Allworth Financial LP Spdr S&P 600 Small Cap ETF Transaction History

Allworth Financial LP

$14 Billion
Q1 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 Apr 18, 2023	SELL	$79.99 - $93.53 $120,704 - $141,136	-1,509 Reduced 19.91%	6,070 $510,000
Q4 2022 Jan 13, 2023	BUY	$80.75 - $88.73 $80,104 - $88,020	992 Added 15.06%	7,579 $0
Q3 2022 Oct 18, 2022	BUY	N/A	4,580 Added 228.2%	6,587 $499,000
Q2 2022 Jul 13, 2022	SELL	N/A	-234 Reduced 10.44%	2,007 $161,000
Q1 2022 Apr 22, 2022	SELL	N/A	-175 Reduced 7.24%	2,241 $210,000

Q4 2021 Jan 21, 2022	SELL	N/A	-8 Reduced 0.33%	2,416 $240,000
Q3 2021 Nov 02, 2021	BUY	N/A	1,411 Added 139.29%	2,424 $230,000
Q2 2021 Aug 02, 2021	SELL	N/A	-48 Reduced 4.52%	1,013 $99,000
Q1 2021 Apr 29, 2021	BUY	N/A	881 Added 489.44%	1,061 $100,000
Q3 2020 Nov 03, 2020	BUY	N/A	180 New	180 $11,000
Q2 2020 Jul 24, 2020	SELL	N/A	-928 Closed	0 $0
Q1 2020 Apr 17, 2020	BUY	N/A	928 New	928 $45,000

Others Institutions Holding SLY

# of Institutions

17

Shares Held

588K

Call Options Held

0

Put Options Held

0

About SPDR S&P 600 SMALL CAP ETF

Ticker SLY
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