Advisors Asset Management, Inc. Closed Holding Positions

Advisors Asset Management, Inc.

  • $5.34 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Blackrock Mun Income Invt Tr
Q1 2021 Filed on May 07, 2021
39,225
N/A
ENTA
Enanta Pharmaceuticals Inc

Healthcare
Q1 2021 Filed on May 07, 2021
5,439
$41.69 - $54.95 $227K - $299K
FGEN
Fibrogen Inc

Healthcare
Q1 2021 Filed on May 07, 2021
7,907
$31.0 - $55.72 $245K - $441K
FOXF
Fox Factory Holding Corp

Consumer Cyclical
Q1 2021 Filed on May 07, 2021
447
$103.41 - $141.75 $46.2K - $63.4K
ICMB
Investcorp Credit Management Bdc, Inc.

Financial Services
Q1 2021 Filed on May 07, 2021
31,222
$4.62 - $6.05 $144K - $189K
Aspen Technology Inc
Q1 2021 Filed on May 07, 2021
154
N/A
CHEF
Chefs' Warehouse, Inc.

Consumer Defensive
Q1 2021 Filed on May 07, 2021
768
$24.87 - $34.36 $19.1K - $26.4K
HYGH
Ishares U S ETF Tr Int Rate He

ETFs
Q1 2021 Filed on May 07, 2021
1,290
$86.17 - $87.86 $111K - $113K
UEIC
Universal Electronics Inc

Technology
Q1 2021 Filed on May 07, 2021
235
$50.97 - $64.23 $12K - $15.1K
WW
Ww International, Inc.

Consumer Cyclical
Q1 2021 Filed on May 07, 2021
760
$22.98 - $35.91 $17.5K - $27.3K
Fiat Chrysler Automobiles N
Q1 2021 Filed on May 07, 2021
187,601
N/A
DWX
Spdr Index Shs Fds S&P Intl Di

ETFs
Q1 2021 Filed on May 07, 2021
10,115
$36.33 - $38.6 $367K - $390K
Vereit Inc
Q1 2021 Filed on May 07, 2021
11,509
N/A
Aarons Inc
Q4 2020 Filed on Feb 12, 2021
7,357
N/A
Apache Corp
Q4 2020 Filed on Feb 12, 2021
264
N/A
PLAY
Dave & Buster'S Entertainment, Inc.

Communication Services
Q4 2020 Filed on Feb 12, 2021
296
$14.64 - $30.02 $4.33K - $8.89K
Eaton Vance Fltg Rate Incom
Q4 2020 Filed on Feb 12, 2021
68,313
N/A
EMHY
Ishares J.P. Morgan Em High Yi

ETFs
Q4 2020 Filed on Feb 12, 2021
1,043
$43.16 - $46.49 $45K - $48.5K
Mvc Cap Inc
Q4 2020 Filed on Feb 12, 2021
187,380
N/A
MMSI
Merit Medical Systems Inc

Healthcare
Q4 2020 Filed on Feb 12, 2021
219
$42.16 - $58.11 $9.23K - $12.7K
Noble Energy Inc
Q4 2020 Filed on Feb 12, 2021
8,897
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
11,377
N/A
SHAK
Shake Shack Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
603
$64.87 - $91.08 $39.1K - $54.9K
Taubman Ctrs Inc
Q4 2020 Filed on Feb 12, 2021
3,262
N/A
Unilever N V
Q4 2020 Filed on Feb 12, 2021
22,080
N/A
Cabot Microelectronics Corp
Q4 2020 Filed on Feb 12, 2021
1,477
N/A
California Res Corp
Q4 2020 Filed on Feb 12, 2021
28
N/A
Pra Health Sciences Inc
Q4 2020 Filed on Feb 12, 2021
3,043
N/A
PRA
Proassurance Corp

Financial Services
Q4 2020 Filed on Feb 12, 2021
8,847
$13.62 - $18.76 $120K - $166K
Td Ameritrade Hldg Corp
Q4 2020 Filed on Feb 12, 2021
5,788
N/A
Vereit Inc
Q4 2020 Filed on Feb 12, 2021
62,807
N/A
Virtusa Corp
Q4 2020 Filed on Feb 12, 2021
259
N/A
Washington Prime Group New
Q4 2020 Filed on Feb 12, 2021
166,604
N/A
Western Asset Corporate Ln F
Q4 2020 Filed on Feb 12, 2021
48,606
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
7,742
N/A
QGEN
Qiagen N.V.

Healthcare
Q4 2020 Filed on Feb 12, 2021
598
$46.09 - $54.74 $27.6K - $32.7K
HYS
Pimco ETF Tr 1 5 Yr High Yield

ETFs
Q4 2020 Filed on Feb 12, 2021
459
$93.49 - $98.3 $42.9K - $45.1K
Perspecta Inc
Q4 2020 Filed on Feb 12, 2021
28
N/A
SAGE
Sage Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
232
$58.41 - $89.06 $13.6K - $20.7K
Great Westn Bancorp Inc
Q4 2020 Filed on Feb 12, 2021
4,094
N/A
TRIP
Trip Advisor, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
872
$18.72 - $30.94 $16.3K - $27K
Duff & Phelps Slt Engy And M
Q4 2020 Filed on Feb 12, 2021
602,654
N/A
ENR
Energizer Holdings, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
18
$39.25 - $47.36 $707 - $852
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
3,848
$24.48 - $42.47 $94.2K - $163K
Entercom Communications Corp
Q4 2020 Filed on Feb 12, 2021
56,148
N/A
CATY
Cathay General Bancorp

Financial Services
Q4 2020 Filed on Feb 12, 2021
4,094
$21.7 - $32.3 $88.8K - $132K
IGHG
Proshares Investment Grade Int

ETFs
Q4 2020 Filed on Feb 12, 2021
618
$71.12 - $75.74 $44K - $46.8K
Advanced Disp Svcs Inc Del
Q4 2020 Filed on Feb 12, 2021
2,460
N/A
Wright Med Group N V
Q4 2020 Filed on Feb 12, 2021
4,804
N/A
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