Ameriprise Financial Inc Principal ETF U.S. Small Cap M Transaction History

Ameriprise Financial Inc

$358 Billion
Q1 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 15, 2021	SELL	N/A	-4,255 Closed	0 $0
Q2 2021 Aug 16, 2021	SELL	N/A	-3,861 Reduced 47.57%	4,255 $200,000
Q1 2021 May 17, 2021	BUY	N/A	8,116 New	8,116 $358,000

Others Institutions Holding PSC

# of Institutions

21

Shares Held

10.5M

Call Options Held

0

Put Options Held

0

Principal Financial Group Inc Des Moines, IA

9.54M
Shares

$456 Million
0.29% of portfolio
Principal Securities, Inc. Des Moines, IA

232K
Shares

$11.1 Million
0.36% of portfolio
Envestnet Asset Management Inc

208K
Shares

$9.96 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

117K
Shares

$5.61 Million
0.0% of portfolio
Wealth Enhancement Advisory Services, LLC

102K
Shares

$4.87 Million
0.01% of portfolio

About PRINCIPAL ETF U.S. SMALL-CAP M

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