Allworth Financial LP Prospect Capital Corp Transaction History

Allworth Financial LP

$16.1 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Jul 23, 2024	BUY	$5.21 - $5.69 $135 - $147	26 Added 113.04%	49 $0
Q1 2024 Apr 25, 2024	SELL	$5.33 - $6.24 $53 - $62	-10 Reduced 30.3%	23 $0
Q4 2023 Jan 24, 2024	SELL	$5.08 - $6.18 $10,922 - $13,287	-2,150 Reduced 98.49%	33 $0
Q3 2023 Oct 31, 2023	BUY	$5.94 - $6.65 $12,759 - $14,284	2,148 Added 6137.14%	2,183 $13,000
Q2 2023 Jul 18, 2023	SELL	$6.08 - $6.94 $48 - $55	-8 Reduced 18.6%	35 $0
Q4 2022 Jan 13, 2023	BUY	$6.39 - $7.82 $153 - $187	24 Added 126.32%	43 $0
Q3 2022 Oct 18, 2022	BUY	$6.11 - $19.55 $116 - $371	19 New	19 $0
Q2 2022 Jul 13, 2022	SELL	$6.68 - $8.48 $6,680 - $8,480	-1,000 Closed	0 $0
Q1 2022 Apr 22, 2022	BUY	$7.86 - $8.89 $7,860 - $8,890	1,000 New	1,000 $8,000
Q4 2021 Jan 21, 2022	SELL	$7.83 - $9.0 $7,430 - $8,541	-949 Closed	0 $0
Q3 2021 Nov 02, 2021	BUY	$7.69 - $8.46 $169 - $186	22 Added 2.37%	949 $7,000
Q2 2021 Aug 02, 2021	BUY	$7.62 - $9.22 $7,063 - $8,546	927 New	927 $8,000
Q2 2019 Jul 25, 2019	SELL	$6.24 - $6.83 $4,992 - $5,464	-800 Closed	0 $0
Q2 2017 Aug 07, 2017	BUY	N/A	800	800 $6,000

Others Institutions Holding PSEC

# of Institutions

251

Shares Held

39.6M

Call Options Held

979K

Put Options Held

9.39M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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