Arete Wealth Advisors, LLC Prospect Capital Corp Transaction History

Arete Wealth Advisors, LLC

$1.06 Billion
Q1 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 09, 2023	BUY	$6.08 - $6.94 $19,832 - $22,638	3,262 Added 32.05%	13,439 $83,000
Q1 2023 May 01, 2023	BUY	$6.67 - $7.66 $67,880 - $77,955	10,177 New	10,177 $70,000
Q1 2019 May 15, 2019	SELL	$6.27 - $6.93 $71,528 - $79,057	-11,408 Closed	0 $0
Q4 2018 Feb 14, 2019	BUY	$5.77 - $7.27 $65,824 - $82,936	11,408 New	11,408 $72,000
Q3 2018 Nov 14, 2018	SELL	$6.67 - $7.58 $193,296 - $219,668	-28,980 Closed	0 $0

Q1 2018 May 15, 2018	SELL	$6.21 - $7.01 $17,388 - $19,628	-2,800 Reduced 8.81%	28,980 $190,000
Q4 2017 Feb 14, 2018	SELL	$5.56 - $7.26 $22,240 - $29,040	-4,000 Reduced 11.18%	31,780 $214,000
Q3 2017 Nov 15, 2017	BUY	$6.55 - $8.18 $234,359 - $292,680	35,780	35,780 $240,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

2M

Put Options Held

7.64M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

More about PSEC

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