Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Parkway Inc	Q4 2017 Filed on Feb 12, 2018	224,121	N/A
Pharmerica Corp	Q4 2017 Filed on Feb 12, 2018	301,521	N/A
Pinnacle Entertainment Inc	Q4 2017 Filed on Feb 12, 2018	96,166	N/A
PHD Pioneer Floating Rate Fund, Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	21,858	$11.4 - $12.19 $249K - $266K
Powershares Financial Prefrd	Q4 2017 Filed on Feb 12, 2018	24,022	N/A
Powershares Wilderh Clean En	Q4 2017 Filed on Feb 12, 2018	18,646	N/A
Powershares Dwa Utilities Mo	Q4 2017 Filed on Feb 12, 2018	7,268	N/A
Powershares Dyn Media Port	Q4 2017 Filed on Feb 12, 2018	8,451	N/A
Powershares Dwa Emerging Mar	Q4 2017 Filed on Feb 12, 2018	25,659	N/A
Powershares Global Short Ter	Q4 2017 Filed on Feb 12, 2018	11,271	N/A
Powershares Int Corp Bond	Q4 2017 Filed on Feb 12, 2018	9,346	N/A
Powershares Russel 1000 Equa	Q4 2017 Filed on Feb 12, 2018	24,344	N/A
Powershares S&P Sc Energy	Q4 2017 Filed on Feb 12, 2018	14,105	N/A
PGZ Principal Real Estate Income Fund Financial Services	Q4 2017 Filed on Feb 12, 2018	58,034	$16.91 - $18.04 $981K - $1.05M
Quintiles Ims Holdings Inc	Q4 2017 Filed on Feb 12, 2018	151,489	N/A
Ra Pharmaceuticals Inc	Q4 2017 Filed on Feb 12, 2018	121,783	N/A
GEHI Ryb Education, Inc. Consumer Defensive	Q4 2017 Filed on Feb 12, 2018	17,838	$15.69 - $31.14 $280K - $555K
Resource Capital Corp	Q4 2017 Filed on Feb 12, 2018	26,237	N/A
Rice Energy Inc	Q4 2017 Filed on Feb 12, 2018	111,288	N/A
Ruby Tuesday Inc	Q4 2017 Filed on Feb 12, 2018	315,705	N/A
GWX Spdr Index Shs Fd Spdr S&P Int ETFs	Q4 2017 Filed on Feb 12, 2018	17,252	N/A
Spdr Bbg Barc 1 3 Month Tbil	Q4 2017 Filed on Feb 12, 2018	1,904,766	N/A
Sciclone Pharmaceuticals Inc	Q4 2017 Filed on Feb 12, 2018	307,087	N/A
Select Comfort Corporation	Q4 2017 Filed on Feb 12, 2018	413,001	N/A
Silver Spring Networks Inc	Q4 2017 Filed on Feb 12, 2018	227,546	N/A
Spark Networks Inc	Q4 2017 Filed on Feb 12, 2018	12,500	N/A
Starwood Property Trust Inc	Q4 2017 Filed on Feb 12, 2018	6,500,000	N/A
Starwood Waypoint Homes	Q4 2017 Filed on Feb 12, 2018	383,038	N/A
State National Cos Inc	Q4 2017 Filed on Feb 12, 2018	10,032	N/A
RJA Swedish Export Credit Corp ETFs	Q4 2017 Filed on Feb 12, 2018	14,600	$5.88 - $6.11 $85.8K - $89.2K
Tmus 5 1/2 12/15/17	Q4 2017 Filed on Feb 12, 2018	140,000	N/A
Tandem Diabetes Care Inc	Q4 2017 Filed on Feb 12, 2018	10,000	N/A
Tesco Corp	Q4 2017 Filed on Feb 12, 2018	242,137	N/A
TSQ Townsquare Media, Inc. Communication Services	Q4 2017 Filed on Feb 12, 2018	12,238	$7.01 - $10.44 $85.8K - $128K
Two Harbors Investment Corp	Q4 2017 Filed on Feb 12, 2018	92,895	N/A
Etracs Alerian Mlp Etn	Q4 2017 Filed on Feb 12, 2018	86,440	N/A
Us Natural Gas Fund LP	Q4 2017 Filed on Feb 12, 2018	20,237	N/A
Vwr Corp	Q4 2017 Filed on Feb 12, 2018	167,322	N/A
ZTR Virtus Total Return Fund Inc. Financial	Q4 2017 Filed on Feb 12, 2018	15,695	$12.98 - $13.65 $204K - $214K
Walter Investment Management Corp	Q4 2017 Filed on Feb 12, 2018	14,040,000	N/A
Wayfair Inc	Q4 2017 Filed on Feb 12, 2018	2,500,000	N/A
EOD Allspring Global Dividend Opportunity Fund Financial Services	Q4 2017 Filed on Feb 12, 2018	14,950	$5.9 - $6.33 $88.2K - $94.6K
SBI Western Asset Intermediate Muni Fund Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	15,000	$9.29 - $9.84 $139K - $148K
Whiting Petroleum Corp	Q4 2017 Filed on Feb 12, 2018	17,299	N/A
Delphi Automotive PLC	Q4 2017 Filed on Feb 12, 2018	820,705	N/A
Neuroderm LTD	Q4 2017 Filed on Feb 12, 2018	26,614	N/A
Constellium Nv Class A	Q4 2017 Filed on Feb 12, 2018	24,729	N/A
Gener8 Maritime Inc	Q4 2017 Filed on Feb 12, 2018	45,200	N/A
Kite Pharma Inc	Q4 2017 Filed on Feb 12, 2018	200	N/A

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