Alpha Omega Wealth Management LLC Prospect Capital Corp Transaction History

Alpha Omega Wealth Management LLC

$536 Million
Q1 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 Apr 29, 2021	SELL	$5.51 - $7.98 $396,224 - $573,841	-71,910 Closed	0 $0
Q4 2020 Feb 05, 2021	BUY	$4.95 - $5.6 $11,696 - $13,232	2,363 Added 3.4%	71,910 $389,000
Q3 2020 Nov 05, 2020	BUY	$4.68 - $5.17 $11,264 - $12,444	2,407 Added 3.59%	69,547 $350,000
Q2 2020 Jul 27, 2020	BUY	$3.78 - $5.74 $1,806 - $2,743	478 Added 0.72%	67,140 $343,000
Q1 2020 May 04, 2020	SELL	$4.04 - $6.61 $21,379 - $34,980	-5,292 Reduced 7.35%	66,662 $283,000

Q4 2019 Feb 05, 2020	SELL	$6.37 - $6.7 $23,384 - $24,595	-3,671 Reduced 4.85%	71,954 $463,000
Q3 2019 Nov 12, 2019	BUY	$6.3 - $6.73 $6,148 - $6,568	976 Added 1.31%	75,625 $491,000
Q2 2019 Aug 14, 2019	BUY	$6.24 - $6.83 $9,809 - $10,736	1,572 Added 2.15%	74,649 $487,000
Q1 2019 May 02, 2019	BUY	$6.27 - $6.93 $9,549 - $10,554	1,523 Added 2.13%	73,077 $476,000
Q4 2018 Jan 18, 2019	BUY	$5.77 - $7.27 $8,718 - $10,984	1,511 Added 2.16%	71,554 $452,000
Q3 2018 Nov 01, 2018	SELL	$6.67 - $7.58 $44,308 - $50,353	-6,643 Reduced 8.66%	70,043 $513,000
Q2 2018 Aug 14, 2018	BUY	$6.3 - $6.93 $2,570 - $2,827	408 Added 0.53%	76,686 $515,000
Q1 2018 May 01, 2018	BUY	$6.21 - $7.01 $8,445 - $9,533	1,360 Added 1.82%	76,278 $500,000
Q4 2017 Feb 06, 2018	BUY	$5.56 - $7.26 $18,464 - $24,110	3,321 Added 4.64%	74,918 $505,000
Q3 2017 Nov 03, 2017	BUY	$6.55 - $8.18 $3,648 - $4,556	557 Added 0.78%	71,597 $481,000
Q2 2017 Aug 07, 2017	BUY	N/A	71,040	71,040 $577,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

2M

Put Options Held

7.64M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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