Arete Wealth Advisors, LLC Advent Convertible & Income Fund Transaction History

Arete Wealth Advisors, LLC

$1.17 Billion
Q3 2024

A detailed history of Arete Wealth Advisors, LLC transactions in Advent Convertible & Income Fund stock. As of the latest transaction made, Arete Wealth Advisors, LLC holds 600,039 shares of AVK stock, worth $7.13 Million. This represents 0.31% of its overall portfolio holdings.

Number of Shares

600,039

Previous 291,784 105.64%

Holding current value

$7.13 Million

Previous $3.46 Million 3.75%

% of portfolio

0.31%

Previous 0.28%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 14, 2024	BUY	$11.44 - $12.85 $3.53 Million - $3.96 Million	308,255 Added 105.64%	600,039 $3.59 Million
Q2 2024 Aug 13, 2024	SELL	$11.23 - $12.18 $399,001 - $432,755	-35,530 Reduced 10.86%	291,784 $3.46 Million
Q1 2024 May 15, 2024	BUY	$11.08 - $12.1 $259,648 - $283,551	23,434 Added 7.71%	327,314 $3.91 Million
Q4 2023 Feb 14, 2024	BUY	$9.27 - $11.5 $95,267 - $118,185	10,277 Added 3.5%	303,880 $3.46 Million
Q3 2023 Oct 30, 2023	BUY	$10.39 - $11.96 $154,831 - $178,227	14,902 Added 5.35%	293,603 $3.08 Million
Q2 2023 Aug 09, 2023	BUY	$11.01 - $11.88 $140,861 - $151,992	12,794 Added 4.81%	278,701 $3.27 Million
Q1 2023 May 01, 2023	BUY	$11.06 - $13.13 $637,432 - $756,734	57,634 Added 27.67%	265,907 $3.07 Million
Q4 2022 Feb 06, 2023	SELL	$10.43 - $12.32 $252,864 - $298,686	-24,244 Reduced 10.43%	208,273 $2.27 Million
Q3 2022 Nov 07, 2022	SELL	$10.63 - $14.7 $31,145 - $43,071	-2,930 Reduced 1.24%	232,517 $2.47 Million
Q2 2022 Aug 15, 2022	BUY	$11.75 - $15.91 $113,939 - $154,279	9,697 Added 4.3%	235,447 $2.84 Million
Q1 2022 May 06, 2022	BUY	$14.45 - $18.43 $141,740 - $180,779	9,809 Added 4.54%	225,750 $3.54 Million
Q4 2021 Feb 07, 2022	BUY	$17.37 - $19.39 $127,096 - $141,876	7,317 Added 3.51%	215,941 $3.96 Million
Q3 2021 Nov 15, 2021	BUY	$17.98 - $19.81 $93,442 - $102,952	5,197 Added 2.55%	208,624 $3.75 Million
Q2 2021 Aug 09, 2021	BUY	$17.74 - $19.72 $133,280 - $148,156	7,513 Added 3.83%	203,427 $3.92 Million
Q1 2021 May 10, 2021	SELL	$16.28 - $17.92 $348,636 - $383,756	-21,415 Reduced 9.85%	195,914 $3.46 Million
Q4 2020 Feb 08, 2021	SELL	$13.62 - $16.64 $56,740 - $69,322	-4,166 Reduced 1.88%	217,329 $3.59 Million
Q3 2020 Nov 09, 2020	SELL	$13.1 - $14.57 $188,050 - $209,152	-14,355 Reduced 6.09%	221,495 $3.07 Million
Q2 2020 Aug 11, 2020	BUY	$9.7 - $13.94 $116,739 - $167,767	12,035 Added 5.38%	235,850 $3.09 Million
Q1 2020 May 14, 2020	BUY	$8.04 - $16.17 $171,597 - $345,116	21,343 Added 10.54%	223,815 $2.38 Million
Q4 2019 Feb 14, 2020	SELL	$14.35 - $15.55 $6,687 - $7,246	-466 Reduced 0.23%	202,472 $3.15 Million
Q3 2019 Nov 13, 2019	BUY	$14.08 - $15.11 $30,947 - $33,211	2,198 Added 1.09%	202,938 $2.96 Million
Q2 2019 Aug 14, 2019	SELL	$14.02 - $15.14 $736,835 - $795,697	-52,556 Reduced 20.75%	200,740 $3.02 Million
Q1 2019 May 15, 2019	BUY	$12.5 - $14.76 $172,650 - $203,865	13,812 Added 5.77%	253,296 $3.74 Million
Q4 2018 Feb 14, 2019	BUY	$12.12 - $15.82 $14,604 - $19,063	1,205 Added 0.51%	239,484 $3 Million
Q3 2018 Nov 14, 2018	BUY	$15.27 - $15.87 $199,624 - $207,468	13,073 Added 5.8%	238,279 $3.73 Million
Q2 2018 Aug 14, 2018	BUY	$14.86 - $15.73 $255,814 - $270,791	17,215 Added 8.28%	225,206 $3.44 Million
Q1 2018 May 15, 2018	BUY	$15.01 - $16.5 $372,443 - $409,414	24,813 Added 13.55%	207,991 $3.14 Million
Q4 2017 Feb 14, 2018	BUY	$15.47 - $16.44 $206,184 - $219,112	13,328 Added 7.85%	183,178 $2.91 Million
Q3 2017 Nov 15, 2017	BUY	$15.85 - $16.68 $2.69 Million - $2.83 Million	169,850	169,850 $2.75 Million

Others Institutions Holding AVK

# of Institutions

Shares Held

10.7M

Call Options Held

Put Options Held

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About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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Arete Wealth Advisors, LLC Advent Convertible & Income Fund Transaction History