Allworth Financial LP Closed Holding Positions

Allworth Financial LP

$16.1 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Genmark Diagnostics Inc	Q1 2021 Filed on Apr 29, 2021	30,000	N/A
Gores Hldgs Iv Inc	Q1 2021 Filed on Apr 29, 2021	550	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on Apr 29, 2021	4,043	N/A
VSTM Verastem, Inc. Healthcare	Q1 2021 Filed on Apr 29, 2021	300	$1.9 - $2.82 $570 - $846
PBTP Invesco ETF Tr Ii Purebeta 0 5 ETFs	Q1 2021 Filed on Apr 29, 2021	104	$25.91 - $26.23 $2.69K - $2.73K
EQWL Invesco Exchange Traded Fd Tr ETFs	Q1 2021 Filed on Apr 29, 2021	190	$67.64 - $75.32 $12.9K - $14.3K
Bellicum Pharmaceuticals Inc	Q1 2021 Filed on Apr 29, 2021	300	N/A
KURE Kraneshares Tr Msci All China ETFs	Q1 2021 Filed on Apr 29, 2021	60	$34.32 - $47.43 $2.06K - $2.85K
American Intl Group Inc	Q1 2021 Filed on Apr 29, 2021	136	N/A
IWX Ishares Tr Russell 200 Value E ETFs	Q1 2021 Filed on Apr 29, 2021	79	$57.19 - $63.99 $4.52K - $5.06K
Fitbit Inc	Q1 2021 Filed on Apr 29, 2021	392	N/A
Bristol Myers Squibb CO	Q1 2021 Filed on Apr 29, 2021	1,080	N/A
Kirkland Lake Gold LTD	Q1 2021 Filed on Apr 29, 2021	1,500	N/A
Spdr Index Shs Fds	Q1 2021 Filed on Apr 29, 2021	25	N/A
XRT Spdr Series Tr Spdr S&P Retail ETFs	Q1 2021 Filed on Apr 29, 2021	20	$63.54 - $94.39 $1.27K - $1.89K
Concho Res Inc	Q1 2021 Filed on Apr 29, 2021	7	N/A
Wyndham Destinations Inc	Q1 2021 Filed on Apr 29, 2021	21	N/A
New Oriental Ed & Technology	Q1 2021 Filed on Apr 29, 2021	13	N/A
Apache Corp	Q1 2021 Filed on Apr 29, 2021	527	N/A
Social Cap Hedspia Hldg CO I	Q1 2021 Filed on Apr 29, 2021	500	N/A
Fiat Chrysler Automobiles N	Q1 2021 Filed on Apr 29, 2021	100	N/A
KTF Dws Municipal Income Trust Financial Services	Q1 2021 Filed on Apr 29, 2021	136	$11.29 - $11.87 $1.54K - $1.61K
Pacific Ethanol Inc	Q1 2021 Filed on Apr 29, 2021	3	N/A
BYSI Beyond Spring Inc. Healthcare	Q1 2021 Filed on Apr 29, 2021	200	$10.61 - $15.77 $2.12K - $3.15K
EGO Eldorado Gold Corp Basic Materials	Q1 2021 Filed on Apr 29, 2021	2,000	$10.44 - $14.23 $20.9K - $28.5K
SPWH Sportsman'S Warehouse Holdings, Inc. Consumer Cyclical	Q1 2021 Filed on Apr 29, 2021	101	$16.79 - $17.95 $1.7K - $1.81K
Tiffany & CO New	Q1 2021 Filed on Apr 29, 2021	261	N/A
SIOX Sio Gene Therapies Inc. Healthcare	Q1 2021 Filed on Apr 29, 2021	500	$2.34 - $3.44 $1.17K - $1.72K
Interpace Biosciences Inc	Q1 2021 Filed on Apr 29, 2021	1,429	N/A
JIGB Jpmorgan Tr Corporate Bond Res ETFs	Q1 2021 Filed on Apr 29, 2021	11	N/A
Longview Acquisition Corp	Q1 2021 Filed on Apr 29, 2021	153	N/A
MGIC Magic Software Enterprises LTD Technology	Q1 2021 Filed on Apr 29, 2021	1	$14.64 - $17.92 $14.6 - $17.9
MOR Morpho Sys Ag Healthcare	Q1 2021 Filed on Apr 29, 2021	3	$21.56 - $30.66 $64.7 - $92
DINT Davis Fundamental ETF Tr ETFs	Q1 2021 Filed on Apr 29, 2021	100	$23.22 - $25.84 $2.32K - $2.58K
NMI Nuveen Municipal Income Fund Inc Financial Services	Q1 2021 Filed on Apr 29, 2021	807	$11.02 - $11.63 $8.89K - $9.39K
Qiwi PLC	Q1 2021 Filed on Apr 29, 2021	6	N/A
BME Black Rock Health Sciences Trust Financial Services	Q4 2020 Filed on Jan 26, 2021	60	$41.7 - $48.67 $2.5K - $2.92K
Pdl Biopharma Inc	Q4 2020 Filed on Jan 26, 2021	100	N/A
Noble Energy Inc	Q4 2020 Filed on Jan 26, 2021	889	N/A
Mobileiron Inc	Q4 2020 Filed on Jan 26, 2021	500	N/A
Fortress Value Acquisition C	Q4 2020 Filed on Jan 26, 2021	100	N/A
B Riley Prin Merger Corp Ii	Q4 2020 Filed on Jan 26, 2021	100	N/A
AYRO Ayro, Inc. Consumer Cyclical	Q4 2020 Filed on Jan 26, 2021	500	$2.52 - $10.6 $1.26K - $5.3K
Dunkin Brands Group Inc	Q4 2020 Filed on Jan 26, 2021	28	N/A
EZM Wisdomtree U.S. Midcap Fund ETFs	Q4 2020 Filed on Jan 26, 2021	82	$34.56 - $43.66 $2.83K - $3.58K
CN Xtrackers Msci All China Eqty	Q4 2020 Filed on Jan 26, 2021	212	N/A
Seattle Genetics Inc	Q4 2020 Filed on Jan 26, 2021	12	N/A
BNO United States Brent Oil Fund, LP ETFs	Q4 2020 Filed on Jan 26, 2021	924	$9.48 - $13.02 $8.76K - $12K
Insignia Sys Inc	Q4 2020 Filed on Jan 26, 2021	100	N/A
Aytu Bioscience Inc	Q4 2020 Filed on Jan 26, 2021	1	N/A

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