Advisory Research Inc Capital Southwest Corp Transaction History

Advisory Research Inc

$499 Million
Q2 2024

20 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 13, 2023	SELL	$19.83 - $23.05 $81,243 - $94,435	-4,097 Reduced 11.13%	32,716 $749,000
Q2 2023 Aug 14, 2023	SELL	$17.34 - $19.99 $97,554 - $112,463	-5,626 Reduced 13.26%	36,813 $725,000
Q1 2023 May 12, 2023	BUY	$16.89 - $20.03 $100,883 - $119,639	5,973 Added 16.38%	42,439 $754,000
Q4 2022 Feb 13, 2023	BUY	$16.73 - $19.68 $8,699 - $10,233	520 Added 1.45%	36,466 $623,000
Q3 2022 Nov 14, 2022	BUY	$16.79 - $20.99 $150,455 - $188,091	8,961 Added 33.21%	35,946 $609,000
Q2 2022 Aug 17, 2022	BUY	$17.99 - $24.07 $41,934 - $56,107	2,331 Added 9.45%	26,985 $497,000
Q4 2021 Feb 11, 2022	SELL	$24.23 - $28.34 $64,597 - $75,554	-2,666 Reduced 9.76%	24,654 $623,000
Q3 2021 Nov 12, 2021	SELL	$24.87 - $27.69 $2,312 - $2,575	-93 Reduced 0.34%	27,320 $688,000
Q2 2021 Aug 16, 2021	SELL	$22.41 - $27.87 $57,302 - $71,263	-2,557 Reduced 8.53%	27,413 $637,000
Q1 2021 May 12, 2021	SELL	$17.63 - $22.46 $303,429 - $386,559	-17,211 Reduced 36.48%	29,970 $664,000
Q4 2020 Feb 12, 2021	SELL	$12.94 - $17.75 $222,632 - $305,388	-17,205 Reduced 26.72%	47,181 $837,000
Q3 2020 Nov 12, 2020	SELL	$12.44 - $15.04 $87,005 - $105,189	-6,994 Reduced 9.8%	64,386 $905,000
Q2 2020 Aug 13, 2020	BUY	$9.0 - $15.86 $29,754 - $52,433	3,306 Added 4.86%	71,380 $962,000
Q1 2020 May 12, 2020	BUY	$8.03 - $21.55 $120,610 - $323,681	15,020 Added 28.31%	68,074 $777,000
Q4 2019 Feb 11, 2020	SELL	$20.74 - $22.41 $77,401 - $83,634	-3,732 Reduced 6.57%	53,054 $1.1 Million
Q3 2019 Nov 12, 2019	BUY	$20.63 - $22.87 $286,138 - $317,206	13,870 Added 32.32%	56,786 $1.24 Million
Q2 2019 Aug 14, 2019	SELL	$20.95 - $22.37 $82,836 - $88,450	-3,954 Reduced 8.44%	42,916 $899,000
Q1 2019 May 15, 2019	SELL	$19.63 - $22.27 $53,079 - $60,218	-2,704 Reduced 5.45%	46,870 $986,000
Q4 2018 Feb 13, 2019	BUY	$17.33 - $20.92 $27,104 - $32,718	1,564 Added 3.26%	49,574 $953,000
Q3 2018 Nov 13, 2018	BUY	$18.1 - $19.45 $868,981 - $933,794	48,010 New	48,010 $911,000

Others Institutions Holding CSWC

# of Institutions

156

Shares Held

11.5M

Call Options Held

67.9K

Put Options Held

114K

Van Eck Associates Corp

1.06M
Shares

$26.5 Million
0.04% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

748K
Shares

$18.7 Million
0.04% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

670K
Shares

$16.7 Million
1.08% of portfolio
Sanders Morris Harris LLC

641K
Shares

$16 Million
2.82% of portfolio
Zuckerman Investment Group, LLC Chicago, IL

641K
Shares

$16 Million
1.99% of portfolio

View Full List

About CAPITAL SOUTHWEST CORP

Ticker CSWC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 27,530,600
Market Cap $688M
Description
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, ...

More about CSWC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Advisory Research Inc, based on Form 13F filings with the SEC.

News

Stay updated on Advisory Research Inc with notifications on news.

Account