K - $27K
Duff & Phelps Slt Engy And M
Q4 2020 Filed on Feb 12, 2021
602,654
N/A
ENR
Energizer Holdings, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
18
$39.25 - $47.36 $707 - $852
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,848
$24.48 - $42.47 $94.2K - $163K
Entercom Communications Corp
Q4 2020 Filed on Feb 12, 2021
56,148
N/A
CATY
Cathay General Bancorp

Financial Services
Q4 2020 Filed on Feb 12, 2021
4,094
$21.7 - $32.3 $88.8K - $132K
IGHG
Proshares Investment Grade Int

ETFs
Q4 2020 Filed on Feb 12, 2021
618
$71.12 - $75.74 $44K - $46.8K
Advanced Disp Svcs Inc Del
Q4 2020 Filed on Feb 12, 2021
2,460
N/A
Wright Med Group N V
Q4 2020 Filed on Feb 12, 2021
4,804
N/A
PEB
Pebblebrook Hotel Trust

Real Estate
Q4 2020 Filed on Feb 12, 2021
6,700
$11.98 - $19.98 $80.3K - $134K
NOVT
Novanta Inc

Technology
Q4 2020 Filed on Feb 12, 2021
138
$107.4 - $126.76 $14.8K - $17.5K
GOOS
Canada Goose Holdings Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
1,340
$29.75 - $38.65 $39.9K - $51.8K
OPI
Office Properties Income Trust

Real Estate
Q4 2020 Filed on Feb 12, 2021
10,364
$17.99 - $24.63 $186K - $255K
Micro Focus Intl PLC
Q4 2020 Filed on Feb 12, 2021
71
N/A
PUMP
Pro Petro Holding Corp.

Energy
Q4 2020 Filed on Feb 12, 2021
11,080
$3.79 - $8.1 $42K - $89.7K
Hms Hldgs Corp
Q4 2020 Filed on Feb 12, 2021
381
N/A
PNTG
Pennant Group, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
99
$35.91 - $62.73 $3.56K - $6.21K
Dividend & Income Fd Inc
Q4 2020 Filed on Feb 12, 2021
185,470
N/A
Immunomedics Inc
Q4 2020 Filed on Feb 12, 2021
5,820
N/A
Fiduciary Claymore Engry Inf
Q4 2020 Filed on Feb 12, 2021
14,096
N/A
Clearbridge Mlp And Midstrm
Q3 2020 Filed on Nov 16, 2020
582,856
N/A
51 Job Inc
Q3 2020 Filed on Nov 16, 2020
735
N/A
Garrison Cap Inc
Q3 2020 Filed on Nov 16, 2020
64,682
N/A
MTX
Minerals Technologies Inc

Basic Materials
Q3 2020 Filed on Nov 16, 2020
903
$43.11 - $53.34 $38.9K - $48.2K
NUVA
Nuvasive Inc

Healthcare
Q3 2020 Filed on Nov 16, 2020
9,053
$47.43 - $60.75 $429K - $550K
BTU
Peabody Energy Corp

Energy
Q3 2020 Filed on Nov 16, 2020
1,539
$2.3 - $4.07 $3.54K - $6.26K
Thl Credit Inc
Q3 2020 Filed on Nov 16, 2020
63,457
N/A
ZION
Zions Bancorporation, National Association

Financial Services
Q3 2020 Filed on Nov 16, 2020
1,773
$28.22 - $35.39 $50K - $62.7K
Capitala Fin Corp
Q3 2020 Filed on Nov 16, 2020
211,575
N/A
Clearbridge Energy Midstrm O
Q3 2020 Filed on Nov 16, 2020
386,309
N/A
Clearbridge Mlp And Midstrm
Q3 2020 Filed on Nov 16, 2020
603,414
N/A
Fiduciary Claymore Engry Inf
Q3 2020 Filed on Nov 16, 2020
211,777
N/A
Iac Interactivecorp
Q3 2020 Filed on Nov 16, 2020
4,118
N/A
Medley Cap Corp
Q3 2020 Filed on Nov 16, 2020
137,833
N/A
OGS
One Gas, Inc.

Utilities
Q3 2020 Filed on Nov 16, 2020
1,370
$66.55 - $79.04 $91.2K - $108K
Sina Corp
Q3 2020 Filed on Nov 16, 2020
1,492
N/A
Grubhub Inc
Q3 2020 Filed on Nov 16, 2020
728
N/A
ICUI
Icu Medical Inc

Healthcare
Q3 2020 Filed on Nov 16, 2020
2,021
$177.7 - $200.24 $359K - $405K
RIGS
Riverfront Strategic Income Fd

ETFs
Q3 2020 Filed on Nov 16, 2020
2,347
$24.33 - $24.83 $57.1K - $58.3K
SOI
Solaris Oilfield Infrastructure, Inc.

Energy
Q3 2020 Filed on Nov 16, 2020
2,462
$6.18 - $8.2 $15.2K - $20.2K
BSMX
Banco Santander Mexico S.A., Institucion De Banca Multiple, Grupo Financiero Santander Mexico

Financial Services
Q3 2020 Filed on Nov 16, 2020
2,358
$2.95 - $3.69 $6.96K - $8.7K
INGN
Inogen Inc

Healthcare
Q3 2020 Filed on Nov 16, 2020
1,975
$27.01 - $37.31 $53.3K - $73.7K
SJNK
Spdr Bloomberg Short Term High

ETFs
Q3 2020 Filed on Nov 16, 2020
2,119
$25.1 - $26.1 $53.2K - $55.3K
RARE
Ultragenyx Pharmaceutical Inc.

Healthcare
Q3 2020 Filed on Nov 16, 2020
7,376
$72.98 - $90.0 $538K - $664K
OMER
Omeros Corp

Healthcare
Q3 2020 Filed on Nov 16, 2020
21,335
$9.57 - $21.32 $204K - $455K
PIPR
Piper Sandler Companies

Financial Services
Q3 2020 Filed on Nov 16, 2020
1,204
$55.39 - $77.4 $66.7K - $93.2K
LGI
Lazard Global Total Return & Income Fund Inc

Financial Services
Q3 2020 Filed on Nov 16, 2020
13,558
$14.11 - $16.11 $191K - $218K
LOB
Live Oak Bancshares, Inc.

Financial Services
Q3 2020 Filed on Nov 16, 2020
2,912
$13.38 - $26.16 $39K - $76.2K
MIXT
Mi X Telematics LTD

Technology
Q3 2020 Filed on Nov 16, 2020
12,464
$8.25 - $10.16 $103K - $127K
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