Advisory Services Network, LLC Highland Income Fund\Ma Transaction History

Advisory Services Network, LLC

$4.9 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 09, 2024	BUY	$6.91 - $8.83 $17,889 - $22,860	2,589 New	2,589 $19,000
Q1 2023 May 17, 2023	BUY	$8.66 - $10.74 $86 - $107	10 Added 0.25%	4,070 $35,000
Q4 2022 Feb 13, 2023	BUY	$9.85 - $11.54 $39,991 - $46,852	4,060 New	4,060 $41,000
Q1 2022 May 23, 2022	SELL	$10.88 - $11.94 $152,559 - $167,422	-14,022 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	$10.73 - $11.44 $8,315 - $8,866	775 Added 5.85%	14,022 $154,000
Q2 2021 Aug 12, 2021	BUY	$9.92 - $12.05 $131,410 - $159,626	13,247 New	13,247 $145,000
Q1 2021 May 24, 2021	SELL	$10.11 - $11.13 $118,327 - $130,265	-11,704 Closed	0 $0
Q4 2020 Feb 09, 2021	SELL	$7.83 - $10.28 $330,660 - $434,124	-42,230 Reduced 78.3%	11,704 $120,000
Q3 2020 Nov 16, 2020	BUY	$7.5 - $9.05 $8,587 - $10,362	1,145 Added 2.17%	53,934 $463,000
Q2 2020 Aug 10, 2020	BUY	$7.13 - $9.65 $145,837 - $197,381	20,454 Added 63.26%	52,789 $425,000
Q1 2020 May 15, 2020	BUY	$8.38 - $12.72 $92,255 - $140,034	11,009 Added 51.62%	32,335 $276,000
Q4 2019 Feb 04, 2020	BUY	$11.41 - $13.22 $243,329 - $281,929	21,326 New	21,326 $265,000
Q2 2019 Aug 01, 2019	SELL	$13.29 - $13.84 $104,326 - $108,644	-7,850 Closed	0 $0
Q1 2019 May 20, 2019	SELL	$12.95 - $14.1 $1.26 Million - $1.38 Million	-97,646 Reduced 92.56%	7,850 $109,000
Q4 2018 Feb 15, 2019	SELL	$12.2 - $15.54 $1.82 Million - $2.31 Million	-148,896 Reduced 58.53%	105,496 $1.35 Million
Q3 2018 Nov 02, 2018	BUY	$15.42 - $16.0 $123,267 - $127,904	7,994 Added 3.24%	254,392 $3.92 Million
Q2 2018 Jul 27, 2018	BUY	$15.58 - $16.12 $984,656 - $1.02 Million	63,200 Added 34.5%	246,398 $3.89 Million
Q1 2018 Apr 23, 2018	BUY	$15.3 - $16.24 $649,485 - $689,387	42,450 Added 30.16%	183,198 $0
Q4 2017 Feb 08, 2018	BUY	$15.02 - $15.64 $2.11 Million - $2.2 Million	140,748	140,748 $2.18 Million

Others Institutions Holding HFRO

# of Institutions

104

Shares Held

29.1M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

3.72M
Shares

$19.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

3.69M
Shares

$19.3 Million
0.01% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

3.02M
Shares

$15.8 Million
6.16% of portfolio
Royal Bank Of Canada Toronto, A6

2.59M
Shares

$13.5 Million
0.0% of portfolio
Envestnet Asset Management Inc

2.02M
Shares

$10.6 Million
0.0% of portfolio

About HIGHLAND INCOME FUND\MA

Ticker HFRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Highland Funds I - Highland Floating Rate Opportunities Fund is a close-ended fixed income mutual fund launched by Highland Capital Management, L.P. It is managed by Highland Capital Management Fund Advisors, L.P. The fund invests in fixed income markets of countries across the globe. It primarily invests in floating rate loans and other securit...

More about HFRO

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