Alps Advisors Inc Gladstone Capital Corp Transaction History

Alps Advisors Inc

$14.1 Billion
Q1 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 04, 2020	SELL	$6.8 - $7.74 $220,836 - $251,364	-32,476 Closed	0 $0
Q2 2020 Aug 05, 2020	SELL	$4.74 - $8.18 $17,106 - $29,521	-3,609 Reduced 10.0%	32,476 $237,000
Q1 2020 May 06, 2020	BUY	$4.29 - $10.53 $154,804 - $379,975	36,085 New	36,085 $203,000

Others Institutions Holding GLAD

# of Institutions

77

Shares Held

3.5M

Call Options Held

35.8K

Put Options Held

82.6K

Legal & General Group PLC London, X0

355K
Shares

$8.38 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

353K
Shares

$8.34 Million
0.0% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

314K
Shares

$7.41 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

268K
Shares

$6.33 Million
0.06% of portfolio
Two Sigma Investments, LP New York, NY

264K
Shares

$6.24 Million
0.01% of portfolio

About GLADSTONE CAPITAL CORP

Ticker GLAD
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Capital Corporation is a business development company specializing in lower middle market, growth capital, add on acquisitions, change of control, buy & build strategies, debt refinancing, debt investments in senior term loans, revolving loans, secured first and second lien term loans, senior subordinated loans, unitranche loans, j...

More about GLAD

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