Allworth Financial LP Closed Holding Positions

Allworth Financial LP

$17.4 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
OCGN Ocugen, Inc. Healthcare	Q4 2021 Filed on Jan 21, 2022	150	$4.38 - $15.67 $657 - $2.35K
RJN Swedish Export Credit Corp ETFs	Q4 2021 Filed on Jan 21, 2022	28	$2.36 - $3.06 $66.1 - $85.7
GOCO Go Health, Inc. Financial Services	Q4 2021 Filed on Jan 21, 2022	60	$3.32 - $6.14 $199 - $368
Cree Inc	Q4 2021 Filed on Jan 21, 2022	128	N/A
Gores Holdings Vi Inc	Q3 2021 Filed on Nov 02, 2021	1,000	N/A
Aspirational Consumer Lifest	Q3 2021 Filed on Nov 02, 2021	1,000	N/A
Churchill Capital Corp Iv	Q3 2021 Filed on Nov 02, 2021	1,224	N/A
GNPX Genprex, Inc. Healthcare	Q3 2021 Filed on Nov 02, 2021	5,000	$2.59 - $3.36 $13K - $16.8K
Ig Acquisition Corp	Q3 2021 Filed on Nov 02, 2021	100	N/A
Weingarten Rlty Invs	Q3 2021 Filed on Nov 02, 2021	168	N/A
General Electric CO	Q3 2021 Filed on Nov 02, 2021	57,950	N/A
GTTNQ Gtt Communications, Inc. Communication Services	Q3 2021 Filed on Nov 02, 2021	500	$0.13 - $2.36 $65 - $1.18K
Maxim Integrated Prods Inc	Q3 2021 Filed on Nov 02, 2021	2,131	N/A
KERN Akerna Corp. Healthcare	Q3 2021 Filed on Nov 02, 2021	350	N/A
Slack Technologies Inc	Q3 2021 Filed on Nov 02, 2021	212	N/A
CHIQ Global X Msci China Consumer D ETFs	Q3 2021 Filed on Nov 02, 2021	300	$27.52 - $34.74 $8.26K - $10.4K
TPB Turning Point Brands, Inc. Consumer Defensive	Q3 2021 Filed on Nov 02, 2021	27	$43.98 - $53.6 $1.19K - $1.45K
J Alexanders Hldgs Inc	Q3 2021 Filed on Nov 02, 2021	88	N/A
CNBS Amplify ETF Tr Seymour Cannabi ETFs	Q3 2021 Filed on Nov 02, 2021	139	$18.89 - $25.92 $2.63K - $3.6K
Aspirational Consumer Lifest	Q3 2021 Filed on Nov 02, 2021	3,000	N/A
American Riv Bankshares	Q3 2021 Filed on Nov 02, 2021	4,698	N/A
LMNX Luminex Corporation Healthcare	Q3 2021 Filed on Nov 02, 2021	6	N/A
NVVE Nuvve Holding Corp. Consumer Cyclical	Q3 2021 Filed on Nov 02, 2021	52	$9.87 - $13.75 $513 - $715
NP Neenah Inc	Q3 2021 Filed on Nov 02, 2021	17	$44.24 - $51.88 $752 - $882
MINC Advisorshares Tr Newfleet Mult ETFs	Q3 2021 Filed on Nov 02, 2021	226	$48.75 - $48.98 $11K - $11.1K
BSEP Innovator U.S. Equity Buffer E ETFs	Q3 2021 Filed on Nov 02, 2021	660	$31.24 - $32.32 $20.6K - $21.3K
USCR U.S. Concrete, Inc. Basic Materials	Q3 2021 Filed on Nov 02, 2021	409	N/A
OGI Organigram Holdings Inc. Healthcare	Q3 2021 Filed on Nov 02, 2021	100	$2.3 - $2.94 $230 - $294
DBRG Digital Bridge Group, Inc. Real Estate	Q3 2021 Filed on Nov 02, 2021	1	$6.03 - $7.96 $6.03 - $7.96
UBX Unity Biotechnology, Inc. Healthcare	Q3 2021 Filed on Nov 02, 2021	200	$2.91 - $4.5 $582 - $900
SNDL Sundial Growers Inc. Healthcare	Q2 2021 Filed on Aug 02, 2021	1,000	$6.9 - $12.9 $6.9K - $12.9K
SYNL Synalloy Corp	Q2 2021 Filed on Aug 02, 2021	32	$9.11 - $11.5 $292 - $368
CEM Clear Bridge Mlp & Midstream Fund Inc. Financial Services	Q2 2021 Filed on Aug 02, 2021	192	$23.7 - $32.02 $4.55K - $6.15K
Cincinnati Bell Inc New	Q2 2021 Filed on Aug 02, 2021	57	N/A
Silver Spike Acquisition Cor	Q2 2021 Filed on Aug 02, 2021	95	N/A
Varian Med Sys Inc	Q2 2021 Filed on Aug 02, 2021	100	N/A
Altimar Acquisition Corp Ii	Q2 2021 Filed on Aug 02, 2021	200	N/A
ACEVW Ace Convergence Acquisition Corp.	Q2 2021 Filed on Aug 02, 2021	500	N/A
Northern Lts Fd Tr Iv	Q2 2021 Filed on Aug 02, 2021	359	N/A
Rbb Fd Inc	Q2 2021 Filed on Aug 02, 2021	685	N/A
HFRO Highland Income Fund\Ma Financial Services	Q2 2021 Filed on Aug 02, 2021	6,674	$9.92 - $12.05 $66.2K - $80.4K
Torchlight Energy Res Inc	Q2 2021 Filed on Aug 02, 2021	3,700	N/A
Iac Interactivecorp New	Q2 2021 Filed on Aug 02, 2021	50	N/A
Svf Investment Corp	Q2 2021 Filed on Aug 02, 2021	100	N/A
Cimarex Energy CO	Q2 2021 Filed on Aug 02, 2021	4	N/A
QVAL Ea Ser Tr Alpha Architect U S ETFs	Q2 2021 Filed on Aug 02, 2021	7	$32.74 - $35.48 $229 - $248
Perspecta Inc	Q2 2021 Filed on Aug 02, 2021	1,035	N/A
ENTX Entera Bio Ltd. Healthcare	Q2 2021 Filed on Aug 02, 2021	100	$2.92 - $6.5 $292 - $650
Gw Pharmaceuticals PLC	Q2 2021 Filed on Aug 02, 2021	12	N/A
Stable Rd Acquisition Corp	Q2 2021 Filed on Aug 02, 2021	40	N/A

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Allworth Financial LP, based on Form 13F filings with the SEC.

News

Stay updated on Allworth Financial LP with notifications on news.