Advisors Asset Management, Inc. Ofs Capital Corp Transaction History

Advisors Asset Management, Inc.

$5.62 Billion
Q3 2025

A detailed history of Advisors Asset Management, Inc. transactions in Ofs Capital Corp stock. As of the latest transaction made, Advisors Asset Management, Inc. holds 85,231 shares of OFS stock, worth $426,155. This represents 0.01% of its overall portfolio holdings.

Number of Shares

85,231

Previous 85,088 0.17%

Holding current value

$426,155

Previous $718,000 8.77%

% of portfolio

0.01%

Previous 0.01%

33 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 06, 2025	BUY	$7.63 - $8.9 $1,091 - $1,272	143 Added 0.17%	85,231 $655,000
Q2 2025 Aug 12, 2025	SELL	$8.15 - $9.48 $743,084 - $864,348	-91,176 Reduced 51.73%	85,088 $718,000
Q1 2025 May 15, 2025	SELL	$7.96 - $9.63 $668 - $808	-84 Reduced 0.05%	176,264 $1.64 Million
Q4 2024 Feb 10, 2025	SELL	$7.91 - $8.85 $541,842 - $606,233	-68,501 Reduced 27.98%	176,348 $1.42 Million
Q3 2024 Nov 08, 2024	SELL	$7.85 - $9.33 $55,554 - $66,028	-7,077 Reduced 2.81%	244,849 $2.07 Million
Q2 2024 Aug 14, 2024	SELL	$8.85 - $10.04 $315,537 - $357,966	-35,654 Reduced 12.4%	251,926 $2.23 Million
Q1 2024 May 14, 2024	BUY	$9.64 - $12.03 $161,450 - $201,478	16,748 Added 6.18%	287,580 $2.86 Million
Q4 2023 Feb 14, 2024	SELL	$9.84 - $12.31 $148,731 - $186,065	-15,115 Reduced 5.29%	270,832 $3.17 Million
Q2 2023 Aug 14, 2023	BUY	$9.18 - $10.84 $639,524 - $755,168	69,665 Added 32.21%	285,947 $2.83 Million
Q1 2023 May 12, 2023	BUY	$9.65 - $10.69 $130,950 - $145,063	13,570 Added 6.69%	216,282 $2.23 Million
Q4 2022 Feb 13, 2023	BUY	$8.11 - $11.09 $423,650 - $579,319	52,238 Added 34.72%	202,712 $2.06 Million
Q3 2022 Nov 08, 2022	BUY	$7.69 - $11.39 $174,847 - $258,974	22,737 Added 17.8%	150,474 $1.24 Million
Q2 2022 Aug 08, 2022	BUY	$9.92 - $13.44 $571,352 - $774,090	57,596 Added 82.11%	127,737 $1.27 Million
Q1 2022 May 17, 2022	BUY	$9.5 - $13.0 $422,940 - $578,760	44,520 Added 173.76%	70,141 $912,000
Q4 2021 Feb 15, 2022	SELL	$10.38 - $11.4 $14,521 - $15,948	-1,399 Reduced 5.18%	25,621 $279,000
Q3 2021 Nov 12, 2021	SELL	$8.8 - $10.55 $153,524 - $184,055	-17,446 Reduced 39.23%	27,020 $280,000
Q2 2021 Jul 30, 2021	SELL	$8.77 - $10.3 $195,913 - $230,091	-22,339 Reduced 33.44%	44,466 $443,000
Q1 2021 May 07, 2021	SELL	$6.82 - $9.15 $208,023 - $279,093	-30,502 Reduced 31.35%	66,805 $587,000
Q4 2020 Feb 12, 2021	SELL	$3.97 - $7.58 $132,383 - $252,762	-33,346 Reduced 25.52%	97,307 $696,000
Q3 2020 Nov 16, 2020	SELL	$4.04 - $5.08 $272,647 - $342,833	-67,487 Reduced 34.06%	130,653 $615,000
Q2 2020 Aug 12, 2020	SELL	$3.52 - $5.7 $141,525 - $229,174	-40,206 Reduced 16.87%	198,140 $896,000
Q1 2020 May 15, 2020	SELL	$3.7 - $11.97 $123,113 - $398,289	-33,274 Reduced 12.25%	238,346 $970,000
Q4 2019 Feb 14, 2020	SELL	$10.99 - $12.01 $172,927 - $188,977	-15,735 Reduced 5.48%	271,620 $3.03 Million
Q3 2019 Nov 14, 2019	SELL	$10.98 - $12.27 $134,010 - $149,755	-12,205 Reduced 4.07%	287,355 $3.34 Million
Q2 2019 Aug 14, 2019	SELL	$11.85 - $12.8 $117,137 - $126,528	-9,885 Reduced 3.19%	299,560 $3.6 Million
Q1 2019 May 15, 2019	SELL	$10.77 - $12.52 $371,597 - $431,977	-34,503 Reduced 10.03%	309,445 $3.64 Million
Q4 2018 Jan 31, 2019	SELL	$9.89 - $11.95 $92,204 - $111,409	-9,323 Reduced 2.64%	343,948 $3.65 Million
Q3 2018 Nov 15, 2018	BUY	$11.48 - $12.7 $87,856 - $97,193	7,653 Added 2.21%	353,271 $4.2 Million
Q2 2018 Aug 22, 2018	BUY	$10.65 - $12.2 $3.58 Million - $4.1 Million	336,341 Added 3625.54%	345,618 $3.96 Million
Q2 2018 Aug 15, 2018	SELL	$10.65 - $12.2 $4.05 Million - $4.63 Million	-379,844 Reduced 97.62%	9,277 $3.96 Million
Q1 2018 May 15, 2018	SELL	$10.98 - $12.5 $40,669 - $46,300	-3,704 Reduced 0.94%	389,121 $4.42 Million
Q4 2017 Feb 13, 2018	SELL	$11.85 - $13.18 $264,255 - $293,914	-22,300 Reduced 5.37%	392,825 $4.68 Million
Q3 2017 Nov 07, 2017	BUY	$12.98 - $13.17 $5.39 Million - $5.47 Million	415,125	415,125 $5.47 Million

Others Institutions Holding OFS

# of Institutions

Shares Held

1.59M

Call Options Held

Put Options Held

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About OFS Capital Corp

Ticker OFS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 13,429,777
Market Cap $67.1M

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Advisors Asset Management, Inc. Ofs Capital Corp Transaction History