Avantax Advisory Services, Inc. Advent Convertible & Income Fund Transaction History

Avantax Advisory Services, Inc.

$14.9 Billion
Q3 2024

23 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 09, 2024	SELL	$11.23 - $12.18 $46,626 - $50,571	-4,152 Reduced 21.07%	15,555 $185,000
Q1 2024 May 08, 2024	SELL	$11.08 - $12.1 $65,660 - $71,704	-5,926 Reduced 23.12%	19,707 $235,000
Q4 2023 Feb 07, 2024	SELL	$9.27 - $11.5 $12,718 - $15,778	-1,372 Reduced 5.08%	25,633 $291,000
Q3 2023 Nov 07, 2023	SELL	$10.39 - $11.96 $87,514 - $100,739	-8,423 Reduced 23.77%	27,005 $283,000
Q2 2023 Aug 11, 2023	SELL	$11.01 - $11.88 $81,088 - $87,496	-7,365 Reduced 17.21%	35,428 $415,000
Q1 2023 Apr 28, 2023	SELL	$11.06 - $13.13 $60,852 - $72,241	-5,502 Reduced 11.39%	42,793 $494,000
Q4 2022 Feb 13, 2023	SELL	$10.43 - $12.32 $82,553 - $97,512	-7,915 Reduced 14.08%	48,295 $526,000
Q3 2022 Nov 01, 2022	SELL	$10.63 - $14.7 $212,057 - $293,250	-19,949 Reduced 26.19%	56,210 $598,000
Q2 2022 Aug 02, 2022	SELL	$11.75 - $15.91 $43,204 - $58,501	-3,677 Reduced 4.61%	76,159 $918,000
Q1 2022 Apr 27, 2022	SELL	$14.45 - $18.43 $486,762 - $620,832	-33,686 Reduced 29.67%	79,836 $1.26 Million
Q4 2021 Jan 24, 2022	BUY	$17.37 - $19.39 $108,249 - $120,838	6,232 Added 5.81%	113,522 $2.1 Million
Q3 2021 Oct 21, 2021	BUY	$17.98 - $19.81 $244,635 - $269,534	13,606 Added 14.52%	107,290 $1.92 Million
Q2 2021 Jul 29, 2021	BUY	$17.74 - $19.72 $156,874 - $174,383	8,843 Added 10.42%	93,684 $1.81 Million
Q1 2021 May 13, 2021	BUY	$16.28 - $17.92 $86,560 - $95,280	5,317 Added 6.69%	84,841 $1.5 Million
Q4 2020 Jan 22, 2021	SELL	$13.62 - $16.64 $470,897 - $575,311	-34,574 Reduced 30.3%	79,524 $1.31 Million
Q3 2020 Oct 14, 2020	BUY	$13.1 - $14.57 $479,944 - $533,801	36,637 Added 47.3%	114,098 $1.57 Million
Q2 2020 Aug 06, 2020	BUY	$9.7 - $13.94 $82,469 - $118,517	8,502 Added 12.33%	77,461 $1.02 Million
Q1 2020 Apr 30, 2020	BUY	$8.04 - $16.17 $6,415 - $12,903	798 Added 1.17%	68,959 $729,000
Q4 2019 Feb 14, 2020	BUY	$14.35 - $15.55 $287,746 - $311,808	20,052 Added 41.68%	68,161 $1.06 Million
Q3 2019 Nov 08, 2019	BUY	$14.08 - $15.11 $287,260 - $308,274	20,402 Added 73.63%	48,109 $702,000
Q2 2019 Aug 06, 2019	BUY	$14.02 - $15.14 $6,743 - $7,282	481 Added 1.77%	27,707 $417,000
Q1 2019 May 13, 2019	BUY	$12.5 - $14.76 $100,000 - $118,080	8,000 Added 41.61%	27,226 $402,000
Q4 2018 Feb 13, 2019	BUY	$12.12 - $15.82 $233,019 - $304,155	19,226 New	19,226 $244,000

Others Institutions Holding AVK

# of Institutions

Shares Held

10.7M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

1.57M
Shares

$18.5 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$11.7 Million
0.25% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$8.79 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$7.9 Million
0.06% of portfolio
Arete Wealth Advisors, LLC Chicago, IL

600K
Shares

$7.07 Million
0.31% of portfolio

View Full List

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

More about AVK

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