Ameriprise Financial Inc Pennantpark Investment Corp Transaction History

Ameriprise Financial Inc

$381 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	BUY	$6.0 - $7.98 $66,066 - $87,867	11,011 New	11,011 $68,000
Q4 2019 Feb 14, 2020	SELL	$5.92 - $6.84 $724,258 - $836,812	-122,341 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$6.18 - $6.71 $337,743 - $366,708	-54,651 Reduced 30.88%	122,341 $767,000
Q2 2019 Aug 14, 2019	SELL	$6.23 - $7.15 $599,973 - $688,573	-96,304 Reduced 35.24%	176,992 $1.12 Million
Q1 2019 May 15, 2019	BUY	$6.61 - $7.34 $751,590 - $834,594	113,705 Added 71.25%	273,296 $1.89 Million
Q4 2018 Feb 14, 2019	BUY	$6.3 - $7.64 $916,990 - $1.11 Million	145,554 Added 1036.93%	159,591 $1.02 Million
Q3 2018 Nov 14, 2018	BUY	$7.04 - $7.84 $26,385 - $29,384	3,748 Added 36.43%	14,037 $19.7 Million
Q2 2018 Aug 14, 2018	BUY	$6.64 - $7.45 $68,318 - $76,653	10,289 New	10,289 $72,000
Q1 2018 May 15, 2018	SELL	$6.41 - $7.17 $115,745 - $129,468	-18,057 Closed	0 $0
Q4 2017 Feb 12, 2018	SELL	$6.91 - $7.79 $42,634 - $48,064	-6,170 Reduced 25.47%	18,057 $125,000
Q3 2017 Nov 07, 2017	BUY	$7.35 - $7.76 $178,068 - $188,001	24,227	24,227 $182,000

Others Institutions Holding PNNT

# of Institutions

130

Shares Held

16.2M

Call Options Held

65K

Put Options Held

12.8K

Lsv Asset Management Chicago, IL

1.98M
Shares

$13.4 Million
0.03% of portfolio
Invesco Ltd. Atlanta, GA

1.84M
Shares

$12.4 Million
0.0% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

1.19M
Shares

$8.03 Million
0.02% of portfolio
Two Sigma Investments, LP New York, NY

736K
Shares

$4.96 Million
0.01% of portfolio
Farmer Steven Patrick

722K
Shares

$4.87 Million
0.07% of portfolio

About PENNANTPARK INVESTMENT CORP

Ticker PNNT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Investment Corporation, a business development company is a private equity fund specializes in direct and mezzanine investments in middle market companies. It invests in the form of mezzanine debt, senior secured loans, and equity investments. The fund typically invests in buildings and real estate, hotels, gaming and leisure, techno...

More about PNNT

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